THE PORTFOLIO STRATEGY GROUP, LLC
Adviser information for THE PORTFOLIO STRATEGY GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 402 | $2.2B |
| Non-Discretionary | 3 | $1.4M |
| Total | 405 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $17.8M |
| HNW Individuals | 285 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $48.3M |
| Pension and profit sharing plans | 25 | $19.2M |
| Charitable organizations | 14 | $49.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 36 | $350.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)INSURANCE SOLUTIONS AND CREDIT AND CASH MANAGEMENT SOLUTIONS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorINSURANCE & CREDIT AND CASH MANAGEMENT SOLUTIONS |
Identifiers
| SEC RIA File Number | 801-77583 |
|---|---|
| SEC ERA File Number | 801-77583 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166593 |
| Legal Entity Identifier | None |
Principal Office
50 MAIN STREETSUITE 1280
WHITE PLAINS
NY
United States
Monday - Friday, 9-5
Tel: 9142884900, Fax: 9143286670
Chief Compliance Officer
LAURIE GHALI
50 MAIN STREET
SUITE 1280
WHITE PLAINS
NY
United States
Tel:
9142884900
L*****@************M
(Full email address available in API data)
Regulatory Contact
JACQUES BOUBLI
MANAGING DIRECTOR
50 MAIN STREET
SUITE 1280
WHITEPLAINS
NY
United States
Tel:
9142884900
Fax:
914-328-6670
J******@************M
(Full email address available in API data)
Industry Affiliates
| FOCUS RISK SOLUTIONS | Insurance company or agency |
| SCS CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE PSG FUND, LLC | Hedge Fund | $48.3M | $0.5M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOKEN, RICHARD, ALAN | Individual | – | MANAGING DIRECTOR | 12/2012 | < 5% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| SCHARF, EDWARD, LAURENCE | Individual | – | MANAGING DIRECTOR | 12/2012 | < 5% |
| BARTIMER, LAWRENCE, DAVID | Individual | – | MANAGING DIRECTOR | 12/2012 | < 5% |
| YORKES, PETER, SCOTT | Individual | – | MANAGING DIRECTOR | 12/2012 | < 5% |
| ZOTTNER, THOMAS, MICHAEL | Individual | – | MANAGING DIRECTOR | 12/2012 | < 5% |
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER (MANAGER) | 12/2012 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
| GHALI, LAURIE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |