ASPIRE ADVISORS, LLC
Adviser information for ASPIRE ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 210 | $104.7M |
| Non-Discretionary | 0 | $0 |
| Total | 210 | $104.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 106 | $31.3M |
| HNW Individuals | 32 | $66.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-77599 |
|---|---|
| SEC ERA File Number | 801-77599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150652 |
| Legal Entity Identifier | None |
Principal Office
2975 WESTCHESTER AVENUESUITE 114
PURCHASE
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 877-760-3540, Fax: 914-993-9628
Chief Compliance Officer
LINDSAY S. HAMILTON
GENERAL COUNSEL
2975 WESTCHESTER AVENUE
SUITE 114
PURCHASE
NY
United States
Tel:
877-760-3540
Fax:
914-993-9628
L*******@********************M
(Full email address available in API data)
Regulatory Contact
JAMES RANK
PRESIDENT & CHIEF INVESTMENT OFFICER
2975 WESTCHESTER AVENUE
SUITE 114
PURCHASE
NY
United States
Tel:
877-760-3540
Fax:
914-993-9628
J*****@********************M
(Full email address available in API data)
Industry Affiliates
| HAMILTON CAVANAUGH & ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| HAMILTON CAVANAUGH INC. | Insurance company or agency |
| HAMILTON CAVANAUGH INSURANCE BROKERS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMILTON, JOHN, JOSEPH | Individual | – | MANAGING MEMBER | 05/2009 | > 75% |
| INGENITO, BARBARA, ANN | Individual | – | EXECUTIVE VICE PRESIDENT | 05/2009 | < 5% |
| HAMILTON, LINDSAY, SHEA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | < 5% |
| RANK, JAMES | Individual | – | PRESIDENT & CHIEF INVESTMENT OFFICER | 01/2016 | < 5% |