LGT WEALTH MANAGEMENT US LIMITED
Adviser information for LGT WEALTH MANAGEMENT US LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,456 | $1.2B |
| Non-Discretionary | 131 | $69.4M |
| Total | 1,587 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 588 | $203.8M |
| HNW Individuals | 224 | $648.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 365 | $366.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 74 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77580 |
|---|---|
| SEC ERA File Number | 801-77580 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164190 |
| Legal Entity Identifier | 213800Z8OD1U3HCPLU23 |
Principal Office
14 CORNHILLLONDON
United Kingdom
Monday - Friday, 09:00 - 17:00 GMT
Tel: +44 203 207 8000, Fax: +44 203 207 8001
Chief Compliance Officer
STEVEN PAYNE
CHIEF COMPLIANCE OFFICER
14 CORNHILL
LONDON
United Kingdom
Tel:
+44 203 207 8000
Fax:
+44 203 207 8001
S***********@******M
(Full email address available in API data)
Regulatory Contact
ANNA BENNETT
COMPLIANCE OFFICER
14 CORNHILL
LONDON
United Kingdom
Tel:
+44 203 207 8000
Fax:
+44 203 207 8001
A***********@******M
(Full email address available in API data)
Industry Affiliates
| LGT (MIDDLE EAST) LTD. | Other investment adviser, including financial planners |
| LGT BANK (SINGAPORE) LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution |
| LGT WEALTH MANAGEMENT JERSEY LIMITED | Other investment adviser, including financial planners |
| LGT WEALTH MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| LGT WEALTH MANAGEMENT UK LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LGT WEALTH MANAGEMENT UK LLP | Foreign Entity | – | SOLE SHAREHOLDER OF LGT WEALTH MANAGEMENT US LIMITED | 05/2012 | > 75% |
| NIXON, PAUL, DAVID | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 06/2012 | < 5% |
| PAYNE, STEVEN, JOHN | Individual | – | DIRECTOR, CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| SNEE, BENJAMIN, JAMES | Individual | – | DIRECTOR | 06/2015 | < 5% |
| LGT GROUP FOUNDATION | Foreign Entity | LGT GROUP HOLDING LIMITED | SHAREHOLDER | 06/2016 | > 75% |
| LGT UK HOLDINGS LIMITED | Foreign Entity | LGT WEALTH MANAGEMENT UK LLP | SHAREHOLDER | 06/2016 | > 75% |
| PRINCE OF LIECHENSTEIN FOUNDATION | Foreign Entity | LGT GROUP FOUNDATION | BENEFICIARY | 07/2001 | |
| VON UND ZU LIECHTENSTEIN, JOHANN, ADAM PIUS II | Individual | PRINCE OF LIECHENSTEIN FOUNDATION | BENEFICIARY | 01/1970 | |
| LGT GROUP HOLDING LIMITED | Foreign Entity | LGT UK HOLDINGS LIMITED | SHAREHOLDER | 12/2016 | > 75% |
| TANNER, STEPHAN | Individual | – | DIRECTOR | 02/2021 | < 5% |