INSTITUTIONAL INVESTMENT ADVISORS CORP
Adviser information for INSTITUTIONAL INVESTMENT ADVISORS CORP last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 282 | $66.7M |
| Non-Discretionary | 49 | $5.3M |
| Total | 331 | $72.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 95 | $15.0M |
| HNW Individuals | 33 | $49.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.7M |
| Charitable organizations | <5 | $80,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-77500 |
|---|---|
| SEC ERA File Number | 801-77500 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126055 |
| Legal Entity Identifier | None |
Principal Office
49 WEST 37TH STREET7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-6:00PM
Tel: 212-869-7266, Fax: 212-656-1014
Websites
Chief Compliance Officer
CLIFFORD MICHAELS
CIO
49 WEST 37TH STREET
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-869-7266
Fax:
212-656-1014
C***************@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MICHAELS, CLIFFORD | Individual | – | CHIEF INVESTMENT OFFICER | 05/1990 | > 75% |
| MICHAELS, CLIFFORD | Individual | – | CIO/CHIEF COMPLIANCE OFFICER | 01/1991 | > 75% |