LYONS INVESTMENT MANAGEMENT
GREAT NORTHERN ASSET MANAGEMENT, INC. Legal Name
Adviser information for LYONS INVESTMENT MANAGEMENT last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $61.6M |
| Non-Discretionary | 0 | $0 |
| Total | 63 | $61.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $8.4M |
| HNW Individuals | 13 | $39.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $978,676 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.7M |
| Other | <5 | $3.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 2.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INVESTMENT MANAGEMENT SERVICES | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-77614 |
|---|---|
| SEC ERA File Number | 801-77614 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166788 |
| Legal Entity Identifier | None |
Principal Office
280 W CANTON AVESUITE 430
WINTER PARK
FL
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 386-775-1177, Fax: 407-559-8323
Websites
Chief Compliance Officer
MARK ZAVANELLI
CHIEF EXECUTIVE OFFICER
280 W CANTON AVE
SUITE 430
WINTER PARK
FL
United States
Tel:
386-775-1177
Fax:
407-559-8323
M*********@*******M
(Full email address available in API data)
Industry Affiliates
| LYONS TRADING GROUP, LLC | Commodity pool operator or commodity trading advisor |
| LYONS WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GNAM ACQUISITION CORP. | Domestic Entity | – | OWNER | 12/2012 | > 75% |
| ZAVANELLI, MARK, DAVID | Individual | GNAM ACQUISITION CORP. | OWNER | 12/2012 | 50-75% |
| ZAVANELLI, MARK, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 12/2012 | < 5% |
| READ, ALEXANDER | Individual | GNAM ACQUISITION CORP. | SHAREHOLDER | 10/2019 | 25-50% |