Q3 ASSET MANAGEMENT CORPORATION
Adviser information for Q3 ASSET MANAGEMENT CORPORATION last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 123 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,661 | $375.4M |
| Non-Discretionary | 36 | $337.6M |
| Total | 3,697 | $713.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,312 | $297.9M |
| HNW Individuals | 49 | $77.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 14 | $78.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 22 | $258.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersMarket timing servicesCONSULTATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77461 |
|---|---|
| SEC ERA File Number | 801-77461 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137839 |
| Legal Entity Identifier | None |
Principal Office
2175 COLE STREETBIRMINGHAM
MI
United States
Monday - Friday, 8:30-5:00
Tel: (248) 566-1122, Fax: (888) 439-2572
Chief Compliance Officer
BRADFORD N. GIAIMO
PRESIDENT AND CHIEF COMPLIANCE OFFICER
2175 COLE STREET
BIRMINGHAM
MI
United States
Tel:
248- 566-1122 EX:101
Fax:
(888) 439-2572
B******@*************M
(Full email address available in API data)
Regulatory Contact
ADAM R. QUIRING
VICE PRESIDENT
2175 COLE STREET
BIRMINGHAM
MI
United States
Tel:
248-566-1122 EX: 102
Fax:
888-439-2572
A*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIAIMO, BRADFORD, NICHOLAS | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2005 | 25-50% |
| QUIRING, ADAM, ROBERT | Individual | – | VICE PRESIDENT | 05/2010 | 25-50% |