WISE CAPITAL MANAGEMENT INC.
Adviser information for WISE CAPITAL MANAGEMENT INC. last updated from Form ADV on November 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 71 | $26.4M |
| Non-Discretionary | 0 | $0 |
| Total | 71 | $26.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 38 | $23.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 97 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77441 |
|---|---|
| SEC ERA File Number | 801-77441 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166139 |
| Legal Entity Identifier | 984500C03FPBBB2C9747 |
Principal Office
51 PRINCE CHARLES DRIVETORONTO
Canada
Monday - Friday, 8.30AM - 4.30PM
Tel: 1-416-789-0877, Fax: None
Websites
Chief Compliance Officer
SAMUEL WISEMAN
PRESIDENT & CHIEF COMPLIANCE OFFICER
51 PRINCE CHARLES DRIVE
TORONTO
Canada
Tel:
1-416-885-3788
W*******@************************M
(Full email address available in API data)
Regulatory Contact
CHAVDAR RUSSEV
PORTFOLIO MANAGER
51 PRINCE CHARLES DRIVE
TORONTO
Canada
Tel:
1-416-722-3509
Fax:
0
R******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISEMAN, SAMUEL, JOSEPH | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 11/2000 | > 75% |
| WISEMAN, GOLDA, DEVORAH | Individual | – | DATA ANALYST / BOOKKEEPER | 11/2000 | 10-25% |