FELTL ADVISORS
FELTL ADVISORS, LLC Legal Name
Adviser information for FELTL ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 18 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 510 | $120.6M |
| Total | 510 | $120.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 352 | $115.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)WRAP ACCOUNTS THROUGH NON-AFFILIATED PROVIDERS |
|---|---|
| Compensation | % of AUMFixed feesPERCENTAGE OF ASSETS UNDER OUTSIDE MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-77347 |
|---|---|
| SEC ERA File Number | 801-77347 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165244 |
| Legal Entity Identifier | None |
Principal Office
ONE CARLSON PARKWAY NORTHSUITE 225
PLYMOUTH
MN
United States
Monday - Friday, 8AM - 4:30PM
Tel: 612-492-8800, Fax: 612-492-8899
Websites
Chief Compliance Officer
DIRK VAN KREVELEN
ONE CARLSON PARKWAY
SUITE 225
PLYMOUTH
MN
United States
Tel:
612-492-8884
Fax:
612-492-8898
D**@****************M
(Full email address available in API data)
Regulatory Contact
MITCHELL EDWARDS
COO
ONE CARLSON PARKWAY
SUITE 225
PLYMOUTH
MN
United States
Tel:
612-492-8882
Fax:
612-492-8898
M**@****************M
(Full email address available in API data)
Industry Affiliates
| FELTL & COMPANY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FELTL, MARY, JOANNE | Individual | – | PRESIDENT | 01/2013 | < 5% |
| FELTL, JOHN, CHRISTOPHER | Individual | – | CEO, TRUSTEE OF JCF TRUST | 01/2013 | 50-75% |
| EDWARDS, MITCHELL, JAY | Individual | – | COO, CORPORATE SECRETARY | 01/2013 | < 5% |
| JCF TRUST | Domestic Entity | – | SHAREHOLDER | 01/2013 | 25-50% |
| VAN KREVELEN, DIRK, GARRET | Individual | – | CCO | 07/2014 | < 5% |