PETER PESIC & CO. ADVISORS

PETER NIKOLA PESIC Legal Name

Adviser information for PETER PESIC & CO. ADVISORS last updated from Form ADV on December 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Sole Proprietorship
Fiscal Year End	SEPTEMBER
Legal Location	Canada

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	100
No. of Financial Planning Clients	0

Services

Advisory Services	Selection of other advisers (including private fund managers)
Compensation	SOLICITOR FEE (TYPICALLY % BASED)

Identifiers

SEC RIA File Number	801-77418
SEC ERA File Number	801-77418
SEC CIK Numbers	None
SEC CRD Numbers	166198
Legal Entity Identifier	None

Principal Office

125-720 KING STREET WEST
TORONTO, ONTARIO
Canada

Monday - Friday, 8 AM TO 6 PM EASTERN TIME

Tel: (226) 271-1489, Fax: None

Websites

www.pesicsecurities.com

Chief Compliance Officer

PETER PESIC

PRINCIPAL; CHIEF COMPLIANCE OFFICER

125-720 KING STREET WEST

TORONTO, ONTARIO

Canada

Tel: (226) 271-1489

P**********@******M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners