WALSH & ASSOCIATES, LLC

Adviser information for WALSH & ASSOCIATES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,127	$574.3M
Non-Discretionary	0	$0
Total	2,127	$574.3M

Clients

Type	Number	RAUM
Individuals	714	$146.1M
HNW Individuals	382	$406.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	7	$12.0M
Charitable organizations	<5	$712,899
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$9.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMFixed fees
Other Business Activities	Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	149.7M
Both for Same	0

Portfolio Manager to Program	Sponsor
WALSH & ASSOCIATES WRAP PROGRAM	WALSH & ASSOCIATES, LLC

Identifiers

SEC RIA File Number	801-77605
SEC ERA File Number	801-77605
SEC CIK Numbers	None
SEC CRD Numbers	144441
Legal Entity Identifier	None

Principal Office

2350 FRUITVILLE RD
SUITE 201
SARASOTA
FL
United States

Monday - Friday, 9AM TO 5PM

Tel: 941-952-1188, Fax: 941-952-1184

Websites

www.walshandassociates.com/ www.facebook.com/walshandassociatesfirm linkedin.com/in/michaeljwalsh1 www.linkedin.com/in/krystleharvey linkedin.com/in/thomasgwalsh www.linkedin.com/in/arminta-stacy-mckelvey-fpqp%e2%84%a2-219b0210a www.linkedin.com/company/walsh-&-associates./ www.linkedin.com/in/joewalshiii www.linkedin.com/in/josephpwalshii twitter.com/walsh_assoc www.linkedin.com/in/arminta-stacy-mckelvey-cima%c2%ae-fpqp%e2%84%a2-219b0210a/

Chief Compliance Officer

MICHAEL WALSH

WEALTH ADVISOR

2350 FRUITVILLE RD.

SUITE 201

SARASOTA

United States

Tel: 941-952-1188

Fax: 941-952-1184

M************@******M

(Full email address available in API data)

Regulatory Contact

KRYSTLE HARVEY CORBITT

MARKETING COORDINATOR