PALLADIN CONSUMER RETAIL PARTNERS, LLC
Adviser information for PALLADIN CONSUMER RETAIL PARTNERS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $546.2M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $546.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $546.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77503 |
|---|---|
| SEC ERA File Number | 801-77503 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164689 |
| Legal Entity Identifier | None |
Principal Office
PRUDENTIAL TOWER800 BOYLSTON STREET, 14TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9 AM - 6 PM
Tel: 617-585-3800, Fax: None
Chief Compliance Officer
JODIE URQUHART
CHIEF FINANCIAL OFFICER
PRUDENTIAL TOWER
800 BOYLSTON STREET, 14TH FLOOR
BOSTON
MA
United States
Tel:
617-585-3800
J********@*******M
(Full email address available in API data)
Industry Affiliates
| PALLADIN INVESTMENTS LLC | Sponsor, GP, manager of pooled investment vehicles |
| PALLADIN PARTNERS ANNEX GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PALLADIN PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PALLADIN ANNEX PB II, LP | Private Equity Fund | $1.3M | $2.5M | 2 |
| PALLADIN ANNEX PB, LP | Private Equity Fund | $0.3M | $0.1M | 3 |
| PALLADIN ANNEX S, LP | Private Equity Fund | $76.4M | $0.1M | 7 |
| PALLADIN CAPITAL PARTNERS LP | Private Equity Fund | $13.0M | $0.0M | 5 |
| PALLADIN DW PA, LP | Private Equity Fund | $14.3M | $0.1M | 11 |
| PALLADIN DW, LP | Private Equity Fund | $43.3M | $0.1M | 7 |
| PALLADIN PARTNERS A, LP | Private Equity Fund | $20.5M | $0.1M | 9 |
| PALLADIN PARTNERS ANNEX, LP | Private Equity Fund | $32.6M | $0.1M | 8 |
| PALLADIN PARTNERS B, LP | Private Equity Fund | $47.3M | $0.1M | 9 |
| PALLADIN S II, LP | Private Equity Fund | $30.5M | $0.1M | 8 |
| PCRP LEAPFROG, LP | Private Equity Fund | $122.5M | $0.1M | 5 |
| PCRP MAC PA, LP | Private Equity Fund | $8.7M | $0.3M | 12 |
| PCRP MAC, LP | Private Equity Fund | $95.4M | $3.0M | 7 |
| PCRP SEM, LP | Private Equity Fund | $25.2M | $15.0M | 2 |
| TAILWIND HOLDINGS I, LP | Private Equity Fund | $18.9M | $0.8M | 3 |
| TAILWIND HOLDINGS II, LP | Private Equity Fund | $18.9M | $13.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHWARTZ, MARK, JONATHAN | Individual | – | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 03/2012 | > 75% |
| URQUHART, JODIE, ELLEN | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |