GREEN CITIES INVESTMENT MANAGEMENT, LLC
Adviser information for GREEN CITIES INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.3B |
| Non-Discretionary | 1 | $35.8M |
| Total | 4 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $35.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77485 |
|---|---|
| SEC ERA File Number | 801-77485 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166263 |
| Legal Entity Identifier | None |
Principal Office
920 SW 6TH AVE.SUITE 900
PORTLAND
OR
United States
Monday - Friday, 8:00 - 5:00
Tel: 503-299-6000, Fax: 503-299-6703
Websites
Chief Compliance Officer
NEIL RIORDAN
DIRECTOR OF INVESTOR RELATIONS AND COMPLIANCE
920 SW 6TH AVE.
SUITE 900
PORTLAND
OR
United States
Tel:
503-299-6000
Fax:
503-299-6703
N***********@**************M
(Full email address available in API data)
Regulatory Contact
MOLLY BORDONARO
MANAGING PARTNER
920 SW 6TH AVE
SUITE 900
PORTLAND
OR
United States
Tel:
503-299-6000
Fax:
503-299-6703
M**************@**************M
(Full email address available in API data)
Industry Affiliates
| GE HIGBY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREEN CITIES FUND MANAGEMENT III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GREEN CITIES FUND MANAGEMENT IV, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GREEN CITIES FUND MANAGEMENT V, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GREEN CITIES III, LP | Real Estate Fund | $434.7M | $5.0M | 28 |
| GREEN CITIES IV, LP | Real Estate Fund | $776.5M | $5.0M | 26 |
| GREEN CITIES V, LP | Real Estate Fund | $99.3M | $5.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAITO, KELLY, THOMAS | Individual | – | MANAGING MEMBER | 04/2020 | < 5% |
| BORDONARO, MOLLY, HERING | Individual | – | MANAGING MEMEBR | 04/2020 | < 5% |
| SAITO, KELLY, THOMAS | Individual | THE GREEN CITIES COMPANY, LLC | MANAGING MEMBER | 01/2020 | 25-50% |
| BORDONARO, MOLLY, HERING | Individual | THE GREEN CITIES COMPANY, LLC | MANAGING MEMBER | 01/2020 | 25-50% |
| RIORDAN, NEIL, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| GAULKE, BRENT, JORAY | Individual | – | MANAGING MEMBER | 04/2020 | < 5% |
| THE GREEN CITIES COMPANY, LLC | Domestic Entity | – | OWNER | 04/2020 | > 75% |
| GAULKE, BRENT, JORAY | Individual | THE GREEN CITIES COMPANY, LLC | MANAGING MEMBER | 01/2020 |