Hedge Fund Database

MERRIMAN

MERRIMAN WEALTH MANAGEMENT, LLC Legal Name

Adviser information for MERRIMAN last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 55
Investment Advisory/Research 32
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 27
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,370 $3.6B
Non-Discretionary 0 $0
Total 2,370 $3.6B

Clients

Type Number RAUM
Individuals 1,229 $627.6M
HNW Individuals 1,130 $2.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $4.8M
Pension and profit sharing plans <5 $6.2M
Charitable organizations 6 $6.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $20.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)CREDIT AND CASH MANAGEMENT SOLUTIONS, INSURANCE SOLUTIONS
Compensation % of AUM
Other Business Activities CREDIT, CASH MANAGEMENT, INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-77544
SEC ERA File Number 801-77544
SEC CIK Numbers 1568389
SEC CRD Numbers 166580
Legal Entity Identifier None

Principal Office

920 FIFTH AVENUE
SUITE 2720
SEATTLE
WA
United States
Monday - Friday, 7 A.M. - 4 P.M.
Tel: 800-423-4893, Fax: 206-286-2079

Websites

www.linkedin.com/company/618248/ www.merriman.com www.facebook.com/merrimanllc/ x.com/merrimanllc www.assetclasstrading.com/ focusfinancialpartners.com/ www.linkedin.com/company/2064318/ www.youtube.com/channel/ucnqlznt-ngxumi7xgoqdxfq twitter.com/focusfinancial www.instagram.com/merrimanwealth/

Chief Compliance Officer

KRISTI DE GRYS
CHIEF OPERATING AND INVESTMENT OFFICER
920 FIFTH AVENUE
SUITE 2720
SEATTLE
WA
United States
Tel: 206-285-8877
Fax: 206-286-2079
(Full email address available in API data)

Regulatory Contact

ABBY OBERMILLER
DIRECTOR OF CLIENT SERVICES
10900 NE 8TH STREET
SUITE 780
BELLEVUE
WA
United States
Tel: 206-838-8533
Fax: 206-257-2040
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency
LEVERAGED GLOBAL OPPORTUNITY FUND, G.P., LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LEVERAGED GLOBAL OPPORTUNITY FUND, L.P. Hedge Fund $4.8M $0.3M 81

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 12/2012 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
BURGER, JEREMY, ANDREW Individual – CEO 01/2017 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
de Grys, Kristi, Heather Individual – CHIEF OPERATING AND INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER 03/2019 < 5%
BARTLETT, TYLER, DAVIDSON Individual – DIRECTOR OF WEALTH MANAGEMENT 03/2019 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

6030020202021202220232024202553 on 3/13/202053 on 6/8/202053 on 1/15/202149 on 3/29/202149 on 4/22/202149 on 7/20/202149 on 1/20/202249 on 2/9/202254 on 3/29/202254 on 10/12/202257 on 3/24/202357 on 7/13/202357 on 9/26/202357 on 9/28/202357 on 10/13/202355 on 3/28/2024

RAUM, Historic

4B2B02020202120222023202420252715273783 on 3/13/20202715273783 on 6/8/20202715273783 on 1/15/20213033442862 on 3/29/20213033442862 on 4/22/20213033442862 on 7/20/20213033442862 on 1/20/20223033442862 on 2/9/20223694333640 on 3/29/20223694333640 on 10/12/20223297155500 on 3/24/20233297155500 on 7/13/20233297155500 on 9/26/20233297155500 on 9/28/20233297155500 on 10/13/20233605822320 on 3/28/2024

No. Clients, Historic

3,0001,50002020202120222023202420252301 on 3/13/20202301 on 6/8/20202301 on 1/15/20212207 on 3/29/20212207 on 4/22/20212207 on 7/20/20212207 on 1/20/20222207 on 2/9/20222244 on 3/29/20222244 on 10/12/20222298 on 3/24/20232298 on 7/13/20232298 on 9/26/20232298 on 9/28/20232298 on 10/13/20232366 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR US SML CP VALU 328M 4M –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 263M 8M –
ISHARES TR MSCI USA QLT FCT 236M 1M –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 226M 8M –
ISHARES TR S&P 100 ETF 199M 752K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 124M 2M –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 79M 3M –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 70M 2M –
DIMENSIONAL ETF TRUST US TARGETED VLU 47M 911K –
VANGUARD INDEX FDS SM CP VAL ETF 40M 219K –
VANGUARD MUN BD FDS TAX EXEMPT BD 37M 744K –
AMERICAN CENTY ETF TR EMERGING MKT VAL 37M 760K –
MICROSOFT CORP COM 36M 81K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 35M 1M –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 27M 680K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 23M 651K –
MANAGER DIRECTED PORTFOLIOS VERT GLB SUST RE 19M 2M –
AMERICAN CENTY ETF TR AVANTIS RESPON U 18M 299K –
DIMENSIONAL ETF TRUST INTERNATIONAL 18M 556K –
APPLE INC COM 18M 85K –
ISHARES TR SHRT NAT MUN ETF 17M 160K –
AMERICAN CENTY ETF TR SUSTAINABLE EQTY 16M 240K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 14M 549K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 13M 367K –
ISHARES TR MSCI USA VALUE 11M 107K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 11M 265K –
NVIDIA CORPORATION COM 10M 83K –
ISHARES TR CORE S&P500 ETF 10M 19K –
AMAZON COM INC COM 10M 51K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 9M 86K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 9M 267K –
VANGUARD INDEX FDS LARGE CAP ETF 8M 31K –
AMERICAN CENTY ETF TR INTL SMCP VLU 7M 111K –
COSTCO WHSL CORP NEW COM 7M 8K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 7M 110K –
ISHARES TR S&P MC 400VL ETF 7M 57K –
SPDR SER TR PRTFLO S&P500 VL 6M 130K –
SPDR SER TR BLOOMBERG HIGH Y 6M 67K –
ISHARES TR IBOXX HI YD ETF 6M 81K –
ISHARES TR CORE US AGGBD ET 6M 63K –
ISHARES TR CRE U S REIT ETF 6M 113K –
ISHARES TR TIPS BD ETF 6M 56K –
PIMCO ETF TR ACTIVE BD ETF 6M 65K –
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 6M 221K –
VANGUARD INDEX FDS EXTEND MKT ETF 6M 34K –
ISHARES TR MSCI INTL VLU FT 6M 205K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 5M 140K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 5M 45K –
SPDR SER TR PORTFOLIO S&P600 5M 122K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 5M 143K –
ISHARES TR 20 YR TR BD ETF 5M 54K –
ISHARES TR EAFE VALUE ETF 5M 90K –
ISHARES TR MRNING SM CP ETF 5M 79K –
ISHARES TR 0-3 MNTH TREASRY 5M 45K –
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 9K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 4M 62K –
ISHARES TR EAFE SML CP ETF 4M 68K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 4M 101K –
INVESCO EXCH TRADED FD TR II FTSE RAFI SML 4M 124K –
SCHWAB STRATEGIC TR US LRG CAP ETF 4M 61K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 4M 69K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 12K –
ISHARES TR GLOBAL REIT ETF 3M 135K –
ALPHABET INC CAP STK CL C 3M 16K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
ISHARES TR RUSSELL 2000 ETF 3M 14K –
ISHARES TR RUS 1000 GRW ETF 3M 7K –
TESLA INC COM 3M 13K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 98K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS I 2M 41K –
GOLDMAN SACHS PHYSICAL GOLD UNIT 2M 93K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 2M 61K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 2M 35K –
JOHN HANCOCK EXCHANGE TRADED MULTFCTR EMRNG 2M 73K –
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 24K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 2M 28K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 35K –
VANGUARD INDEX FDS VALUE ETF 2M 9K –
ISHARES TR ESG SCRND S&P SM 1M 37K –
AMERICAN CENTY ETF TR INTL EQT ETF 1M 22K –
DIMENSIONAL ETF TRUST US EQUITY ETF 1M 23K –
VANGUARD BD INDEX FDS SHORT TRM BOND 1M 17K –
ALPHABET INC CAP STK CL A 1M 7K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
PROCTER AND GAMBLE CO COM 1M 7K –
VANGUARD BD INDEX FDS INTERMED TERM 1M 16K –
WALMART INC COM 1M 17K –
ISHARES TR CALIF MUN BD ETF 1M 20K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 23K –
EXXON MOBIL CORP COM 1M 10K –
BANNER CORP COM NEW 1M 22K –
STARBUCKS CORP COM 1M 14K –
META PLATFORMS INC CL A 1M 2K –
GRAINGER W W INC COM 1M 1K –
ISHARES TR CORE S&P TTL STK 997K 8K –
VANGUARD MALVERN FDS STRM INFPROIDX 958K 20K –
DANAHER CORPORATION COM 918K 4K –
JOHNSON & JOHNSON COM 909K 6K –
VANGUARD WORLD FD MEGA CAP INDEX 902K 5K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 879K 15K –
GLOBAL X FDS ADAPTIVE US 871K 22K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 871K 26K –
INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 866K 14K –
ELI LILLY & CO COM 860K 950 –
ARK ETF TR INNOVATION ETF 856K 19K –
SCHWAB STRATEGIC TR US BRD MKT ETF 836K 13K –
INVESCO EXCH TRADED FD TR II S&P INTL MOMNT 823K 20K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 807K 15K –
SPDR INDEX SHS FDS EURO STOXX 50 786K 16K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 774K 17K –
CAMBRIA ETF TR EMRG SHAREHLDR 762K 22K –
AUTOMATIC DATA PROCESSING IN COM 760K 3K –
ISHARES TR CORE S&P MCP ETF 751K 13K –
UNITED FIRE GROUP INC COM 740K 34K –
ISHARES TR CORE MSCI EAFE 740K 10K –
CHEVRON CORP NEW COM 728K 5K –
HOME DEPOT INC COM 718K 2K –
SCHWAB STRATEGIC TR INTL EQTY ETF 709K 18K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 689K 13K –
VANGUARD WORLD FD ESG INTL STK ETF 684K 12K –
COLGATE PALMOLIVE CO COM 670K 7K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 660K 11K –
ARES CAPITAL CORP COM 659K 32K –
BOEING CO COM 627K 3K –
NIKE INC CL B 602K 8K –
ISHARES TR U S EQUITY FACTR 598K 11K –
ISHARES INC EM MKT SM-CP ETF 588K 10K –
AMGEN INC COM 585K 2K –
MERCK & CO INC COM 583K 5K –
PACCAR INC COM 568K 6K –
ABBVIE INC COM 564K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 562K 3K –
JPMORGAN CHASE & CO. COM 543K 3K –
ISHARES TR CORE HIGH DV ETF 537K 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 517K 6K –
NETFLIX INC COM 495K 734 –
ISHARES TR MODERT ALLOC ETF 480K 11K –
BROADCOM INC COM 480K 299 –
VANGUARD INDEX FDS SMALL CP ETF 480K 2K –
ORACLE CORP COM 460K 3K –
SPDR SER TR PORTFOLIO S&P500 451K 7K –
MCDONALDS CORP COM 446K 2K –
PFIZER INC COM 444K 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 440K 3K –
INTUITIVE SURGICAL INC COM NEW 439K 988 –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 429K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 424K 5K –
VANECK ETF TRUST MRNGSTR WDE MOAT 411K 5K –
ISHARES TR MSCI GBL SUS DEV 405K 5K –
VISA INC COM CL A 400K 2K –
SPDR SER TR S&P SEMICNDCTR 383K 2K –
ISHARES TR CORE S&P SCP ETF 382K 4K –
VANGUARD INDEX FDS GROWTH ETF 379K 1K –
ISHARES TR ESG SCRND S&P500 378K 9K –
ISHARES TR RUS 1000 VAL ETF 372K 2K –
META PLATFORMS INC CL A 367K 728 –
INTEL CORP COM 365K 12K –
UNITEDHEALTH GROUP INC COM 359K 705 –
GE AEROSPACE COM NEW 358K 2K –
ISHARES TR NEW YORK MUN ETF 350K 7K –
INTERNATIONAL BUSINESS MACHS COM 344K 2K –
APPLIED MATLS INC COM 339K 1K –
NOVO-NORDISK A S ADR 332K 2K –
ISHARES TR MSCI USA MIN VOL 330K 4K –
PEPSICO INC COM 324K 2K –
COCA COLA CO COM 320K 5K –
VERIZON COMMUNICATIONS INC COM 317K 8K –
DISNEY WALT CO COM 316K 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 310K 576 –
AMERICAN CENTY ETF TR US EQT ETF 310K 3K –
WISDOMTREE TR ARTIFICIAL INTEL 305K 15K –
ISHARES INC CORE MSCI EMKT 304K 6K –
ADOBE INC COM 302K 543 –
WASTE MGMT INC DEL COM 299K 1K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 294K 2K –
SELECT SECTOR SPDR TR SBI INT-UTILS 293K 4K –
3M CO COM 279K 3K –
AMERICAN EXPRESS CO COM 276K 1K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 274K 2K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 274K 8K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 273K 4K –
CANADIAN PACIFIC KANSAS CITY COM 270K 3K –
SCHWAB STRATEGIC TR US LCAP GR ETF 266K 3K –
ISHARES TR MSCI INTL QUALTY 264K 7K –
SOUTHERN CO COM 263K 3K –
HONEYWELL INTL INC COM 248K 1K –
COLUMBIA BKG SYS INC COM 244K 12K –
TEXAS INSTRS INC COM 241K 1K –
BROADCOM INC COM 230K 143 –
AT&T INC COM 227K 12K –
ISHARES GOLD TR ISHARES NEW 223K 5K –
LOCKHEED MARTIN CORP COM 223K 477 –
MOTOROLA SOLUTIONS INC COM NEW 215K 557 –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 215K 644 –
PUBLIC STORAGE OPER CO COM 213K 740 –
KIMBERLY-CLARK CORP COM 212K 2K –
ROCKWELL AUTOMATION INC COM 212K 769 –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 209K 4K –
SUPER MICRO COMPUTER INC COM 207K 253 –
NEXTERA ENERGY INC COM 206K 3K –
ISHARES TR GL CLEAN ENE ETF 152K 11K –
BANCO SANTANDER S.A. ADR 132K 28K –
MIZUHO FINANCIAL GROUP INC SPONSORED ADR 115K 27K –
HEALTH CATALYST INC COM 64K 10K –
TCW STRATEGIC INCOME FD INC COM 48K 10K –
CHROMADEX CORP COM NEW 32K 12K –
ABRDN ASIA PACIFIC INCOME FU COM 30K 11K –