ONEAMERICA ASSET MANAGEMENT, LLC
Adviser information for ONEAMERICA ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $25.8B |
| Non-Discretionary | 4 | $104.3M |
| Total | 10 | $25.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $407.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $13.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $25.3B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $143.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersSecurity ratings or pricing servicesEducational seminars/workshopsTHIRD PARTY INVESTMENT ADVISER SERVICES AND PRIVATE PLACEMENT CO-PARTICIPATION |
|---|---|
| Compensation | % of AUMFixed feesTHIRD PARTY INVESTMENT ADVISER SERVICES/PRIVATE PLACEMENTS CO-PA |
Identifiers
| SEC RIA File Number | 801-77572 |
|---|---|
| SEC ERA File Number | 801-77572 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165929 |
| Legal Entity Identifier | None |
Principal Office
ONE AMERICAN SQUAREINDIANAPOLIS
IN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 317-285-1877, Fax: 317-285-1470
Websites
Chief Compliance Officer
SEAN P. MCGOFF
ASST. GENERAL COUNSEL
ONE AMERICAN SQUARE
P.O. BOX 368
INDIANAPOLIS
IN
United States
Tel:
317-285-1880
Fax:
317-285-4050
S**********@*************M
(Full email address available in API data)
Regulatory Contact
DAVID M. WEISENBURGER
PRESIDENT, ONEAMERICA ASSET MANAGEMENT, LLC
ONE AMERICAN SQUARE
P.O. BOX 368
INDIANAPOLIS
IN
United States
Tel:
317-285-1882
D****************@*************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN UNITED LIFE INSURANCE COMPANY | Insurance company or agency |
| ONEAMERICA INVESTMENT ADVISORY SERVICES LLC | Other investment adviser, including financial plannersPension consultant |
| ONEAMERICA SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PIONEER MUTUAL LIFE INSURANCE COMPANY | Insurance company or agency |
| THE STATE LIFE INSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ONEAMERICA FINANCIAL PARTNERS, INC. | Domestic Entity | – | MANAGING MEMBER | 10/2012 | > 75% |
| AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY | Domestic Entity | ONEAMERICA FINANCIAL PARTNERS, INC. | SHAREHOLDER | 12/2000 | > 75% |
| DUE, STEPHEN, LANDRUM | Individual | – | SECRETARY, ONEAMERICA ASSET MANAGEMENT, LLC | 06/2014 | < 5% |
| MCGOFF, SEAN, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
| JOHNS, CHRISTOPHER, H. | Individual | – | VICE PRESIDENT | 11/2012 | < 5% |
| BULLOCK, MICHAEL, I | Individual | – | VICE PRESIDENT | 02/2012 | < 5% |
| WEISENBURGER, DAVID, MICHAEL | Individual | – | PRESIDENT, ONEAMERICA ASSET MANAGEMENT, LLC | 06/2023 | < 5% |
| LEHMAN, CRAIG, ANDREW | Individual | – | VICE PRESIDENT | 02/2021 | < 5% |
| Estrada, Carolyn, Le Ann | Individual | – | TREASURER | 06/2023 | < 5% |
| MANIAGO, STEVEN, S. | Individual | – | VICE PRESIDENT | 03/2024 | < 5% |