SPINDLETOP CAPITAL, LLC

Adviser information for SPINDLETOP CAPITAL, LLC last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $48.1M
Non-Discretionary 0 $0
Total 2 $48.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $48.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesCONSULTING
Compensation % of AUMPerformance-based feesCONSULTING FEE

Identifiers

SEC RIA File Number 801-77312
SEC ERA File Number 801-77312
SEC CIK Numbers None
SEC CRD Numbers 164375
Legal Entity Identifier None

Principal Office

271 MARKET SQUARE
SUITE A
LAKE FOREST
IL
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 847-295-0093, Fax: 847-582-1010

Chief Compliance Officer

DAVID WINEBRENNER
271 MARKET SQUARE
SUITE A
LAKE FOREST
IL
United States
Tel: 847-295-0093
Fax: 847-582-1010
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
WHITE RIVER CAPITAL, LP Hedge Fund $41.2M $0.3M 37
WHITE RIVER, LP Hedge Fund $6.9M $0.1M 25

Control Persons

Name Type Entity Title Since Ownership
WINEBRENNER, DAVID, EDWIN Individual MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 10/2004 25-50%
CURNIN, MARK, DANIEL Individual MANAGING MEMBER 10/2004 50-75%

No. Employees, Historic

1050202020212022202320242 on 3/3/20202 on 2/23/20212 on 9/28/20212 on 3/4/20222 on 3/27/2023

RAUM, Historic

200M100M020202021202220232024133500000 on 3/3/202064100000 on 2/23/202152400000 on 9/28/202157400000 on 3/4/202248100000 on 3/27/2023

No. Clients, Historic

1050202020212022202320242 on 3/3/20202 on 2/23/20212 on 9/28/20212 on 3/4/20222 on 3/27/2023