WELLINGTON MANAGEMENT JAPAN PTE LTD
WELLINGTON MANAGEMENT JAPAN PTE. LTD. Legal Name
Adviser information for WELLINGTON MANAGEMENT JAPAN PTE LTD last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 76 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 55 | $17.9B |
| Non-Discretionary | 1 | $199.2M |
| Total | 56 | $18.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 11 | $10.8B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $396.2M |
| Pension and profit sharing plans | 23 | $1.5B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $477.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 15 | $4.9B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 96 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisor |
Principal Office
PALACE BUILDING 7F1-1-1 MARUNOUCHI, CHIYODA-KU
TOKYO
Japan
Monday - Friday, 9:00-5:30
Tel: 813-5533-0011, Fax: None
Chief Compliance Officer
KAREN AU
CHIEF COMPLIANCE OFFICER, WELLINGTON MANAGEMENT HONG KONG LIMITED
17 F, TWO INTERNATIONAL FINANCE CENTRE
8 FINANCE STREET
CENTRAL, HONG KONG
Hong Kong
Tel:
8522866048
K**@*************M
(Full email address available in API data)
Regulatory Contact
JAMES PETERSON
CHIEF COMPLIANCE OFFICER, WELLINGTON MANAGEMENT COMPANY LLP
280 CONGRESS STREET
BOSTON
MA
United States
Tel:
617 -951-5500
J********@*************M
(Full email address available in API data)
Industry Affiliates
| CLIMATE INNOVATION I CO-INVEST GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WAI GP LSG LUXEMBOURG | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON ALTERNATIVE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON BIOMEDICAL INNOVATION II GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLIMATE INNOVATION I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLO GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS DISTRIBUTORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON HADLEY HARBOR IV GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON LUXEMBOURG, S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT CANADA ULC | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT CLO ADVISORS LLC | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT COMPANY LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT EUROPE GMBH | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT FUNDS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT INTERNATIONAL LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SINGAPORE PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SWITZERLAND GMBH | Other investment adviser, including financial planners |
| WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON TRUST COMPANY, NA | Trust company |
| WELLINGTON VENTURE INVESTMENTS I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | Foreign Entity | – | SHAREHOLDER | 09/1998 | > 75% |
| WELLINGTON MANAGEMENT GROUP LLP | Domestic Entity | WELLINGTON GROUP HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| WELLINGTON GROUP HOLDINGS LLP | Domestic Entity | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | Domestic Entity | WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | SHAREHOLDER | 01/2015 | > 75% |
| CARON, PATRICK, PAUL | Individual | – | DIRECTOR | 06/2016 | < 5% |
| HAVLICEK, DESMOND, ANTHONY | Individual | – | DIRECTOR | 06/2016 | < 5% |
| FREIHEIT, AISLING, MARY | Individual | – | DIRECTOR | 10/2017 | < 5% |
| GEARY, SCOTT, CAMERON | Individual | – | DIRECTOR | 10/2017 | < 5% |
| AU, KAR ON KAREN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| Chisholm, Elizabeth, Menai | Individual | – | DIRECTOR | 06/2019 | < 5% |
| Mulhern, Charles, John | Individual | – | DIRECTOR | 06/2019 | < 5% |
| KOFMAN, NATALIYA | Individual | – | DIRECTOR | 10/2021 | < 5% |
| SHEA, MATTHEW, N | Individual | – | DIRECTOR | 10/2021 | < 5% |
| Perumal, Janet, Anandhi | Individual | – | DIRECTOR | 12/2019 | < 5% |
| EIKENBERRY, DAVID, KEITH | Individual | – | DIRECTOR | 12/2019 | < 5% |
| Shim, Pui, San | Individual | – | DIRECTOR | 11/2023 | < 5% |