PROMUS ASSET MANAGEMENT, LLC
Adviser information for PROMUS ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 33 | $2.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77588 |
|---|---|
| SEC ERA File Number | 801-77588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165478 |
| Legal Entity Identifier | None |
Principal Office
156 N. JEFFERSON ST.SUITE 300
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00PM
Tel: 312-784-3990, Fax: 312-784-3991
Chief Compliance Officer
RYAN CRAWFORD
CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL
156 N. JEFFERSON ST.
SUITE 300
CHICAGO
IL
United States
Tel:
312-662-5491
Fax:
312-784-3991
R********@*****************M
(Full email address available in API data)
Industry Affiliates
| PETERSON COLORADO APTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRODEV MINN CUBES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRODEV ORLANDO APTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROMUS ACCESS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROMUS CAPITAL, LLC | Other investment adviser, including financial planners |
| PROMUS CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROMUS REALTY PROPERTIES | Sponsor, GP, manager of pooled investment vehicles |
| PROVAL BEAVERTON APTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADI INVESTMENT HOLDINGS, LLC | Private Equity Fund | $14.0M | $0.1M | 63 |
| AM GROUP HOLDINGS, LLC | Private Equity Fund | $94.2M | $0.0M | 92 |
| ANYTHING POSSIBLE INVESTMENT, LLC | Private Equity Fund | $16.9M | $0.1M | 76 |
| ASSOCIATED GROUP HOLDINGS, LLC | Private Equity Fund | $243.5M | $0.1M | 94 |
| CAPUTO INVESTMENT HOLDINGS, LLC | Private Equity Fund | $38.5M | $0.1M | 88 |
| CS INVESTMENT HOLDINGS, LLC | Private Equity Fund | $2.1M | $0.1M | 102 |
| DOVER INVESTMENT HOLDINGS, LLC | Private Equity Fund | $3.7M | $0.1M | 88 |
| EDP PROMUS CO-INVESTMENT, LLC | Private Equity Fund | $18.6M | $0.3M | 39 |
| EVENT NETWORK INVESTMENT HOLDINGS, LLC | Private Equity Fund | $110.9M | $0.0M | 88 |
| KITH KITCHENS INVESTMENT HOLDINGS, LLC | Private Equity Fund | $24.6M | $0.1M | 53 |
| PMA INVESTMENT HOLDINGS, LLC | Private Equity Fund | $57.9M | $0.1M | 80 |
| PROMED INVESTMENT HOLDINGS, LLC | Private Equity Fund | $15.1M | $0.0M | 44 |
| PROMUS ACCESS I, LP | Private Equity Fund | $48.1M | $0.1M | 74 |
| PROMUS ACCESS II, LP | Private Equity Fund | $133.3M | $0.1M | 111 |
| PROMUS ACCESS III, LP | Private Equity Fund | $254.2M | $0.2M | 91 |
| PROMUS ACCESS IV-A, L.P. | Private Equity Fund | $40.7M | $0.1M | 69 |
| PROMUS ACCESS IV, L.P. | Private Equity Fund | $401.4M | $0.3M | 118 |
| PROMUS CO-INVEST I, LP | Private Equity Fund | $203.9M | $0.1M | 7 |
| PROMUS COMPOST INVESTMENT HOLDINGS, LLC | Private Equity Fund | $34.0M | $0.1M | 90 |
| PROMUS REAL ESTATE CONDUIT, LLC - CLASS A | Real Estate Fund | $1.3M | $0.0M | 13 |
| PROMUS REAL ESTATE CONDUIT, LLC - CLASS B | Real Estate Fund | $13.5M | $0.0M | 59 |
| PROMUS REALTY II, LP | Real Estate Fund | $35.6M | $0.1M | 76 |
| PROMUS REALTY III, LP | Real Estate Fund | $82.6M | $0.1M | 85 |
| PROMUS REALTY INCOME I, LP | Real Estate Fund | $7.4M | $0.1M | 56 |
| PROMUS REALTY IV, LP | Real Estate Fund | $94.9M | $0.3M | 58 |
| PROSTEEL INVESTMENT HOLDINGS, LLC | Private Equity Fund | $0.3M | $0.0M | 19 |
| PURES INVESTMENT HOLDINGS, LLC | Private Equity Fund | $230.1M | $0.0M | 89 |
| QUEST INVESTMENT HOLDINGS, LLC | Private Equity Fund | $84.7M | $0.0M | 73 |
| RASMUSSEN INVESTMENT HOLDINGS, LLC | Private Equity Fund | $3.3M | $0.1M | 76 |
| RIFLE PAPER INVESTMENT HOLDINGS, LLC | Private Equity Fund | $50.3M | $0.1M | 108 |
| TARRYTOWN CO-INVESTMENT HOLDINGS LLC | Private Equity Fund | $10.6M | $0.1M | 29 |
| TOTAL SEAL INVESTMENT HOLDINGS, LLC | Private Equity Fund | $30.8M | $0.1M | 52 |
| WHISKER INVESTMENT HOLDINGS, LLC | Private Equity Fund | $37.4M | $0.1M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROMUS HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 07/2012 | > 75% |
| THE CODE FAMILY PARTNERSHIP, LP | Domestic Entity | PROMUS HOLDINGS, LLC | MEMBER | 06/2008 | 25-50% |
| CRAWFORD, RYAN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 01/2013 | < 5% |
| AWC DESIGNATED BENEFICIARIES TRUST FUND I | Domestic Entity | THE CODE FAMILY PARTNERSHIP, LP | GENERAL PARTNER | 06/1994 | |
| SKC DESIGNATED BENEFICIARIES TRUST FUND I | Domestic Entity | THE CODE FAMILY PARTNERSHIP, LP | GENERAL PARTNER | 06/1994 | |
| MUSSO, BRIAN, BIRNEY | Individual | – | MANAGER | 01/2013 | < 5% |
| MUSSO, JOHN, ZACHARY | Individual | – | MANAGER | 01/2013 | < 5% |
| BROWN, STEVEN, RICHARD | Individual | – | MANAGER & MANAGING PARTNER - PRIVATE EQUITY | 01/2013 | < 5% |
| CODE, ANDREW, WARREN | Individual | AWC DESIGNATED BENEFICIARIES TRUST FUND I | TRUSTEE | 06/1994 | |
| CODE, ANDREW, WARREN | Individual | SKC DESIGNATED BENEFICIARIES TRUST FUND I | TRUSTEE | 06/1994 | |
| CODE, ANDREW, WARREN | Individual | AWC CHILDREN'S TRUST DATED 12/19/94 FBO DAVID L. CODE | TRUSTEE | 12/1994 | |
| CODE, ANDREW, WARREN | Individual | AWC CHILDREN'S TRUST DATED 12/19/94 FBO ADAM J. CODE | TRUSTEE | 12/1994 | |
| AWC CHILDREN'S TRUST DATED 12/19/94 FBO DAVID L. CODE | Domestic Entity | THE CODE FAMILY PARTNERSHIP, LP | LIMITED PARTNER | 12/1994 | 25-50% |
| AWC CHILDREN'S TRUST DATED 12/19/94 FBO ADAM J. CODE | Domestic Entity | THE CODE FAMILY PARTNERSHIP, LP | LIMITED PARTNER | 12/1994 | 25-50% |
| MUSSO, BRIAN, BIRNEY | Individual | PROMUS HOLDINGS, LLC | MANAGER & MANAGING PARTNER | 06/2006 | |
| MUSSO, JOHN, ZACHARY | Individual | PROMUS HOLDINGS, LLC | MANAGER | 06/2006 | |
| BROWN, STEVEN, RICHARD | Individual | PROMUS HOLDINGS, LLC | MANAGER | 07/2012 | |
| OTTO, SHANNA, MADELINE | Individual | – | CHIEF FINANCIAL OFFICER | 12/2019 | < 5% |
| WUELLNER, SARAH, ANNE | Individual | – | MANAGING PARTNER - PRIVATE EQUITY | 01/2024 | < 5% |