AM INVESTMENT STRATEGIES, LLC
Adviser information for AM INVESTMENT STRATEGIES, LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,189 | $445.3M |
| Non-Discretionary | 104 | $176.6M |
| Total | 1,293 | $621.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 419 | $96.7M |
| HNW Individuals | 119 | $520.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $906,704 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesREPORTING/ACCOUNT ADMINISTRATIVE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77283 |
|---|---|
| SEC ERA File Number | 801-77283 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165823 |
| Legal Entity Identifier | None |
Principal Office
832 GEORGIA AVENUESUITE 100
CHATTANOOGA
TN
United States
Monday - Friday, 8AM - 5PM
Tel: 423-486-1888, Fax: 423-486-1890
Websites
Chief Compliance Officer
LAURA OWSLEY
MANAGING MEMBER
832 GEORGIA AVENUE
SUITE 100
CHATTANOOGA
TN
United States
Tel:
423-486-1888
Fax:
423-486-1890
L****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, AON, DOUGLAS | Individual | – | MANAGING MEMBER /MANAGER | 10/2012 | > 75% |
| OWSLEY, LAURA, GINNETTE | Individual | – | MANAGING MEMBER/MANAGER/CHIEF COMPLIANCE OFFICER | 02/2013 | 25-50% |