Hedge Fund Database

VESTOR CAPITAL, LLC

Adviser information for VESTOR CAPITAL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 22
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,133 $1.8B
Non-Discretionary 1 $928,829
Total 3,134 $1.8B

Clients

Type Number RAUM
Individuals 574 $154.8M
HNW Individuals 479 $1.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 73 $107.6M
Charitable organizations <5 $3.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $63.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsCREDIT AND CASH MANAGEMENT SOLUTIONS AND INSURANCE SOLUTIONS
Compensation % of AUMFixed feesREVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGT SOLUTIONS
Other Business Activities CREDIT, CASH MANAGEMENT & INSURANCE SOLUTIONS

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 4.2M
Both for Same 0
Portfolio Manager to Program Sponsor
AUSDAL VESTOR CAPITAL PROGRAM AUSDAL FINANCIAL PARTNERS, INC.

Identifiers

SEC RIA File Number 801-77335
SEC ERA File Number 801-77335
SEC CIK Numbers 1132699
SEC CRD Numbers 165855
Legal Entity Identifier None

Principal Office

10 S. RIVERSIDE PLAZA
SUITE 1400
CHICAGO
IL
United States
Monday - Friday, 8:30 TO 5:00
Tel: 312-641-2400, Fax: 312-641-3646

Websites

twitter.com/focusfinancial www.focusfinancialpartners.com www.linkedin.com/company/focus-financial-partners www.vestorcapital.com www.linkedin.com/company/vestor-capital-corporation/

Chief Compliance Officer

CAROLYN BARR
HUMAN RESOURCES MANAGER
10 S. RIVERSIDE PLAZA
SUITE 1400
CHICAGO
IL
United States
Tel: 312-641-2400
Fax: 312-641-3646
(Full email address available in API data)

Regulatory Contact

MARTIN BUEHLER
PRESIDENT
10 S. RIVERSIDE PLAZA
CHICAGO
IL
United States
Tel: 312-641-2400
Fax: 312-641-3646
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER 10/2012 > 75%
BUEHLER, MARTIN Individual – PRESIDENT 12/2012 < 5%
SLOTT, DENNIS, JAMES Individual – EXECUTIVE VICE PRESIDENT 10/2012 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MANAGING MEMBER 07/2018 > 75%
BARR, CAROLYN, CETERA Individual – CHIEF COMPLIANCE OFFICER 06/2020 < 5%
STUTH, SCOTT, ANTHONY Individual – PARTNER 12/2020 < 5%
MULLINS, PETER, J Individual – PARTNER 12/2020 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS, LLC SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
BAKER, BRIAN, C. Individual – PARTNER 03/2023 < 5%
CLAYTON DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

30150201920202021202220232024202519 on 7/2/201918 on 2/14/202018 on 6/29/202018 on 9/2/202018 on 10/2/202018 on 10/2/202020 on 1/2/202120 on 3/30/202120 on 1/5/202220 on 1/5/202220 on 1/6/202222 on 3/29/202225 on 12/14/202225 on 12/14/202225 on 1/13/202325 on 2/7/202325 on 2/7/202325 on 3/30/202325 on 4/26/202325 on 9/11/202325 on 9/11/202325 on 9/11/202325 on 9/18/202325 on 3/4/202425 on 3/4/202425 on 3/5/202425 on 3/6/202425 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025763899833 on 7/2/2019993062056 on 2/14/2020944489843 on 6/29/2020944489843 on 9/2/2020944489843 on 10/2/2020944489843 on 10/2/20201359965770 on 1/2/20211395627696 on 3/30/20211395627696 on 1/5/20221395627696 on 1/5/20221395627696 on 1/6/20221704452235 on 3/29/20221704452235 on 12/14/20221704452235 on 12/14/20221704452235 on 1/13/20231704452235 on 2/7/20231704452235 on 2/7/20231455691603 on 3/30/20231455691603 on 4/26/20231455691603 on 9/11/20231455691603 on 9/11/20231455691603 on 9/11/20231455691603 on 9/18/20231455691603 on 3/4/20241455691603 on 3/4/20241455691603 on 3/5/20241455691603 on 3/6/20241766155776 on 3/27/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025550 on 7/2/2019544 on 2/14/2020668 on 6/29/2020668 on 9/2/2020668 on 10/2/2020668 on 10/2/2020939 on 1/2/2021902 on 3/30/2021902 on 1/5/2022902 on 1/5/2022902 on 1/6/2022979 on 3/29/2022979 on 12/14/2022979 on 12/14/2022979 on 1/13/2023979 on 2/7/2023979 on 2/7/20231038 on 3/30/20231038 on 4/26/20231038 on 9/11/20231038 on 9/11/20231038 on 9/11/20231038 on 9/18/20231038 on 3/4/20241038 on 3/4/20241038 on 3/5/20241038 on 3/6/20241148 on 3/27/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories COMMON STOCK 8K 75K –
Abbvie Inc Com COMMON STOCK 2K 13K –
Adobe Systems Inc COMMON STOCK 88 159 –
Advanced Micro Devices Inc COMMON STOCK 210 1K –
Air Products & Chemicals COMMON STOCK 55 212 –
Airbnb Inc COMMON STOCK 89 588 –
Alphabet Inc. Class A Common S COMMON STOCK 919 5K –
Alphabet Inc. Class C Capital COMMON STOCK 81K 442K –
Altria Group Inc COMMON STOCK 245 5K –
Amazon Com Inc COMMON STOCK 72K 371K –
American Express Co. COMMON STOCK 173 745 –
American Financial Group Inc. COMMON STOCK 74 600 –
American Waterworks Co Inc COMMON STOCK 129 1K –
AON PLC COMMON STOCK 997 3K –
Apollo Global Management Inc COMMON STOCK 4K 34K –
Apple Inc Com COMMON STOCK 102K 486K –
Applied Materials COMMON STOCK 118 501 –
Arista Networks Inc COMMON STOCK 259 738 –
ARM Holdings PLC COMMON STOCK 8K 46K –
AT&T Inc COMMON STOCK 169 9K –
Autodesk Inc COMMON STOCK 142 575 –
Automatic Data Processing Inc COMMON STOCK 45 190 –
Autozone Inc COMMON STOCK 77 26 –
Axon Enterprise Inc COMMON STOCK 60 205 –
Bank of America Corp COMMON STOCK 14K 351K –
Baxter International Inc COMMON STOCK 94 3K –
Becton Dickinson COMMON STOCK 4K 16K –
Berkshire Hat A 100th COMMON STOCK 4K 600 –
Berkshire Hathaway Inc B COMMON STOCK 83 205 –
Berkshire Hathaway Inc Del Cl COMMON STOCK 3K 7K –
Blackrock Inc Cl A COMMON STOCK 62 79 –
Blackstone Group L P Com Unit COMMON STOCK 117 943 –
Boeing Company COMMON STOCK 577 3K –
BP Plc Spons ADR COMMON STOCK 93 3K –
Broadcom Ltd COMMON STOCK 59K 37K –
Canadian National Railroad COMMON STOCK 166 1K –
Canadian Pacific Ltd COMMON STOCK 50 640 –
Cardinal Health Inc. COMMON STOCK 5K 53K –
Carrier Global Corp-Wi COMMON STOCK 50 800 –
CDW Corp COMMON STOCK 465 2K –
Cencora COMMON STOCK 13K 59K –
Charles Schwab Corp. New COMMON STOCK 122 2K –
Chevron Corp COMMON STOCK 198 1K –
Chipotle Mexican Grill Inc Com COMMON STOCK 91 1K –
Churchill Downs Inc COMMON STOCK 46 332 –
Ciena Corp COMMON STOCK 67 1K –
Cisco Systems Inc. COMMON STOCK 429 9K –
CME Group Inc COMMON STOCK 928 5K –
Coca Cola Company COMMON STOCK 592 9K –
Colgate Palmolive COMMON STOCK 151 2K –
Comcast Corp New Cl A COMMON STOCK 40 1K –
Communication Services Sel Sec EXCHANGE TRADED F 174 2K –
ConocoPhillips COMMON STOCK 3K 30K –
Constellation Brands Inc Cl A COMMON STOCK 116 450 –
Constellation Energy Group Inc COMMON STOCK 107 535 –
Corebridge Financial Inc COMMON STOCK 58 2K –
Corning Inc COMMON STOCK 7K 168K –
Costco Wholesale Corp COMMON STOCK 1K 1K –
CrowdStrike Holdings Inc COMMON STOCK 7K 19K –
Cushman & Wakefield PLC COMMON STOCK 3K 299K –
Danaher Corp. Del COMMON STOCK 43 174 –
Dimensional Emerging Markets V EXCHANGE TRADED F 102 4K –
Dimensional International Cr E EXCHANGE TRADED F 201 7K –
DIMENSIONAL U S CORE EQUITY 2 EXCHANGE TRADED F 330 10K –
Direxion Daily Semicondct Bull EXCHANGE TRADED F 55 1K –
DIREXN DALY FANG BULL 2X SHR E EXCHANGE TRADED F 159 1K –
Discovery Financial Services I COMMON STOCK 78 600 –
Dollar Tree Inc COMMON STOCK 43 406 –
DraftKings Inc COMMON STOCK 6K 145K –
Duke Energy Corp New Com New COMMON STOCK 136 1K –
Edwards Lifesciences Corp COMMON STOCK 272 3K –
Elevance Health Inc COMMON STOCK 919 2K –
Eli Lilly & Co. COMMON STOCK 52K 58K –
Exelon Corp COMMON STOCK 56 2K –
Exxon Mobil Corp Com COMMON STOCK 843 7K –
Fastenal Co. COMMON STOCK 50 794 –
Fedex Corp COMMON STOCK 63 211 –
Fidelity Blue Chip Growth ETF EXCHANGE TRADED F 166 4K –
FIDELITY ENHANCED LARGE CAP ET EXCHANGE TRADED F 291 9K –
Fidelity National Info Svcs Co COMMON STOCK 44 589 –
FIDELITY WISE ORIGIN BITCOIN F EXCHANGE TRADED F 163 3K –
Fifth Third Bancorp COMMON STOCK 127 3K –
First Busey Corp COMMON STOCK 57 2K –
Fiserv Inc COMMON STOCK 15K 102K –
FlexShares Mstar Glbl Upstrm N EXCHANGE TRADED F 113 3K –
Ford Motor Co. COMMON STOCK 128 10K –
Franklin BSP Capital Corp COMMON STOCK 60 4K –
Gallagher Arthur J & Co COMMON STOCK 357 1K –
GE HEALTHCARE TECHNOLOGIES ORD COMMON STOCK 67 858 –
Ge Vernova Llc Com COMMON STOCK 85 493 –
General Electric Co COMMON STOCK 314 2K –
Home Depot COMMON STOCK 6K 16K –
Hubbell Inc COMMON STOCK 754 2K –
Huntington Bancshares Inc COMMON STOCK 169 13K –
Illinois Tool Works COMMON STOCK 4K 15K –
Intel Corp COMMON STOCK 101 3K –
International Business Machine COMMON STOCK 197 1K –
International Paper Co COMMON STOCK 84 2K –
Intuitive Surgical Inc COMMON STOCK 7K 16K –
Invesco NASDAQ 100 ETF EXCHANGE TRADED F 153 778 –
Invesco S&P 500 Quality ETF EXCHANGE TRADED F 317 5K –
Ishares 1-3 Year Treasury Inde EXCHANGE TRADED F 77 943 –
iShares MSCI Emerging Mkts ex EXCHANGE TRADED F 7K 125K –
iShares PHLX Semiconductor EXCHANGE TRADED F 173 702 –
Ishares Silver Tr EXCHANGE TRADED F 103 4K –
iShares Tr Lehman US Aggregate EXCHANGE TRADED F 69 715 –
Ishares Tr MSCI Index EXCHANGE TRADED F 21K 262K –
iShares Tr Russell 1000 Gorwth EXCHANGE TRADED F 219 601 –
iShares Tr Russell 1000 Value EXCHANGE TRADED F 116 666 –
IShares TR S&P 500 Growth Inde EXCHANGE TRADED F 7K 76K –
Ishares Tr S&P 500 Index Fd EXCHANGE TRADED F 26K 47K –
Ishares Tr S&P Midcap 400 Inde EXCHANGE TRADED F 4K 68K –
iShares Tr S&P Smallcap 600 EXCHANGE TRADED F 3K 26K –
Jefferies Group Inc New Com COMMON STOCK 231 5K –
Johnson & Johnson Com COMMON STOCK 309 2K –
Jones Lang LaSalle Inc COMMON STOCK 8K 40K –
JP Morgan Chase & Co COMMON STOCK 25K 124K –
JPMorgan International Rsrch E EXCHANGE TRADED F 20K 313K –
Kimberly-Clark Corp COMMON STOCK 58 422 –
Linde plc COMMON STOCK 2K 5K –
Lowes Corp COMMON STOCK 69 313 –
LyondellBasell Industries NV COMMON STOCK 3K 35K –
Main Street Capital Corp COMMON STOCK 2K 48K –
Marathon Pete Corp Com COMMON STOCK 232 1K –
Marsh & McLennan COMMON STOCK 270 1K –
Marvell Technology Inc COMMON STOCK 60 858 –
McDonald's Corporation COMMON STOCK 5K 18K –
McKesson Corp COMMON STOCK 27K 46K –
Medtronic Inc COMMON STOCK 4K 51K –
MercadoLibre Inc COMMON STOCK 145 88 –
Merck & Co Inc New Com COMMON STOCK 910 7K –
Meta Platforms Inc. COMMON STOCK 76K 151K –
Micron Technology Inc COMMON STOCK 15K 111K –
Microsoft COMMON STOCK 102K 228K –
MicroStrategy Inc COMMON STOCK 67 49 –
Middleby Corp COMMON STOCK 123 1K –
Mondelez Intl Incl Cl A COMMON STOCK 234 4K –
Morgan Stanley Come New COMMON STOCK 4K 38K –
Motorola Solutions Inc Com COMMON STOCK 255 661 –
MR COOPER GROUP INC COMMON STOCK 101 1K –
National Fuel Gas Co COMMON STOCK 46 850 –
Nestle S A Sponsored Adr Repst COMMON STOCK 85 831 –
Netflix Inc. COMMON STOCK 6K 9K –
Neuberger Brmn Nxt Gnrtn Cnnct EXCHANGE TRADED F 49 4K –
Norfolk Southern Corp COMMON STOCK 634 3K –
Northern Trust Corporation COMMON STOCK 487 6K –
Northrop Grumman Corp COMMON STOCK 276 634 –
Novo Nordisk COMMON STOCK 46 324 –
Nuveen Dividend Advantage Muni EXCHANGE TRADED F 109 9K –
Nvidia Corp COMMON STOCK 101K 818K –
O Reilly Automotive Inc COMMON STOCK 63 60 –
Occidental Petroleum Corp COMMON STOCK 154 2K –
Oracle Corp Com COMMON STOCK 9K 65K –
Palo Alto Networks Inc COMMON STOCK 26K 76K –
Paychex Inc. COMMON STOCK 58 490 –
Pediatrix Medical Grp Inc COMMON STOCK 56 3K –
Pepsico Inc COMMON STOCK 7K 43K –
Pfizer Inc. COMMON STOCK 261 9K –
Philip Morris Int'l Inc Com COMMON STOCK 420 4K –
Phillips 66 Com COMMON STOCK 280 2K –
Pinterest Inc COMMON STOCK 10K 216K –
PNC Financial COMMON STOCK 100 640 –
Powershares QQQ Tr Unit Ser 1 EXCHANGE TRADED F 595 1K –
Procter & Gamble Co Com COMMON STOCK 8K 51K –
Progressive Corp of Ohio COMMON STOCK 55 263 –
Prologis Shs COMMON STOCK 74 656 –
ProShares Ultra Semiconductors EXCHANGE TRADED F 211 2K –
Qualcomm Corp COMMON STOCK 142 715 –
Quanta Services Inc COMMON STOCK 50 196 –
Raytheon Technologies Ord COMMON STOCK 162 2K –
Reddit Inc COMMON STOCK 5K 84K –
Republic Bancorp Inc. Cl. A COMMON STOCK 300 6K –
S&P Spider Trust Unit Series 1 EXCHANGE TRADED F 2K 3K –
S&Pglobal Inc Com COMMON STOCK 6K 13K –
Saia Inc COMMON STOCK 158 333 –
Salesforce.com Inc COMMON STOCK 187 727 –
Schlumberger Limited COMMON STOCK 3K 73K –
Schwab US REIT ETF EXCHANGE TRADED F 62 3K –
Seadrill Ltd COMMON STOCK 6K 112K –
Seagate Technology PLC COMMON STOCK 46 443 –
Seagram LTD COMMON STOCK 87 360 –
Sector Spdr Tr Shs Ben Int Ind EXCHANGE TRADED F 146 1K –
Sector Spdr Tr Shs Ben Int Tec EXCHANGE TRADED F 592 3K –
Select Sector Spdr Fd Healthca EXCHANGE TRADED F 202 1K –
Select Sector Spdr Fd Material EXCHANGE TRADED F 58 656 –
Select Sector Spdr Tr Consumer EXCHANGE TRADED F 190 1K –
Select Sector SPDR Tr Consumer EXCHANGE TRADED F 137 2K –
Select Sector SPDR TR Energy EXCHANGE TRADED F 8K 85K –
Select Sector SPDR TR Financia EXCHANGE TRADED F 168 4K –
Simon Property Group Inc COMMON STOCK 152 1K –
Sony Group Corp COMMON STOCK 42 500 –
SPDR Barclays Short Term Hi Yl EXCHANGE TRADED F 106 4K –
Spdr Gold Tr Gold Shs ETF EXCHANGE TRADED F 188 875 –
SPDR S&P Midcap 400 TR EXCHANGE TRADED F 18K 33K –
St Microelectronics NV COMMON STOCK 75 2K –
Starbucks Corp Com COMMON STOCK 142 2K –
Stryker Corp COMMON STOCK 395 1K –
Super Micro Computer Inc COMMON STOCK 127 155 –
Synopsys Inc COMMON STOCK 8K 14K –
T REX 2X LONG NVIDIA DAILY ETF EXCHANGE TRADED F 383 2K –
Take-Two Interactive Software COMMON STOCK 50 323 –
Target Corp Com COMMON STOCK 98 663 –
TechnipFMC PLC COMMON STOCK 12K 455K –
Tesla Motors Inc COMMON STOCK 1K 5K –
Texas Instruments COMMON STOCK 86 445 –
The Travelers Companies Inc Co COMMON STOCK 57 282 –
Thermo Electron Corp COMMON STOCK 43 78 –
T-Mobile US Inc COMMON STOCK 76 432 –
Tractor Supply Co COMMON STOCK 48 179 –
Trex Co Inc COMMON STOCK 42 564 –
Uber Technologies Inc COMMON STOCK 13K 180K –
Union Pacific Corp COMMON STOCK 4K 20K –
United Parcel Service Inc Cl B COMMON STOCK 209 2K –
Unitedhealth Group Inc COMMON STOCK 23K 45K –
Universal Display Corp COMMON STOCK 684 3K –
US Bancorp New COMMON STOCK 699 18K –
Valero Energy COMMON STOCK 204 1K –
Vanguard 500 ETF EXCHANGE TRADED F 418 836 –
Vanguard Emerging Markets ETF EXCHANGE TRADED F 7K 165K –
Vanguard Health Care ETF EXCHANGE TRADED F 73 275 –
Vanguard Index Fds Reit EXCHANGE TRADED F 9K 107K –
Vanguard Index Fds Small-Cap E EXCHANGE TRADED F 133 608 –
Vanguard Index Fds Total Stk M EXCHANGE TRADED F 1K 5K –
Vanguard Int'l Eqty Indx Fd In EXCHANGE TRADED F 251 4K –
Vanguard Mega Cap ETF 529F EXCHANGE TRADED F 2K 44K –
Vanguard S&P 500 Growth ETF EXCHANGE TRADED F 195 585 –
Vanguard Short-Term Infl-Prot EXCHANGE TRADED F 53 1K –
Vanguard Small-Cap ETF 529F EXCHANGE TRADED F 229 7K –
Vanguard Spcld Port Div App In EXCHANGE TRADED F 126 689 –
Vanguard Utilities ETF EXCHANGE TRADED F 5K 37K –
Verizon Communications COMMON STOCK 10K 246K –
Vertex Pharmaceuticals Inc COMMON STOCK 146 311 –
Viad Corp Com New COMMON STOCK 189 6K –
Visa Inc Com Cl A COMMON STOCK 31K 119K –
Vulcan Minerals Co COMMON STOCK 70 281 –
Wal Mart Stores Inc COMMON STOCK 82 1K –
Walt Disney COMMON STOCK 261 3K –
WASTE CONNECTIONS INC COM COMMON STOCK 82 465 –
Waste Management Inc Com COMMON STOCK 7K 33K –
Wintrust Financial Corp COMMON STOCK 2K 18K –
WisdomTree LargeCap Dividend E EXCHANGE TRADED F 933 13K –
WisdomTree MidCap Dividend ETF EXCHANGE TRADED F 3K 66K –
Wisdomtree Tr Smallcap Div Fd EXCHANGE TRADED F 2K 66K –
Xcel Energy Inc COMMON STOCK 95 2K –
Yum Brands Inc Common COMMON STOCK 66 500 –
Zscaler Inc COMMON STOCK 56 289 –