WALDRON PRIVATE WEALTH
WALDRON PRIVATE WEALTH, LLC Legal Name
Adviser information for WALDRON PRIVATE WEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 67 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 40 |
| Licensed Agents of an Insurance Company | 22 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,715 | $3.9B |
| Non-Discretionary | 302 | $140.8M |
| Total | 3,017 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 116 | $43.1M |
| HNW Individuals | 279 | $4.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)INSURANCE PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agentINSURANCE SOLUTIONS |
Identifiers
| SEC RIA File Number | 801-77628 |
|---|---|
| SEC ERA File Number | 801-77628 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131063 |
| Legal Entity Identifier | None |
Principal Office
44 ABELE ROADSUITE 400
BRIDGEVILLE
PA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 412-221-1005, Fax: 412-221-2005
Chief Compliance Officer
MARY KEEGAN
44 ABELE ROAD
SUITE 400
BRIDGEVILLE
PA
United States
Tel:
412-206-2598
Fax:
412-221-2005
M******@************M
(Full email address available in API data)
Regulatory Contact
MATTHEW HELFRICH
PRESIDENT
44 ABELE ROAD
SUITE 400
BRIDGEVILLE
PA
United States
Tel:
412-221-1005
Fax:
412-221-2005
M********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALDRON 2008 FAMILY TRUST | Domestic Entity | – | MEMBER | 01/2018 | > 75% |
| WALDRON, JOHN, JOSEPH | Individual | WALDRON 2008 FAMILY TRUST | TRUSTEE AND BENEFICIARY | 12/2008 | > 75% |
| HELFRICH, MATTHEW, ALAN | Individual | – | MEMBER AND BOARD OF MANAGERS MEMBER | 07/2008 | 5-10% |
| WALDRON, JOHN, JOSEPH | Individual | – | CEO, MANAGING MEMBER, AND CHAIRMAN OF THE BOARD OF MANAGERS | 01/2018 | < 5% |
| WALDRON 2008 FAMILY TRUST | Domestic Entity | WALDRON 2008 FAMILY TRUST | MEMBER | 01/2009 | > 75% |
| GREENFELD, BENJAMIN, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER, MEMBER AND BOARD OF MANAGERS MEMBER | 04/2015 | < 5% |
| WYCHE, ROBERT, H. | Individual | – | MEMBER AND BOARD OF MANAGERS MEMBER | 01/2018 | < 5% |
| FORTIER, RYAN | Individual | – | MEMBER AND BOARD OF MANAGERS MEMBER | 01/2018 | < 5% |
| KROL, MICHAEL, EDWARD | Individual | – | MEMBER | 01/2018 | < 5% |
| Keegan, Mary, Elizabeth | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |