Hedge Fund Database

WATERWAY WEALTH MANAGEMENT, L.L.C.

Adviser information for WATERWAY WEALTH MANAGEMENT, L.L.C. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,286 $566.9M
Non-Discretionary 14 $14.5M
Total 1,300 $581.4M

Clients

Type Number RAUM
Individuals 143 $68.1M
HNW Individuals 160 $511.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $1.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 581.4M
Portfolio Manager to Program Sponsor
WATERWAY WEALTH MANAGEMENT WRAP FEE PROGRAM WATERWAY WEALTH MANAGEMENT, L.L.C.

Identifiers

SEC RIA File Number 801-77571
SEC ERA File Number 801-77571
SEC CIK Numbers 1992193
SEC CRD Numbers 164975
Legal Entity Identifier None

Principal Office

21 WATERWAY
SUITE 500
THE WOODLANDS
TX
United States
Monday - Friday, 9:00 A.M.-5 P.M.
Tel: 281-363-0000, Fax: None

Websites

www.waterwaywealth.com www.facebook.com/waterwaywealth www.linkedin.com/company/waterway-wealth-management twitter.com/waterwaywealth

Chief Compliance Officer

DANIEL MICHALK
MANAGING MEMBER
21 WATERWAY
SUITE 500
THE WOODLANDS
TX
United States
Tel: 281-363-0000
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MICHALK, DANIEL, PAUL Individual – MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/2012 > 75%

No. Employees, Historic

2010020192020202120222023202420259 on 4/18/20199 on 4/18/20199 on 4/29/20199 on 8/5/20199 on 8/19/201912 on 3/26/202012 on 4/15/202012 on 6/19/202011 on 3/31/202113 on 3/30/202212 on 1/24/202314 on 3/28/202314 on 3/29/202313 on 2/23/2024

RAUM, Historic

600M300M02019202020212022202320242025295950356 on 4/18/2019295950356 on 4/18/2019295950356 on 4/29/2019295950356 on 8/5/2019295950356 on 8/19/2019373630242 on 3/26/2020373630242 on 4/15/2020373630242 on 6/19/2020421422639 on 3/31/2021498744808 on 3/30/2022498744808 on 1/24/2023500740211 on 3/28/2023500740211 on 3/29/2023581381316 on 2/23/2024

No. Clients, Historic

40020002019202020212022202320242025246 on 4/18/2019246 on 4/18/2019246 on 4/29/2019246 on 8/5/2019246 on 8/19/2019241 on 3/26/2020241 on 4/15/2020241 on 6/19/2020257 on 3/31/2021270 on 3/30/2022270 on 1/24/2023297 on 3/28/2023297 on 3/29/2023304 on 2/23/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON.COM INC Stock 642K 3K –
INVESCO QQQ TRUST SERIES I ETF 384K 801 –
ELEVANCE HEALTH INC COM Stock 247K 455 –
JOHNSON & JOHNSON COM Stock 634K 4K –
VANGUARD TOTAL STOCK MARKET ETF ETF 2M 9K –
ISHARES MSCI EMERGING MARKETS ETF ETF 290K 7K –
GOLDMAN SACHS GROUP INC COM Stock 208K 460 –
REAL ESTATE SELECT SECTOR SPDR FUND ETF 730K 19K –
PROCTER AND GAMBLE CO COM Stock 768K 5K –
MEDTRONIC PLC SHS Stock 217K 3K –
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 971K 9K –
SPDR S&P 500 ETF TRUST ETF 3M 5K –
THE TRADE DESK INC COM CL A Stock 228K 2K –
VERIZON COMMUNICATIONS Stock 453K 11K –
HOME DEPOT INC COM Stock 212K 617 –
AUTOMATIC DATA PROCESSING INC COM Stock 239K 1K –
HEALTH CARE SELECT SECTOR SPDR ETF 769K 5K –
ISHARES RUSSELL 1000 GROWTH ETF ETF 4M 10K –
ISHARES S&P SMALLCAP 600 ETF ETF 10M 98K –
GOOGLE INC Stock 301K 2K –
COMCAST CORP NEW CL A Stock 426K 11K –
MICROSOFT Stock 2M 4K –
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND ETF 828K 10K –
VANGUARD INTERMEDIATE-TERM TREASURY ETF ETF 14M 245K –
HILTON WORLDWIDE HLDGS INC COM Stock 662K 3K –
FINANCIAL SELECT SECTOR SPDR ETF 2M 54K –
CENTERPOINT ENERGY INC COM Stock 395K 13K –
ELI LILLY & CO COM Stock 1M 1K –
META PLATFORMS INC CL A Stock 233K 462 –
DFA Dimensional US Small Cap Value ETF ETF 13M 450K –
NVIDIA CORPORATION COM Stock 4M 29K –
QUALCOMM INC COM Stock 803K 4K –
QUEST DIAGNOSTICS INC COM Stock 527K 4K –
DOVER CORP COM Stock 233K 1K –
CISCO SYS INC Stock 481K 10K –
WISDOMTREE LARGE CAP DIVIDEND ETF 38M 516K –
MATERIALS SELECT SECTOR SPDR ETF 212K 2K –
ISHARES MSCI USA QUALITY FACTOR ETF ETF 498K 3K –
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 2M 8K –
INDUSTRIAL SELECT SECTOR SPDR ETF 1M 12K –
FIDELITY MSCI HEALTH CARE INDEX ETF ETF 11M 159K –
ISHARES S&P 500 VALUE ETF ETF 328K 2K –
ISHARES CORE S&P 500 ETF ETF 20M 37K –
JPMORGAN CHASE & CO. COM Stock 800K 4K –
CHEVRON CORP NEW COM Stock 1M 7K –
ISHARES NATIONAL MUNI BOND ETF ETF 4M 40K –
CONOCOPHILLIPS COM Stock 358K 3K –
WALMART INC COM Stock 692K 10K –
INTERNATIONAL BUSINESS MACHS COM Stock 532K 3K –
CATERPILLAR INC COM Stock 498K 1K –
BEST BUY INC COM Stock 492K 6K –
ISHARES CORE U.S. AGGREGATE BOND ETF ETF 654K 7K –
NUCOR CORP COM Stock 549K 3K –
EXXON MOBIL CORP COM Stock 2M 14K –
UNITEDHEALTH GROUP INC COM Stock 270K 530 –
UTILITIES SELECT SECTOR SPDR FUND ETF 731K 11K –
BLACKROCK INC COM Stock 692K 879 –
VANGUARD TAX-EXEMPT BOND ETF ETF 4M 78K –
ISHARES MSCI EAFE ETF ETF 44M 559K –
APPLE INC Stock 3M 14K –