GREEN ALPHA INVESTMENTS

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Colorado, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	504	$254.5M
Non-Discretionary	27	$75.4M
Total	531	$329.9M

Clients

Type	Number	RAUM
Individuals	78	$13.6M
HNW Individuals	40	$90.4M
Banking or thrift institutions	0	$0
Investment companies	2	$93.9M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	5	$6.6M
State or municipal gov entities	0	$0
Other investment advisers	22	$125.5M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-77535
SEC ERA File Number	801-77535
SEC CIK Numbers	1439207
SEC CRD Numbers	144413
Legal Entity Identifier	None

Principal Office

136 2ND AVENUE
UNIT D
NIWOT
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic