WELLINGTON MANAGEMENT INTERNATIONAL LTD
WELLINGTON MANAGEMENT INTERNATIONAL LIMITED Legal Name
Adviser information for WELLINGTON MANAGEMENT INTERNATIONAL LTD last updated from Form ADV on November 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 478 |
|---|---|
| Investment Advisory/Research | 140 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 208 | $98.8B |
| Non-Discretionary | 1 | $2.5B |
| Total | 209 | $101.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 77 | $22.8B |
| Pension and profit sharing plans | 57 | $19.5B |
| Charitable organizations | <5 | $991.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 9 | $35.1B |
| Insurance companies | 38 | $10.0B |
| Sovereign wealth funds and foreign official institutions | 18 | $10.4B |
| Corporations or other businesses | 6 | $2.5B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisor |
Principal Office
CARDINAL PLACE80 VICTORIA STREET
LONDON
United Kingdom
Monday - Friday, 9:00 - 6:00
Tel: 44-20-7126-6000, Fax: None
Chief Compliance Officer
GRAHAM W. STONE
CARDINAL PLACE
80 VICTORIA STREET
LONDON
United Kingdom
Tel:
44-20-7126-6242
G******@*************M
(Full email address available in API data)
Regulatory Contact
JAMES PETERSON
CHIEF COMPLIANCE OFFICER, WELLINGTON MANAGEMENT COMPANY LLP
280 CONGRESS STREET
BOSTON
MA
United States
Tel:
617 -951-5000
J********@*************M
(Full email address available in API data)
Industry Affiliates
| WAI GP LSG LUXEMBOURG | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON ALTERNATIVE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS DISTRIBUTORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON LUXEMBOURG, S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT CANADA ULC | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT COMPANY LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT EUROPE GMBH | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT FUNDS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT JAPAN PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SINGAPORE PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SWITZERLAND GMBH | Other investment adviser, including financial planners |
| WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON TRUST COMPANY, NA | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | Foreign Entity | – | SHAREHOLDER | 06/2002 | > 75% |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | Domestic Entity | WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | SHAREHOLDER | 01/2015 | > 75% |
| WELLINGTON GROUP HOLDINGS LLP | Domestic Entity | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| WELLINGTON MANAGEMENT GROUP LLP | Domestic Entity | WELLINGTON GROUP HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| STELLINI, LUKE, BARNABY | Individual | – | DIRECTOR | 01/2018 | < 5% |
| Ballauff, Susanne | Individual | – | DIRECTOR | 01/2018 | < 5% |
| Brook-Walters, Natasha, Louise | Individual | – | DIRECTOR | 01/2018 | < 5% |
| O'REILLY, SHANNA, STORTER | Individual | – | DIRECTOR | 01/2021 | < 5% |
| PARKER, JAWAN, SHAMEL | Individual | – | DIRECTOR | 01/2021 | < 5% |
| O'Brien, Mark, Edmund | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| SHANNON, MARY, KEHOE | Individual | – | DIRECTOR | 04/2022 | < 5% |
| COURTINES, YOLANDA, CRISTINA | Individual | – | DIRECTOR | 01/2019 | < 5% |
| DUFFY, HENRY, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| MARRS, Cindy, MARIA | Individual | – | DIRECTOR | 05/2015 | < 5% |
| MAGUIRE, BRIAN, TIMOTHY | Individual | – | DIRECTOR | 07/2023 | < 5% |