Hedge Fund Database

ALPHA CUBED INVESTMENTS, LLC

Adviser information for ALPHA CUBED INVESTMENTS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 35
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 25
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,469 $2.5B
Non-Discretionary 68 $25.0M
Total 4,537 $2.5B

Clients

Type Number RAUM
Individuals 854 $294.8M
HNW Individuals 969 $2.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-77372
SEC ERA File Number 801-77372
SEC CIK Numbers 1580830
SEC CRD Numbers 159347
Legal Entity Identifier None

Principal Office

18301 VON KARMAN AVE.
SUITE 900
IRVINE
CA
United States
Monday - Friday, 6:30 AM TO 4:00 PM
Tel: (800) 701-2457, Fax: (877)722-4249

Websites

www.linkedin.com/company/alpha-cubed-investments/ twitter.com/cubedalpha www.alphacubedinvestments.com toddrwalsh.com

Chief Compliance Officer

CHRISTINA CONATSER
18301 VON KARMAN AVE.
SUITE 900
IRVINE
CA
United States
Tel: (800) 701-2457
Fax: (877)722-4249
(Full email address available in API data)

Regulatory Contact

TODD WALSH
MANAGING MEMBER
18301 VON KARMAN AVE.
SUITE 900
IRVINE
CA
United States
Tel: (800) 701-2457
Fax: (877)722-4249
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WALSH, TODD, RANDALL Individual – MANAGING MEMBER 06/2012 > 75%
CONATSER, CHRISTINA, MARIE Individual – CHIEF COMPLIANCE OFFICER 09/2015 < 5%
SIMONIAN, DARIN, ALBERT Individual – SILENT OWNER 03/2016 5-10%

No. Employees, Historic

40200201920202021202220232024202536 on 4/18/201936 on 5/7/201936 on 6/5/201936 on 6/6/201936 on 6/7/201936 on 6/27/201936 on 7/12/201936 on 8/13/201936 on 10/11/201936 on 10/25/201936 on 11/20/201930 on 3/3/202030 on 4/8/202030 on 5/27/202030 on 5/27/202030 on 6/4/202033 on 3/11/202133 on 3/11/202133 on 6/1/202133 on 6/2/202133 on 7/12/202133 on 9/21/202133 on 11/30/202130 on 2/2/202230 on 3/10/202230 on 3/10/202230 on 4/7/202230 on 4/14/202230 on 5/6/202230 on 5/10/202230 on 6/2/202230 on 8/29/202230 on 9/22/202230 on 10/10/202230 on 2/10/202335 on 3/20/202335 on 3/21/202335 on 5/1/202335 on 9/21/202335 on 9/26/202335 on 12/5/202335 on 12/20/202335 on 1/18/202435 on 3/6/2024

RAUM, Historic

3B2B020192020202120222023202420251143593361 on 4/18/20191143593361 on 5/7/20191143593361 on 6/5/20191143593361 on 6/6/20191143593361 on 6/7/20191143593361 on 6/27/20191143593361 on 7/12/20191143593361 on 8/13/20191143593361 on 10/11/20191143593361 on 10/25/20191143593361 on 11/20/20191527295963 on 3/3/20201527295963 on 4/8/20201527295963 on 5/27/20201527295963 on 5/27/20201527295963 on 6/4/20201633118782 on 3/11/20211633118782 on 3/11/20211633118782 on 6/1/20211633118782 on 6/2/20211633118782 on 7/12/20211633118782 on 9/21/20211633118782 on 11/30/20212011638154 on 2/2/20222011638154 on 3/10/20222011638154 on 3/10/20222011638154 on 4/7/20222011638154 on 4/14/20222011638154 on 5/6/20222011638154 on 5/10/20222011638154 on 6/2/20222011638154 on 8/29/20222011638154 on 9/22/20222011638154 on 10/10/20222011638154 on 2/10/20231955324378 on 3/20/20231955324378 on 3/21/20231955324378 on 5/1/20231955324378 on 9/21/20231955324378 on 9/26/20231955324378 on 12/5/20231955324378 on 12/20/20232491321794 on 1/18/20242491321794 on 3/6/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251378 on 4/18/20191378 on 5/7/20191378 on 6/5/20191378 on 6/6/20191378 on 6/7/20191378 on 6/27/20191378 on 7/12/20191378 on 8/13/20191378 on 10/11/20191378 on 10/25/20191378 on 11/20/20191405 on 3/3/20201405 on 4/8/20201405 on 5/27/20201405 on 5/27/20201405 on 6/4/20201446 on 3/11/20211446 on 3/11/20211446 on 6/1/20211446 on 6/2/20211446 on 7/12/20211446 on 9/21/20211446 on 11/30/20211471 on 2/2/20221471 on 3/10/20221471 on 3/10/20221471 on 4/7/20221471 on 4/14/20221471 on 5/6/20221471 on 5/10/20221471 on 6/2/20221471 on 8/29/20221471 on 9/22/20221471 on 10/10/20221471 on 2/10/20231680 on 3/20/20231680 on 3/21/20231680 on 5/1/20231680 on 9/21/20231680 on 9/26/20231680 on 12/5/20231680 on 12/20/20231823 on 1/18/20241823 on 3/6/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 321K 4K –
ABBOTT LABS COM 792K 8K –
ABBVIE INC COM 2M 14K –
ADOBE INC COM 9M 16K –
ADVANCED MICRO DEVICES INC COM 8M 51K –
AKAMAI TECHNOLOGIES INC COM 360K 4K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 235K 3K –
ALLSTATE CORP COM 499K 3K –
ALPHABET INC CAP STK CL A 99M 544K –
ALPHABET INC CAP STK CL C 10M 56K –
ALTRIA GROUP INC COM 1M 24K –
AMAZON COM INC COM 91M 473K –
AMERICA MOVIL SAB DE CV SPON ADS RP CL B 494K 29K –
AMERICAN ELEC PWR CO INC COM 37M 423K –
AMERICAN EXPRESS CO COM 376K 2K –
AMERICAN TOWER CORP NEW COM 39M 201K –
AMGEN INC COM 49M 155K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 521K 8K –
ANALOG DEVICES INC COM 384K 2K –
APPLE INC COM 149M 708K –
APPLIED MATLS INC COM 2M 7K –
ARBOR REALTY TRUST INC COM 189K 13K –
ARISTA NETWORKS INC COM 389K 1K –
ARM HOLDINGS PLC SPONSORED ADS 410K 3K –
ASENSUS SURGICAL INC COM 5K 15K –
ASML HOLDING N V N Y REGISTRY SHS 53M 52K –
AT&T INC COM 518K 27K –
AXOS FINANCIAL INC COM 287K 5K –
BAIDU INC SPON ADR REP A 1M 13K –
BANK AMERICA CORP COM 6M 157K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 352K 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 71M 174K –
BEST BUY INC COM 607K 7K –
BLACKROCK MUNIHLDNGS CALI QL COM 148K 13K –
BLACKSTONE INC COM 655K 5K –
BOEING CO COM 840K 5K –
BOSTON OMAHA CORP CL A COM STK 704K 52K –
BOSTON OMAHA CORP CL A COM STK 2K 10K –
BP PLC SPONSORED ADR 297K 8K –
BRISTOL-MYERS SQUIBB CO COM 206K 5K –
BROADCOM INC COM 2M 1K –
CALAMOS CONV OPPORTUNITIES & SH BEN INT 143K 12K –
CATERPILLAR INC COM 37M 110K –
CHECK POINT SOFTWARE TECH LT ORD 206K 1K –
CHEVRON CORP NEW COM 19M 122K –
CHIPOTLE MEXICAN GRILL INC COM 10M 164K –
CHUBB LIMITED COM 209K 821 –
CHURCH & DWIGHT CO INC COM 210K 2K –
CINTAS CORP COM 1M 2K –
CISCO SYS INC COM 20M 417K –
CME GROUP INC COM 33M 169K –
COCA COLA CO COM 40M 624K –
COHEN & STEERS SELECT PFD & COM 243K 12K –
COMCAST CORP NEW CL A 588K 15K –
CONSOLIDATED EDISON INC COM 246K 3K –
COSTCO WHSL CORP NEW COM 29M 34K –
CREDIT SUISSE HIGH YIELD BD SH BEN INT 71K 35K –
CROWDSTRIKE HLDGS INC CL A 19M 49K –
DANAHER CORPORATION COM 277K 1K –
DATADOG INC CL A COM 226K 2K –
DBX ETF TR XTRACK MSCI EAFE 221K 5K –
DEERE & CO COM 856K 2K –
DIGITAL RLTY TR INC COM 19M 124K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 238K 6K –
DISNEY WALT CO COM 1M 14K –
DOMINION ENERGY INC COM 290K 6K –
DOMINOS PIZZA INC COM 230K 445 –
DUKE ENERGY CORP NEW COM NEW 310K 3K –
EATON CORP PLC SHS 24M 76K –
EBAY INC. COM 2M 39K –
EDWARDS LIFESCIENCES CORP COM 265K 3K –
ELI LILLY & CO COM 13M 14K –
ENERGY TRANSFER L P COM UT LTD PTN 788K 49K –
ENTERPRISE PRODS PARTNERS L COM 465K 16K –
ESSEX PPTY TR INC COM 335K 1K –
EVERSOURCE ENERGY COM 218K 4K –
EXXON MOBIL CORP COM 5M 42K –
FAIR ISAAC CORP COM 683K 459 –
FIDELITY NATL INFORMATION SV COM 15M 206K –
FIRST SOLAR INC COM 2M 9K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 509K 11K –
FISERV INC COM 3M 23K –
FISERV INC COM 5K 100 –
FLAHERTY & CRUMRINE PFD SECS COM 267K 18K –
GAMING & LEISURE PPTYS INC COM 314K 7K –
GE AEROSPACE COM NEW 269K 2K –
GEE GROUP INC COM 150K 488K –
GENERAL MLS INC COM 314K 5K –
GENWORTH FINL INC COM SHS 115K 19K –
GILEAD SCIENCES INC COM 2M 27K –
GLOBAL X FDS GLOBAL X URANIUM 976K 34K –
GLOBAL X FDS US PFD ETF 251K 13K –
GOLDMAN SACHS GROUP INC COM 221K 489 –
GRAB HOLDINGS LIMITED CLASS A ORD 83K 23K –
GRANITE CONSTR INC COM 282K 5K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 218K 4K –
HALLIBURTON CO COM 19M 571K –
HDFC BANK LTD SPONSORED ADS 565K 9K –
HOME DEPOT INC COM 12M 36K –
HONEYWELL INTL INC COM 998K 5K –
HUNTINGTON BANCSHARES INC COM 529K 40K –
IDEXX LABS INC COM 203K 417 –
ILLINOIS TOOL WKS INC COM 435K 2K –
INTEL CORP COM 965K 31K –
INTERCONTINENTAL EXCHANGE IN COM 12M 89K –
INTERNATIONAL BUSINESS MACHS COM 1M 7K –
INTUITIVE SURGICAL INC COM NEW 42M 95K –
INVESCO CALIF VALUE MUN INCO COM 110K 11K –
INVESCO EXCHANGE TRADED FD T LARGE CAP VALUE 250K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 14K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 3M 42K –
INVESCO QQQ TR UNIT SER 1 11M 23K –
ISHARES BITCOIN TR SHS 264K 8K –
ISHARES GOLD TR ISHARES NEW 246K 6K –
ISHARES SILVER TR ISHARES 205K 8K –
ISHARES TR 7-10 YR TRSY BD 272K 3K –
ISHARES TR CORE MSCI EAFE 312K 4K –
ISHARES TR CORE S&P MCP ETF 338K 6K –
ISHARES TR CORE S&P SCP ETF 417K 4K –
ISHARES TR CORE S&P TTL STK 576K 5K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR CORE US AGGBD ET 670K 7K –
ISHARES TR ESG AWR MSCI USA 454K 4K –
ISHARES TR FLTG RATE NT ETF 2M 48K –
ISHARES TR IBOXX INV CP ETF 23M 218K –
ISHARES TR INTL SEL DIV ETF 200K 7K –
ISHARES TR ISHARES SEMICDTR 208K 843 –
ISHARES TR MSCI ACWI ETF 586K 5K –
ISHARES TR MSCI USA MMENTM 346K 2K –
ISHARES TR MSCI USA QLT FCT 487K 3K –
ISHARES TR RUS 1000 ETF 3M 10K –
ISHARES TR RUS 1000 GRW ETF 728K 2K –
ISHARES TR RUS 1000 VAL ETF 407K 2K –
ISHARES TR RUSSELL 3000 ETF 275K 890 –
ISHARES TR S&P 100 ETF 520K 2K –
ISHARES TR S&P 500 GRWT ETF 1M 16K –
ISHARES TR TIPS BD ETF 903K 8K –
ISHARES U S ETF TR BLACKROCK SH DUR 258K 5K –
JOHNSON & JOHNSON COM 24M 162K –
JPMORGAN CHASE & CO. COM 37M 181K –
KLA CORP COM NEW 597K 724 –
LAM RESEARCH CORP COM 506K 475 –
LIBERTY ALL STAR EQUITY FD SH BEN INT 79K 12K –
LIBERTY ALL-STAR GROWTH FD I COM 58K 11K –
LINDE PLC SHS 2M 4K –
LOCKHEED MARTIN CORP COM 11M 24K –
LOWES COS INC COM 1M 5K –
LULULEMON ATHLETICA INC COM 18M 59K –
MAIN STR CAP CORP COM 332K 7K –
MAMAS CREATIONS INC COM 221K 33K –
MARATHON PETE CORP COM 226K 1K –
MASTERCARD INCORPORATED CL A 2M 5K –
MCDONALDS CORP COM 22M 88K –
MERCADOLIBRE INC COM 330K 201 –
MERCK & CO INC COM 28M 224K –
META PLATFORMS INC CL A 55M 109K –
METLIFE INC COM 20M 285K –
MICRON TECHNOLOGY INC COM 350K 3K –
MICROSOFT CORP COM 110M 246K –
MONDELEZ INTL INC CL A 345K 5K –
MOODYS CORP COM 229K 545 –
MORGAN STANLEY COM NEW 244K 3K –
MOTOROLA SOLUTIONS INC COM NEW 342K 886 –
NETFLIX INC COM 48M 71K –
NEW YORK CMNTY BANCORP INC COM 40K 12K –
NEXTERA ENERGY INC COM 42M 593K –
NICHOLAS FINL INC BC COM 96K 15K –
NIKE INC CL B 510K 7K –
NNN REIT INC COM 279K 7K –
NORFOLK SOUTHN CORP COM 428K 2K –
NORTHROP GRUMMAN CORP COM 208K 477 –
NOVO-NORDISK A S ADR 11M 77K –
NUCOR CORP COM 229K 1K –
NUVEEN CA QUALTY MUN INCOME COM 166K 14K –
NUVEEN MASSACHUSETS QLT MUN COM 233K 21K –
NUVEEN PFD & INCOME OPPORTUN COM 119K 16K –
NVIDIA CORPORATION COM 73M 590K –
NXP SEMICONDUCTORS N V COM 1M 5K –
OCCIDENTAL PETE CORP COM 332K 5K –
ONEOK INC NEW COM 428K 5K –
ORACLE CORP COM 7M 48K –
OSHKOSH CORP COM 379K 4K –
PALANTIR TECHNOLOGIES INC CL A 394K 16K –
PALO ALTO NETWORKS INC COM 67M 199K –
PEPSICO INC COM 1M 9K –
PFIZER INC COM 847K 30K –
PHILIP MORRIS INTL INC COM 304K 3K –
PHILLIPS 66 COM 246K 2K –
PIMCO ETF TR ACTIVE BD ETF 20M 216K –
PIMCO ETF TR ENHAN SHRT MA AC 533K 5K –
PIMCO STRATEGIC INCOME FD COM 75K 12K –
PORCH GROUP INC COM 43K 29K –
PROCTER AND GAMBLE CO COM 2M 12K –
PROSHARES TR S&P 500 DV ARIST 271K 3K –
PRUDENTIAL FINL INC COM 338K 3K –
QUALCOMM INC COM 27M 135K –
QUANTA SVCS INC COM 45M 177K –
RADNET INC COM 295K 5K –
REALTY INCOME CORP COM 932K 18K –
REGENERON PHARMACEUTICALS COM 311K 296 –
RELIANCE INC COM 7M 26K –
ROSS STORES INC COM 738K 5K –
RTX CORPORATION COM 2M 25K –
S&P GLOBAL INC COM 663K 1K –
SALESFORCE INC COM 853K 3K –
SCHLUMBERGER LTD COM STK 398K 8K –
SCHWAB CHARLES CORP COM 2M 22K –
SCHWAB STRATEGIC TR 1000 INDEX ETF 349K 7K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 207K 3K –
SCHWAB STRATEGIC TR US BRD MKT ETF 213K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 4M 57K –
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 27K –
SCHWAB STRATEGIC TR US LRG CAP ETF 223K 3K –
SELECT SECTOR SPDR TR ENERGY 2M 18K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 514K 4K –
SELECT SECTOR SPDR TR SBI INT-UTILS 739K 11K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K –
SEMPRA COM 605K 8K –
SERVICENOW INC COM 259K 329 –
SHERWIN WILLIAMS CO COM 301K 1K –
SHOPIFY INC CL A 436K 7K –
SIMON PPTY GROUP INC NEW COM 599K 4K –
SKY HARBOUR GROUP CORPORATIO *W EXP 01/25/202 342K 276K –
SKY HARBOUR GROUP CORPORATIO COM CL A 174K 19K –
SOUTHERN CO COM 468K 6K –
SPDR DOW JONES INDL AVERAGE UT SER 1 259K 663 –
SPDR GOLD TR GOLD SHS 392K 2K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR NYSE TECH ETF 278K 1K –
SPDR SER TR PORTFOLIO INTRMD 230K 7K –
SPDR SER TR PRTFLO S&P500 GW 479K 6K –
SPDR SER TR PRTFLO S&P500 VL 249K 5K –
SPDR SER TR S&P BIOTECH 21M 231K –
SPDR SER TR S&P DIVID ETF 6M 46K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 3M 83K –
STARBUCKS CORP COM 2M 30K –
STERIS PLC SHS USD 439K 2K –
STRYKER CORPORATION COM 947K 3K –
SUPER MICRO COMPUTER INC COM 374K 457 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 878K 5K –
TERAWULF INC COM 223K 50K –
TESLA INC COM 20M 101K –
TEXAS INSTRS INC COM 19M 99K –
THE CIGNA GROUP COM 523K 2K –
THE TRADE DESK INC COM CL A 480K 5K –
THERMO FISHER SCIENTIFIC INC COM 347K 627 –
TJX COS INC NEW COM 215K 2K –
T-MOBILE US INC COM 229K 1K –
TRAVELERS COMPANIES INC COM 224K 1K –
UBER TECHNOLOGIES INC COM 2M 32K –
UBIQUITI INC COM 407K 3K –
UNILEVER PLC SPON ADR NEW 13M 243K –
UNION PAC CORP COM 11M 48K –
UNITED PARCEL SERVICE INC CL B 11M 79K –
UNITED RENTALS INC COM 322K 498 –
UNITEDHEALTH GROUP INC COM 44M 86K –
UNUM GROUP COM 281K 6K –
VANECK ETF TRUST FALLEN ANGEL HG 544K 19K –
VANECK ETF TRUST SEMICONDUCTR ETF 247K 949 –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 355K 2K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS MID CAP ETF 648K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 8M 16K –
VANGUARD INDEX FDS SMALL CP ETF 2M 8K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD INDEX FDS VALUE ETF 2M 12K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 2M 22K –
VANGUARD MUN BD FDS TAX EXEMPT BD 354K 7K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 15M 182K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 588K 10K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 3M 41K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 204K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 9M 47K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 17K –
VANGUARD WORLD FD HEALTH CAR ETF 225K 848 –
VANGUARD WORLD FD INF TECH ETF 733K 1K –
VANGUARD WORLD FD MEGA CAP INDEX 346K 2K –
VANGUARD WORLD FD MEGA CAP VAL ETF 3M 29K –
VANGUARD WORLD FD MEGA GRWTH IND 4M 13K –
VANGUARD WORLD FD UTILITIES ETF 238K 2K –
VERIZON COMMUNICATIONS INC COM 22M 545K –
VERTEX PHARMACEUTICALS INC COM 460K 982 –
VICTORY PORTFOLIOS II VCSHS US EQ INCM 460K 8K –
VISA INC COM CL A 30M 115K –
VISTRA CORP COM 614K 7K –
VULCAN MATLS CO COM 2M 7K –
WALMART INC COM 3M 37K –
WASTE MGMT INC DEL COM 458K 2K –
WEC ENERGY GROUP INC COM 374K 5K –
WELLS FARGO CO NEW COM 2M 38K –
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 391K 10K –
XCEL ENERGY INC COM 208K 4K –
ZOETIS INC CL A 5M 26K –