KRANE FUNDS ADVISORS, LLC
Adviser information for KRANE FUNDS ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 47 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 45 | $8.7B |
| Non-Discretionary | 0 | $0 |
| Total | 45 | $8.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 30 | $8.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $463.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 6 | $42,383 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 23 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)PROVIDES MODEL PORTFOLIOS TO CERTAIN PLATFORMS |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
280 PARK AVE32ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-933-0393, Fax: None
Websites
www.linkedin.com/company/kraneshares/
www.kraneshares.com
twitter.com/kraneshares
www.facebook.com/kraneshares/
kraneshares.eu/
kfafunds.com/
portfolios.kraneshares.com/
www.youtube.com/c/kraneshares
chinalastnight.com/
www.instagram.com/kraneshares/
climatemarketnow.com/
twitter.com/chinalastnight
www.linkedin.com/showcase/kfa-funds/
www.tiktok.com/@kraneshares
Chief Compliance Officer
ODETTE GAFNER
HEAD OF COMPLIANCE
280 PARK AVE
32ND FLOOR
NEW YORK
NY
United States
Tel:
646-293-0913
Fax:
(212) 313-9410
O************@**************M
(Full email address available in API data)
Regulatory Contact
DAVID ADELMAN
MANAGING DIRECTOR AND GENERAL COUNSEL
280 PARK AVE
32ND FLOOR
NEW YORK
NY
United States
Tel:
646-293-0930
D************@**************M
(Full email address available in API data)
Industry Affiliates
| CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CICC US SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GOBE WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
| KRANE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRANE, JONATHAN, ADAM | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | 03/2011 | 10-25% |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | Domestic Entity | – | OWNER | 09/2017 | 50-75% |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | OWNER | 02/2011 | > 75% |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | OWNER | 08/2005 | > 75% |
| CENTRAL HUIJIN INVESTMENT LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | SHAREHOLDER | 08/2010 | 25-50% |
| CHINA INVESTMENT CORPORATION | Foreign Entity | CENTRAL HUIJIN INVESTMENT LIMITED | OWNER | 01/2008 | > 75% |
| SHELON, JONATHAN, A | Individual | – | CHIEF OPERATING OFFICER | 08/2017 | < 5% |
| KFA ONE HOLDINGS, LLC | Domestic Entity | – | OWNER | 09/2017 | 25-50% |
| Gafner, Odette | Individual | – | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | 03/2019 | < 5% |
| LO, KINFAI | Individual | – | CHIEF FINANCIAL OFFICER | 09/2019 | < 5% |
| KRANE, JONATHAN, ADAM | Individual | KFA ONE HOLDINGS, LLC | SHAREHOLDER | 09/2017 | 25-50% |
| Adelman, David, Isaac | Individual | – | MANAGING DIRECTOR AND GENERAL COUNSEL | 03/2021 | < 5% |
| HKSCC NOMINEES LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | 39.42% OWNERSHIP COLLECTIVELY OWNED BY PUBLIC SHAREHOLDERS | 02/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AAPL US | APPLE INC | 1M | 6K | – |
| ABBV US | ABBVIE INC | 363K | 2K | – |
| ADP US | AUTOMATIC DATA | 444K | 2K | – |
| AEP US | AMERICAN ELECTRI | 493K | 6K | – |
| ALB US | ALBEMARLE CORP | 3M | 31K | – |
| ALE US | ALLETE INC | 430K | 7K | – |
| ALTM US | ARCADIUM LITHIUM | 2M | 543K | – |
| AMT US | AMERICAN TOWER C | 461K | 2K | – |
| AMZN US | AMAZON.COM INC | 1M | 5K | – |
| APD US | AIR PRODS & CHEM | 441K | 2K | – |
| ATHM US | AUTOHOME INC-ADR | 77M | 3M | – |
| BAP US | CREDICORP LTD | 261K | 2K | – |
| BEKE US | KE HOLDINGS -ADR | 226M | 16M | – |
| BLK US | BLACKROCK INC | 356K | 452 | – |
| BMY US | BRISTOL-MYER SQB | 412K | 10K | – |
| BVN US | BUENAVENTURA-ADR | 235K | 14K | – |
| BZ US | KANZHUN LTD | 217M | 12M | – |
| CCI US | CROWN CASTLE INC | 433K | 4K | – |
| CMCSA US | COMCAST CORP-A | 483K | 12K | – |
| CMI US | CUMMINS INC | 240K | 867 | – |
| CPNG US | COUPANG INC | 378K | 18K | – |
| CSCO US | CISCO SYSTEMS | 587K | 12K | – |
| DLO US | DLOCAL LTD | 122K | 15K | – |
| DOW US | DOW INC | 443K | 8K | – |
| DTM US | DT MIDSTREAM | 506K | 7K | – |
| DUK US | DUKE ENERGY CORP | 499K | 5K | – |
| ED US | CONS EDISON INC | 446K | 5K | – |
| EQIX US | EQUINIX INC | 261K | 345 | – |
| ETR US | ENTERGY CORP | 472K | 4K | – |
| EVRG US | EVERGY INC | 225K | 4K | – |
| FAST US | FASTENAL CO | 398K | 6K | – |
| FLO US | FLOWERS FOODS | 417K | 19K | – |
| GILD US | GILEAD SCIENCES | 407K | 6K | – |
| GOOG US | ALPHABET INC-C | 306K | 2K | – |
| GS US | GOLDMAN SACHS GP | 523K | 1K | – |
| HD US | HOME DEPOT INC | 753K | 2K | – |
| HESM US | HESS MIDSTREAM-A | 457K | 13K | – |
| IBM US | IBM | 315K | 2K | – |
| INFY US | INFOSYS LTD-ADR | 1M | 79K | – |
| IQ US | IQIYI INC-ADR | 46M | 13M | – |
| JKS US | JINKOSOLAR-ADR | 632K | 30K | – |
| JPM US | JPMORGAN CHASE | 334K | 2K | – |
| KALL US | KRANESHARES MSCI | 2M | 132K | – |
| KEMX US | K/S MSCI E-MKT | 2M | 66K | – |
| KMB US | KIMBERLY-CLARK | 519K | 4K | – |
| KWEB US | KRANESHARES CSI | 189M | 7M | – |
| LCID US | LUCID GROUP INC | 1M | 532K | – |
| LEGN US | LEGEND BIOT-ADR | 884K | 20K | – |
| LLY US | ELI LILLY & CO | 379K | 419 | – |
| LU US | LUFAX HOLDIN-ADR | 21M | 9M | – |
| MELI US | MERCADOLIBRE INC | 414K | 252 | – |
| META US | META PLATFORMS-A | 791K | 2K | – |
| MO US | ALTRIA GROUP INC | 335K | 7K | – |
| MP US | MP MATERIALS COR | 939K | 74K | – |
| MRK US | MERCK & CO | 401K | 3K | – |
| MSFT US | MICROSOFT CORP | 2M | 4K | – |
| MSM US | MSC INDL DIRECT | 341K | 4K | – |
| NIO US | NIO INC - ADR | 6M | 2M | – |
| NKLA US | NIKOLA CORP | 206K | 25K | – |
| NVDA US | NVIDIA CORP | 2M | 15K | – |
| OGS US | ONE GAS INC | 204K | 3K | – |
| PAYX US | PAYCHEX INC | 457K | 4K | – |
| PDD US | PDD HOLDINGS INC | 465M | 3M | – |
| PEG US | PUB SERV ENTERP | 375K | 5K | – |
| PFE US | PFIZER INC | 578K | 21K | – |
| PG US | PROCTER & GAMBLE | 280K | 2K | – |
| PKG US | PACKAGING CORP | 444K | 2K | – |
| PLUG US | PLUG POWER INC | 937K | 402K | – |
| PSA US | PUBLIC STORAGE | 446K | 2K | – |
| PSX US | PHILLIPS 66 | 320K | 2K | – |
| QFIN US | QIFU TECHNOLOGY | 123M | 6M | – |
| RIVN US | RIVIAN AUTOMOT-A | 3M | 232K | – |
| SE US | SEA LTD-ADR | 544K | 8K | – |
| SNA US | SNAP-ON INC | 392K | 2K | – |
| SON US | SONOCO PRODUCTS | 366K | 7K | – |
| SPG US | SIMON PROPERTY | 474K | 3K | – |
| TAL US | TAL EDUCATIO-ADR | 206M | 19M | – |
| TME US | TENCENT MUSI-ADR | 242M | 17M | – |
| TROW US | T ROWE PRICE GRP | 454K | 4K | – |
| TSLA US | TESLA INC | 4M | 22K | – |
| TUYA US | TUYA INC | 353K | 206K | – |
| TXN US | TEXAS INSTRUMENT | 520K | 3K | – |
| UGI US | UGI CORP | 410K | 18K | – |
| UNP US | UNION PAC CORP | 287K | 1K | – |
| UVV US | UNIVERSAL CORP | 428K | 9K | – |
| VIPS US | VIPSHOP HOLD-ADR | 205M | 16M | – |
| WB US | WEIBO CORP-ADR | 29M | 4M | – |
| WEC US | WEC ENERGY GROUP | 418K | 5K | – |
| WSO US | WATSCO INC | 283K | 611 | – |
| WU US | WESTERN UNION | 398K | 33K | – |
| YMM US | FULL TRUCK A-ADR | 221M | 27M | – |
| YY US | JOYY INC-ADR | 43M | 1M | – |