E. A. HORWITZ LLC
Adviser information for E. A. HORWITZ LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 404 | $208.1M |
| Non-Discretionary | 0 | $0 |
| Total | 404 | $208.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 377 | $199.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $4.6M |
| Charitable organizations | 10 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 208.1M |
| Portfolio Manager | 208.1M |
| Both for Same | 208.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HORWITZ & ASSOCIATES | E. A. HORWITZ LLC |
| THE HELMSMAN GROUP | E. A. HORWITZ LLC |
Identifiers
| SEC RIA File Number | 801-77366 |
|---|---|
| SEC ERA File Number | 801-77366 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165561 |
| Legal Entity Identifier | None |
Principal Office
1650 LAKE COOK RD.SUITE 190
DEERFIELD
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 224-632-4600, Fax: 224-632-4591
Chief Compliance Officer
EDWARD A. HORWITZ
MANAGER
1650 LAKE COOK RD
SUITE 190
DEERFIELD
IL
United States
Tel:
224-632-4600
Fax:
224-632-4590
E*@******************M
(Full email address available in API data)
Regulatory Contact
KRISTOPHER VILLANUEVA
PORTFOLIO ADMINISTRATOR
1650 LAKE COOK ROAD
SUITE 190
DEERFIELD
IL
United States
Tel:
224-632-4600
K**********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORWITZ, EDWARD, ALAN | Individual | – | CCO | 10/2012 | > 75% |