WELLINGTON MANAGEMENT HONG KONG LIMITED
Adviser information for WELLINGTON MANAGEMENT HONG KONG LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 124 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 74 | $9.6B |
| Non-Discretionary | 1 | $2.2B |
| Total | 75 | $11.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 3 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 53 | $5.2B |
| Pension and profit sharing plans | <5 | $1.2B |
| Charitable organizations | <5 | $71.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 5 | $1.9B |
| Insurance companies | <5 | $451.8M |
| Sovereign wealth funds and foreign official institutions | 8 | $2.7B |
| Corporations or other businesses | <5 | $317.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 95 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisor |
Principal Office
17 F, TWO INTERNATIONAL FINANCE CENTRE8 FINANCE STREET
CENTRAL, HONG KONG
Hong Kong
Monday - Friday, 8:30 - 5:30
Tel: 852-2846-6000, Fax: None
Chief Compliance Officer
LINDA SOO
17 F, TWO INTERNATIONAL FINANCE CENTRE
8 FINANCE STREET
CENTRAL, HONG KONG
Hong Kong
Tel:
852-284-68334
L***@*************M
(Full email address available in API data)
Regulatory Contact
JAMES PETERSON
CHIEF COMPLIANCE OFFICER, WELLINGTON MANAGEMENT COMPANY LLP
280 CONGRESS STREET
BOSTON
MA
United States
Tel:
1-617-951-5000
J********@*************M
(Full email address available in API data)
Industry Affiliates
| CLIMATE INNOVATION I CO-INVEST GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WAI GP LSG LUXEMBOURG | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON ALTERNATIVE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON BIOMEDICAL INNOVATION II GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLIMATE INNOVATION I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLO GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS DISTRIBUTORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON HADLEY HARBOR IV GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON LUXEMBOURG, S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT CANADA ULC | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT CLO ADVISORS LLC | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT COMPANY LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT EUROPE GMBH | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT FUNDS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT INTERNATIONAL LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT JAPAN PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SINGAPORE PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SWITZERLAND GMBH | Other investment adviser, including financial planners |
| WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON TRUST COMPANY, NA | Trust company |
| WELLINGTON VENTURE INVESTMENTS I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | Domestic Entity | WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | SHAREHOLDER | 01/2015 | > 75% |
| WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | Foreign Entity | – | SHAREHOLDER | 01/2003 | > 75% |
| WELLINGTON GROUP HOLDINGS LLP | Domestic Entity | WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| WELLINGTON MANAGEMENT GROUP LLP | Domestic Entity | WELLINGTON GROUP HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| MEUNIER, BO, ZHANG | Individual | – | DIRECTOR | 12/2015 | < 5% |
| POUILLART, CEDRIC, ROGER | Individual | – | DIRECTOR | 10/2017 | < 5% |
| FREIHEIT, AISLING, MARY | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Bruno, John, Edward | Individual | – | DIRECTOR | 01/2019 | < 5% |
| Tang, Hoi Yee Karen | Individual | – | DIRECTOR | 05/2020 | < 5% |
| Perumal, Janet, Anandhi | Individual | – | DIRECTOR | 10/2020 | < 5% |
| Ballauff, Susanne | Individual | – | DIRECTOR | 08/2021 | < 5% |
| Murphy, Erin, Kimberly | Individual | – | INDIVIDUAL | 09/2022 | < 5% |
| Soo, Linda | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |