FINANCIAL DIMENSIONS GROUP, INC.
Adviser information for FINANCIAL DIMENSIONS GROUP, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 49 |
|---|---|
| Investment Advisory/Research | 49 |
| Registered Broker-Dealer Representatives | 49 |
| Registered State Investment Advisers | 36 |
| Licensed Agents of an Insurance Company | 45 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,867 | $2.1B |
| Non-Discretionary | 1,238 | $487.9M |
| Total | 9,105 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,426 | $1.1B |
| HNW Individuals | 712 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.6M |
| Charitable organizations | 20 | $64.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $6.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 565.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE WEALTH MANAGEMENT PLATFORM - UNIFIED MANAGED ACCOUNT PROGRAM | VISION2020 WEALTH MANAGEMENT CORP. |
| THE WEALTH MANAGEMENT PLATFORM-ADVISOR MANAGED PORTFOLIOS | VISION2020 WEALTH MANAGEMENT CORP. |
Identifiers
| SEC RIA File Number | 801-77285 |
|---|---|
| SEC ERA File Number | 801-77285 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115143 |
| Legal Entity Identifier | None |
Principal Office
6 PINE TREE DRIVESUITE 300
ARDEN HILLS
MN
United States
Monday - Friday, 8:00 A.M. - 4:30 P.M.
Tel: 651-481-6280, Fax: 651-481-6289
Chief Compliance Officer
GREGG R. ANDERSON
PRESIDENT, DIRECTOR
6 PINE TREE DRIVE
SUITE 300
ARDEN HILLS
MN
United States
Tel:
651-481-6283
Fax:
651-481-6289
G****@***************M
(Full email address available in API data)
Regulatory Contact
GLORIA J. POZZINI
DIRECTOR, SECRETARY, TREASURER
6 PINE TREE DRIVE
SUITE 300
ARDEN HILLS
MN
United States
Tel:
651-481-6285
Fax:
651-481-6289
G*****@***************M
(Full email address available in API data)
Industry Affiliates
| WILLIAM M. HANSEN & ASSOCIATES, PLLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDERSON, GREGG, RICHARD | Individual | – | PRESIDENT, DIRECTOR, CCO | 05/1995 | 50-75% |
| POZZINI, GLORIA, JEAN | Individual | – | DIRECTOR, SECRETARY, TREASURER | 05/1995 | 50-75% |