HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED
Adviser information for HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Other (specify) |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Hong Kong |
Employees
Total Number of Employees | 141 |
---|---|
Investment Advisory/Research | 50 |
Registered Broker-Dealer Representatives | 15 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 5 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 7 | $133.7M |
Non-Discretionary | 1 | $8.3M |
Total | 8 | $142.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $20.1M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 5 | $43.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | <5 | $78.4M |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $82,509 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 2 |
No. of Non-U.S. Clients | 25 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-77351 |
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SEC ERA File Number | 801-77351 |
SEC CIK Numbers | None |
SEC CRD Numbers | 165930 |
Legal Entity Identifier | 54930071808EVQAI1H26 |
Principal Office
10/F LHT TOWER31 QUEEN'S ROAD
CENTRAL
Hong Kong
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 852-3976-6800, Fax: None
Chief Compliance Officer
ANTHONY STAMATO
SENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER, HEAD OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER
191 NORTH WACKER DRIVE
SUITE 2500
CHICAGO
IL
United States
Tel:
312-849-4158
Fax:
312-849-4187
A**************@**********M
(Full email address available in API data)
Regulatory Contact
MOLLY NELSON
SVP, DEPUTY GENERAL COUNSEL, HEAD OF COMPLIANCE - PUBLIC SECURITIES & OPERATIONS
191 NORTH WACKER DRIVE
SUITE 2500
CHICAGO
IL
United States
Tel:
312-912-6658
Fax:
312-629-5840
M***********@**********M
(Full email address available in API data)
Industry Affiliates
HAPI I, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HCEPP MANAGEMENT COMPANY II SARL | Sponsor, GP, manager of pooled investment vehicles |
HEITMAN AMERICA REAL ESTATE TRUST, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HEITMAN CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HEITMAN EUROPE VALUE PARTNERS FUND GP | Sponsor, GP, manager of pooled investment vehicles |
HEITMAN EUROPEAN RESIDENTIAL INVESTMENT GP | Sponsor, GP, manager of pooled investment vehicles |
HEITMAN GLOBAL REAL ESTATE PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HEITMAN HK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
HEITMAN INTERNATIONAL HK LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
HEITMAN INTERNATIONAL LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES UK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
HEITMAN REAL ESTATE DEBT PARTNERS II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HEITMAN REAL ESTATE SECURITIES LLC | Other investment adviser, including financial planners |
HEITMAN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
HEITMAN UK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
HEITMAN VALUE PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
HEITMAN VALUE PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
HEITMAN VALUE PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
HEPP III MANAGEMENT COMPANY SARL | Sponsor, GP, manager of pooled investment vehicles |
HEPP IV MANAGEMENT COMPANY SARL | Sponsor, GP, manager of pooled investment vehicles |
RED ARROW I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HEITMAN LLC | Domestic Entity | – | 100% SHAREHOLDER OF HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED | 02/2012 | > 75% |
TOGNARELLI, MAURY, ROBERT | Individual | – | DIRECTOR | 02/2012 | < 5% |
WHITE, JOHN, RISELY | Individual | – | DIRECTOR | 02/2012 | < 5% |
KE I LLC | Domestic Entity | HEITMAN LLC | MEMBER OF HEITMAN LLC | 01/1999 | > 75% |
CHRISTENSEN, LAWRENCE, JOSEPH | Individual | – | DIRECTOR AND CHIEF FINANCIAL OFFICER | 06/2013 | < 5% |
STAMATO, ANTHONY | Individual | – | SENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER, HEAD OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |