ESTANCIA CAPITAL MANAGEMENT, LLC
Adviser information for ESTANCIA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $610.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $610.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $610.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesADVISORY OR CONSULTING FEES, AND ADMINISTRATIVE FEES |
Identifiers
| SEC RIA File Number | 801-77521 |
|---|---|
| SEC ERA File Number | 801-77521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166478 |
| Legal Entity Identifier | None |
Principal Office
20865 N 90TH PLACESUITE 200
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00 AM 5:00 PM
Tel: 480-448-5001, Fax: 480-998-7103
Websites
Chief Compliance Officer
DARRIN C. JEFFRIES
CHIEF OPERATING OFFICER, GENERAL COUNSEL, MANAGING DIRECTOR
20865 N 90TH PLACE
SUITE 200
SCOTTSDALE
AZ
United States
Tel:
480-448-5001
Fax:
480-998-7103
D********@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL C. MENDEZ
MANAGING DIRECTOR
20865 N 90TH PLACE
SUITE 200
SCOTTSDALE
AZ
United States
Tel:
480-448-5001
Fax:
480-998-7103
M******@*******************M
(Full email address available in API data)
Industry Affiliates
| ABEL NOSER, LLC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CS MCKEE | Other investment adviser, including financial planners |
| ESTANCIA GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ESTANCIA GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ESTANCIA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GENEVA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| NORTH SQUARE INVESTMENTS, LLC | Other investment adviser, including financial planners |
| NSI RETAIL ADVISORS, LLC | Other investment adviser, including financial planners |
| PMA ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| PMA SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| SAPIENCE INVESTMENTS, LLC | Other investment adviser, including financial planners |
| SNOWDEN ACCOUNT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SNOWDEN CAPITAL ADVISORS LLC | Other investment adviser, including financial planners |
| SNOWDEN INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ESTANCIA CAPITAL PARTNERS FUND II-A, LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| ESTANCIA CAPITAL PARTNERS FUND II, LP | Private Equity Fund | $276.3M | $1.0M | 65 |
| ESTANCIA CAPITAL PARTNERS FUND III-A, LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| ESTANCIA CAPITAL PARTNERS FUND III, LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| ESTANCIA CAPITAL PARTNERS, LP | Private Equity Fund | $120.6M | $1.0M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REVOLUTIONARIES, LLC | Domestic Entity | – | MEMBER | 01/2012 | 50-75% |
| DAK EQUITY, LLC | Domestic Entity | – | MEMBER | 01/2012 | 10-25% |
| ORCHARD HILL, LLC | Domestic Entity | – | MEMBER | 01/2012 | 10-25% |
| KANG, DANNY, ALLAN | Individual | DAK EQUITY | SOLE OWNER | 01/2012 | > 75% |
| MORIUCHI, TAKASHI, BAYARD | Individual | ORCHARD HILL, LLC | CO-OWNER | 01/2012 | 50-75% |
| MENDEZ FAMILY TRUST U/T/A | Domestic Entity | REVOLUTIONARIES, LLC | OWNER | 12/2011 | > 75% |
| MENDEZ, MICHAEL, CASARES | Individual | MENDEZ FAMILY TRUST U/T/A | TRUSTEE | 12/1992 | |
| MENDEZ, CHERYL, LYNN | Individual | MENDEZ FAMILY TRUST U/T/A | TRUSTEE | 12/1992 | |
| MORIUCHI, MEY-YEN, MARIE | Individual | ORCHARD HILL, LLC | CO-OWNER | 01/2012 | 50-75% |
| KANG, DANNY, ALLAN | Individual | – | MANAGING DIRECTOR | 01/2012 | < 5% |
| MORIUCHI, TAKASHI, BAYARD | Individual | – | MANAGING DIRECTOR | 01/2012 | < 5% |
| MENDEZ, MICHAEL, CASARES | Individual | – | MANAGING DIRECTOR | 01/2012 | < 5% |
| JEFFRIES, DARRIN, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL, MANAGING DIRECTOR, MEMBER | 01/2018 | 10-25% |