Hedge Fund Database

FLC CAPITAL ADVISORS

Adviser information for FLC CAPITAL ADVISORS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 724 $644.6M
Non-Discretionary 4 $6.5M
Total 728 $651.1M

Clients

Type Number RAUM
Individuals 118 $62.6M
HNW Individuals 189 $582.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 6 $3.7M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesCommissionsSOLICITOR/REFERRAL FEES

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 651.1M
Portfolio Manager to Program Sponsor
FLC CAPITAL ADVISORS' WRAP FEE PROGRAM FLC CAPITAL ADVISORS

Identifiers

SEC RIA File Number 801-77600
SEC ERA File Number 801-77600
SEC CIK Numbers 1713697
SEC CRD Numbers 111822
Legal Entity Identifier None

Principal Office

44750 VILLAGE COURT
PALM DESERT
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 760-779-8110, Fax: 760-779-8112

Websites

www.flccapital.com www.facebook.com/flc-capital-advisors www.linkedin.com/in/max-briggs-cfp%c2%ae-76b6aa13 www.linkedin.com/in/danny-neil-cfp%c2%ae-42648a38 www.linkedin.com/in/phillipniblo

Chief Compliance Officer

BRIAN EKSTROM
DIRECTOR OF OPERATIONS
44750 VILLAGE COURT
PALM DESERT
CA
United States
Tel: 760-779-8110
Fax: 760-779-8112
(Full email address available in API data)

Regulatory Contact

MAX BRIGGS
PRESIDENT/CEO
44750 VILLAGE COURT
PALM DESERT
CA
United States
Tel: 760-779-8110
Fax: 760-779-8112
(Full email address available in API data)

Industry Affiliates

GODECKE & CLARK Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRIGGS, MAX, A Individual – PRESIDENT & CEO 10/1996 > 75%
EKSTROM, BRIAN, DARIN Individual – CHIEF COMPLIANCE OFFICER 03/2017 < 5%

No. Employees, Historic

10502020202120222023202420257 on 3/2/20207 on 5/18/20207 on 7/1/20207 on 2/24/20217 on 3/8/20217 on 4/21/20217 on 9/9/20218 on 3/3/20229 on 3/8/20239 on 3/23/202310 on 3/15/2024

RAUM, Historic

700M350M0202020212022202320242025410511107 on 3/2/2020410511107 on 5/18/2020410511107 on 7/1/2020458974985 on 2/24/2021458974985 on 3/8/2021458974985 on 4/21/2021458974985 on 9/9/2021520767436 on 3/3/2022519020659 on 3/8/2023519020659 on 3/23/2023651144556 on 3/15/2024

No. Clients, Historic

4002000202020212022202320242025225 on 3/2/2020225 on 5/18/2020225 on 7/1/2020243 on 2/24/2021243 on 3/8/2021243 on 4/21/2021243 on 9/9/2021259 on 3/3/2022300 on 3/8/2023300 on 3/23/2023313 on 3/15/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 588K 6K –
ABBOTT LABS COM 414K 4K –
ABBVIE INC COM 981K 6K –
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 2M 15K –
ADOBE INC COM 829K 1K –
ALBEMARLE CORP COM 369K 4K –
ALLSTATE CORP COM 260K 2K –
ALPHABET INC CAP STK CL A 5M 30K –
ALPHABET INC CAP STK CL C 4M 24K –
ALTRIA GROUP INC COM 631K 14K –
AMAZON COM INC COM 6M 29K –
AMERICAN EXPRESS CO COM 267K 1K –
AMGEN INC COM 652K 2K –
APPLE INC COM 15M 74K –
ARES CAPITAL CORP COM 400K 19K –
AT&T INC COM 467K 24K –
BANK AMERICA CORP COM 2M 40K –
BARRICK GOLD CORP COM 323K 19K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BLACKROCK INC COM 245K 311 –
BNY MELLON MUN BD INFRASTRUC COM SHS 143K 14K –
BOEING CO COM 588K 3K –
BRISTOL-MYERS SQUIBB CO COM 237K 6K –
BROADCOM INC COM 527K 328 –
CATERPILLAR INC COM 3M 8K –
CENCORA INC COM 236K 1K –
CHEVRON CORP NEW COM 7M 47K –
CHUBB LIMITED COM 406K 2K –
CISCO SYS INC COM 1M 25K –
COCA COLA CO COM 232K 4K –
COMCAST CORP NEW CL A 849K 22K –
CONOCOPHILLIPS COM 203K 2K –
COSTCO WHSL CORP NEW COM 950K 1K –
CUMMINS INC COM 809K 3K –
CVS HEALTH CORP COM 246K 4K –
DECKERS OUTDOOR CORP COM 218K 225 –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 7M 118K –
DISNEY WALT CO COM 2M 15K –
DOW INC COM 204K 4K –
DUKE ENERGY CORP NEW COM NEW 388K 4K –
EDISON INTL COM 532K 7K –
ELI LILLY & CO COM 1M 1K –
EMCOR GROUP INC COM 204K 560 –
ENBRIDGE INC COM 3M 90K –
ENERGY TRANSFER L P COM UT LTD PTN 211K 13K –
ENTERPRISE PRODS PARTNERS L COM 3M 109K –
EXXON MOBIL CORP COM 5M 44K –
FEDEX CORP COM 636K 2K –
FIDELITY COVINGTON TRUST CONSMR STAPLES 237K 5K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 349K 8K –
FIRST FNDTN INC COM 832K 127K –
FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 246K 6K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 205K 4K –
FORTINET INC COM 621K 10K –
FREEPORT-MCMORAN INC CL B 368K 8K –
GENERAL DYNAMICS CORP COM 372K 1K –
GLACIER BANCORP INC NEW COM 582K 16K –
GLOBAL X FDS ARTIFICIAL ETF 204K 6K –
GLOBAL X FDS RATE PREFERRED 251K 11K –
GLOBAL X FDS US PFD ETF 390K 20K –
HOME DEPOT INC COM 778K 2K –
INTEL CORP COM 605K 20K –
INTERNATIONAL BUSINESS MACHS COM 5M 28K –
INVESCO EXCHANGE TRADED FD T S&P 100 EQL WIGH 265K 3K –
INVESCO QQQ TR UNIT SER 1 418K 873 –
ISHARES INC MSCI EMRG CHN 9M 152K –
ISHARES SILVER TR ISHARES 264K 10K –
ISHARES TR CORE S&P MCP ETF 3M 47K –
ISHARES TR CORE S&P SCP ETF 1M 10K –
ISHARES TR CORE S&P500 ETF 6M 11K –
ISHARES TR EAFE GRWTH ETF 322K 3K –
ISHARES TR ESG AWR MSCI USA 4M 30K –
ISHARES TR MSCI EAFE ETF 218K 3K –
ISHARES TR MSCI USA QLT FCT 850K 5K –
ISHARES TR MSCI USA VALUE 464K 4K –
ISHARES TR NATIONAL MUN ETF 262K 2K –
ISHARES TR RUS 1000 GRW ETF 10M 28K –
ISHARES TR RUSSELL 2000 ETF 273K 1K –
ISHARES TR S&P 100 ETF 247K 936 –
ISHARES TR SHORT TREAS BD 3M 26K –
ISHARES TR SHRT NAT MUN ETF 1M 14K –
ISHARES TR U.S. MED DVC ETF 211K 4K –
ISHARES TR US AER DEF ETF 1M 9K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 208K 4K –
JOHNSON & JOHNSON COM 2M 12K –
JPMORGAN CHASE & CO. COM 4M 21K –
KIMBERLY-CLARK CORP COM 286K 2K –
KINDER MORGAN INC DEL COM 392K 20K –
KLA CORP COM NEW 616K 747 –
LOCKHEED MARTIN CORP COM 551K 1K –
LOWES COS INC COM 328K 1K –
LYONDELLBASELL INDUSTRIES N SHS - A - 277K 3K –
MASTERCARD INCORPORATED CL A 700K 2K –
MCDONALDS CORP COM 416K 2K –
MCKESSON CORP COM 219K 375 –
MEDTRONIC PLC SHS 333K 4K –
MERCK & CO INC COM 10M 84K –
META PLATFORMS INC CL A 4M 8K –
MICROSOFT CORP COM 9M 20K –
NETFLIX INC COM 1M 2K –
NEXTERA ENERGY INC COM 927K 13K –
NIKE INC CL B 256K 3K –
NOVARTIS AG SPONSORED ADR 241K 2K –
NOVO-NORDISK A S ADR 393K 3K –
NUVEEN AMT FREE QLTY MUN INC COM 242K 21K –
NUVEEN CALIFORNIA AMT QLT MU COM 125K 10K –
NVIDIA CORPORATION COM 3M 25K –
PALO ALTO NETWORKS INC COM 1M 4K –
PAYCHEX INC COM 248K 2K –
PEPSICO INC COM 840K 5K –
PFIZER INC COM 929K 33K –
PGIM ETF TR PGIM ULTRA SH BD 729K 15K –
PHILIP MORRIS INTL INC COM 1M 15K –
PROCTER AND GAMBLE CO COM 765K 5K –
PUBLIC SVC ENTERPRISE GRP IN COM 251K 3K –
QUALCOMM INC COM 2M 10K –
REALTY INCOME CORP COM 212K 4K –
RTX CORPORATION COM 1M 11K –
SALESFORCE INC COM 852K 3K –
SAP SE SPON ADR 214K 1K –
SCHWAB CHARLES CORP COM 452K 6K –
SCHWAB STRATEGIC TR INTL EQTY ETF 14M 375K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 27M 558K –
SCHWAB STRATEGIC TR SHT TM US TRES 27M 567K –
SCHWAB STRATEGIC TR US AGGREGATE B 23M 503K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 5M 64K –
SCHWAB STRATEGIC TR US LCAP GR ETF 29M 287K –
SCHWAB STRATEGIC TR US SML CAP ETF 389K 8K –
SELECT SECTOR SPDR TR ENERGY 396K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 583K 4K –
SERVICENOW INC COM 374K 476 –
SOUTHERN CO COM 298K 4K –
SPDR SER TR AEROSPACE DEF 5M 36K –
SPDR SER TR BLOOMBERG 1-3 MO 2M 19K –
SPDR SER TR PORTFLI HIGH YLD 4M 179K –
SPDR SER TR PORTFOLIO S&P500 458K 7K –
STARBUCKS CORP COM 706K 9K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 8K –
TARGET CORP COM 237K 2K –
TESLA INC COM 703K 4K –
TEXAS INSTRS INC COM 340K 2K –
TRUIST FINL CORP COM 616K 16K –
UBER TECHNOLOGIES INC COM 808K 11K –
UNILEVER PLC SPON ADR NEW 702K 13K –
UNION PAC CORP COM 396K 2K –
UNITED PARCEL SERVICE INC CL B 273K 2K –
UNITEDHEALTH GROUP INC COM 874K 2K –
VALLEY NATL BANCORP COM 433K 62K –
VANECK ETF TRUST HIGH YLD MUNIETF 386K 7K –
VANGUARD BD INDEX FDS SHORT TRM BOND 289K 4K –
VANGUARD CALIF TAX FREE FDS TAX EXEMPT BD FD 2M 17K –
VANGUARD INDEX FDS MID CAP ETF 7M 30K –
VANGUARD INDEX FDS S&P 500 ETF SHS 946K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD INDEX FDS VALUE ETF 26M 165K –
VANGUARD MUN BD FDS TAX EXEMPT BD 598K 12K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 7M 92K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 10M 226K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 4M 22K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 275K 6K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 4M 64K –
VANGUARD WORLD FD ENERGY ETF 255K 2K –
VANGUARD WORLD FD MEGA CAP INDEX 518K 3K –
VERIZON COMMUNICATIONS INC COM 904K 22K –
VISA INC COM CL A 741K 3K –
WALMART INC COM 3M 38K –
WISDOMTREE TR JAPN HEDGE EQT 550K 5K –
WP CAREY INC COM 477K 9K –