PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC
Adviser information for PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $968.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $968.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $968.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
700 S. ROSEMARY AVE.SUITE 204
WEST PALM BEACH
FL
United States
Monday - Friday, 8:30 AM TO 7:00 PM
Tel: 561-285-4044, Fax: 212-448-9652
Chief Compliance Officer
KRISTIN VAN DASK
CFO, SECRETARY AND TREASURER
10 EAST 40TH STREET
42ND FLOOR
NEW YORK
NY
United States
Tel:
212-448-0702
Fax:
212-448-9652
K*******@**************M
(Full email address available in API data)
Regulatory Contact
DARIA BECKER
10 EAST 40TH STREET
42ND FLOOR
NEW YORK
NY
United States
Tel:
212-448-0702
Fax:
212-448-9652
D****@**************M
(Full email address available in API data)
Industry Affiliates
| PROSPECT CAPITAL MANAGEMENT L.P. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROSPECT CAPITAL MANAGEMENT L.P. | Domestic Entity | – | MEMBER | 07/2012 | 50-75% |
| BARRY, JOHN, FRANCIS | Individual | PROSPECT CAPITAL MANAGEMENT L.P. | MEMBER | 10/2004 | > 75% |
| BEHRINGER, ESTATE OF ROBERT, MICHAEL | Individual | STRATERA HOLDINGS, LLC | MEMBER | 12/2001 | 25-50% |
| ELIASEK, GRIER, M. | Individual | – | COO & PRESIDENT | 07/2012 | < 5% |
| STRATERA HOLDINGS, LLC | Domestic Entity | – | MEMBER | 07/2012 | 50-75% |
| BARRY, JOHN, FRANCIS | Individual | – | CHAIRMAN & CEO | 07/2012 | < 5% |
| VAN DASK, KRISTIN, LEA | Individual | – | CFO, CCO, SECRETARY & TREASURER | 04/2018 | < 5% |