CAFG WEALTH MANAGEMENT, INC.
Adviser information for CAFG WEALTH MANAGEMENT, INC. last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 234 | $225.2M |
| Non-Discretionary | 0 | $0 |
| Total | 234 | $225.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $108.3M |
| HNW Individuals | 30 | $104.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING AND TAX RETURN PREPARATION SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 204.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAFG WRAP FEE PROGRAM | CAFG WEALTH MANAGEMENT, INC. |
Identifiers
| SEC RIA File Number | 801-77473 |
|---|---|
| SEC ERA File Number | 801-77473 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165901 |
| Legal Entity Identifier | None |
Principal Office
110 S WYNSTONE PARK DRIVESUITE 103
NORTH BARRINGTON
IL
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 847-991-1099, Fax: 847-550-1099
Chief Compliance Officer
JOHN DORN
110 S WYNSTONE PARK DRIVE
SUITE 103
NORTH BARRINGTON
IL
United States
Tel:
847-991-1099
Fax:
847-550-1099
J***@**********M
(Full email address available in API data)
Regulatory Contact
TOM CHERNESKY
PRESIDENT
110 S WYNSTONE PARK DRIVE
SUITE 103
NORTH BARRINGTON
IL
United States
Tel:
847-991-1099
Fax:
847-550-1099
T**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHERNESKY, THOMAS, ROBERT | Individual | – | PRESIDENT, DIRECTOR, SHAREHOLDER | 10/2005 | > 75% |
| DORN, JOHN, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2014 | < 5% |