NOVI WEALTH PARTNERS
PRIVATE WEALTH MANAGEMENT GROUP LLC Legal Name
Adviser information for NOVI WEALTH PARTNERS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 816 | $425.4M |
| Non-Discretionary | 6 | $1.5M |
| Total | 822 | $426.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 121 | $51.7M |
| HNW Individuals | 114 | $372.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $3.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-77565 |
|---|---|
| SEC ERA File Number | 801-77565 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166539 |
| Legal Entity Identifier | None |
Principal Office
512 EXECUTIVE DRIVEPRINCETON
NJ
United States
Monday - Friday, 9 - 5
Tel: 609-921-7002, Fax: 609-921-2858
Chief Compliance Officer
ROBERT DUNN
PRESIDENT
512 EXECUTIVE DRIVE
PRINCETON
NJ
United States
Tel:
(609) 921-7002
B**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUNN, ROBERT, B | Individual | – | MANAGING PRINCIPAL, CCO | 01/2013 | > 75% |
| VOGEL, RYAN, M | Individual | – | MEMBER, SENIOR WEALTH ADVISOR | 01/2013 | 10-25% |