THE PILLAR STRATEGIES
PRESTIGE WEALTH SERVICES GROUP, INC. Legal Name
Adviser information for THE PILLAR STRATEGIES last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 237 | $133.3M |
| Non-Discretionary | 0 | $0 |
| Total | 237 | $133.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $133.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77623 |
|---|---|
| SEC ERA File Number | 801-77623 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166641 |
| Legal Entity Identifier | None |
Principal Office
31 STATE ROUTE 12FLEMINGTON
NJ
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 908-782-0001, Fax: 908-450-1495
Chief Compliance Officer
ROY WILLIAMS
MANAGING MEMBER
31 STATE ROUTE 12
FLEMINGTON
NJ
United States
Tel:
908-782-0001
Fax:
908-450-1495
R********@**************M
(Full email address available in API data)
Industry Affiliates
| PRESTIGE ACCOUNT SERVICES GROUP | Accountant or accounting firm |
| PRESTIGE WEALTH MANAGEMENT GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMS, ROY, EVANS | Individual | – | PRINCIPAL, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER | 11/2012 | > 75% |