MONROE CAPITAL BDC ADVISORS, LLC
Adviser information for MONROE CAPITAL BDC ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 35 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 2 | $3.1B |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
311 SOUTH WACKER DRIVESUITE 6400
CHICAGO
IL
United States
Monday - Friday, 9:00 AM TO 5:00 PM (CST)
Tel: (312) 258-8300, Fax: (312) 258-8350
Websites
Chief Compliance Officer
KRISTAN R. GREGORY
126 EAST 56TH STREET
32ND FLOOR
NEW YORK
NY
United States
Tel:
(646) 731-3177
Fax:
(312) 258-6400
K*******@************M
(Full email address available in API data)
Regulatory Contact
SCOTT A. MARIENAU
CHIEF FINANCIAL OFFICER
311 SOUTH WACKER DRIVE
SUITE 6400
CHICAGO
IL
United States
Tel:
(312) 523-2382
Fax:
(312) 258-8350
S********@************M
(Full email address available in API data)
Industry Affiliates
| HORIZON TECHNOLOGY FINANCE | Other investment adviser, including financial planners |
| MONROE (NP) U.S. PRIVATE DEBT FUND GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL ASSET MANAGMENT LLC | Other investment adviser, including financial planners |
| MONROE CAPITAL CLO MANAGER II LLC | Other investment adviser, including financial planners |
| MONROE CAPITAL CLO MANAGER LLC | Other investment adviser, including financial planners |
| MONROE CAPITAL FUND GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL MANAGEMENT ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MONROE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| MONROE CAPITAL OPPORTUNISTIC PRIVATE CREDIT FUND LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL OPPORTUNISTIC PRIVATE CREDIT GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PARTNERS FUND ADVISERS, INC | Other investment adviser, including financial planners |
| MONROE CAPITAL PARTNERS FUND II ADVISERS, INC | Other investment adviser, including financial planners |
| MONROE CAPITAL PARTNERS FUND II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PARTNERS FUND LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND 599 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND I LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND II LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND III LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND KTRS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND L LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND VT LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT STARR FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT VERSAILLES GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE FUND IV GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE FUND V GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE PRIVATE CREDIT FUND A LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOENIG, THEODORE, LEON | Individual | – | MANAGING MEMBER - CHIEF EXECUTIVE OFFICER | 02/2011 | < 5% |
| KOENIG, THEODORE, LEON | Individual | MSDJ TRUST | TRUSTEE | 02/2007 | |
| MSDJ TRUST | Domestic Entity | MONROE MANAGEMENT HOLDCO, LLC | MEMBER | 02/2007 | 25-50% |
| KOENIG, THEODORE, LEON | Individual | MONROE MANAGEMENT HOLDCO, LLC | SOLE MANAGING MEMBER | 02/2007 | |
| MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | Domestic Entity | – | SOLE MANAGING MEMBER | 02/2021 | > 75% |
| MONROE MANAGEMENT HOLDCO, LLC | Domestic Entity | MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | GENERAL PARTNER | 02/2021 | > 75% |
| ARONSON, THOMAS, CHARLES | Individual | – | VICE CHAIRMAN AND HEAD OF ORIGINATIONS | 03/2007 | < 5% |
| CASSADY, JAMES, MOUNTZ | Individual | – | CHIEF OPERATING OFFICER | 02/2021 | < 5% |
| EGAN, MICHAEL, JOHN | Individual | – | VICE CHAIRMAN AND CHIEF CREDIT OFFICER | 03/2007 | < 5% |
| GRUSZKA, PETER, TOTON | Individual | – | GENERAL COUNSEL | 10/2016 | < 5% |
| UDDIN, ZIA, NMN | Individual | – | PRESIDENT | 10/2021 | < 5% |
| MARIENAU, SCOTT, ANDREW | Individual | – | CHIEF FINANCIAL OFFICER | 02/2021 | < 5% |
| GREGORY, KRISTAN, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |