Hedge Fund Database

SEELAUS ASSET MANAGEMENT, LLC

Adviser information for SEELAUS ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 29
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 481 $1.4B
Non-Discretionary 18 $19.9M
Total 499 $1.4B

Clients

Type Number RAUM
Individuals 114 $38.0M
HNW Individuals 137 $168.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $68.8M
Pension and profit sharing plans <5 $499,000
Charitable organizations 6 $14.1M
State or municipal gov entities 0 $0
Other investment advisers 7 $185.4M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 16 $959.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-77641
SEC ERA File Number 801-77641
SEC CIK Numbers 1705655
SEC CRD Numbers 149582
Legal Entity Identifier 213800QM1D6KAOPP8224

Principal Office

26 MAIN STREET
SUITE 304
CHATHAM
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (212) 935-0755, Fax: (888) 901-4201

Websites

www.rseelaus.com www.linkedin.com/company/seelaus-asset-management-llc

Chief Compliance Officer

KAROLINA PAJDAK
26 MAIN STREET
SUITE 304
CHATHAM
NJ
United States
Tel: (212) 935 0755
Fax: (908) 273 6377
(Full email address available in API data)

Regulatory Contact

MAYYA MOLCHAN
CFO
26 MAIN STREET
SUITE 300
CHATHAM
NJ
United States
Tel: (908) 273-3011
Fax: (908) 273 6377
(Full email address available in API data)

Industry Affiliates

R. SEELAUS & CO., LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RSC FINANCIAL PRODUCTS LLC Insurance company or agency
SEELAUS CREDIT OPPORTUNITIES FUND GP LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EDGEWOOD PARTNERS, LP Hedge Fund $2.9M $0.3M 11
NAVESINK RIVER PARTNERS, LP Hedge Fund $10.0M $0.3M 10
SEELAUS CREDIT OPPORTUNITIES FUND LP Hedge Fund $55.9M $1.0M 15

Control Persons

Name Type Entity Title Since Ownership
SEELAUS HOLDINGS LLC Domestic Entity – OWNER/ MEMBER 03/2022 > 75%
PAJDAK, KAROLINA, NMN Individual – CHIEF COMPLIANCE OFFICER/MANAGING MEMBER 07/2020 < 5%
SEELAUS, JOANNE, KYNE Individual R.SEELAUS & CO INC. OWNER 04/2015 25-50%
KLEIN, KENNETH, HARRIS Individual – CHIEF EXECUTIVE OFFICER/ ELECTED MANAGER 11/2016 < 5%
SEELAUS, RICHARD, PAUL Individual R. SEELAUS & CO., INC. MANAGING MEMBER 12/2012
MITNICK, ANNELIESE, NMN Individual R. SEELAUS & CO., INC. MANAGING MEMBER 12/2012
Murray III, Albert, Quentin Individual R. SEELAUS & CO., INC. MANAGING MEMBER 08/2017
PAJDAK, KAROLINA, NMN Individual R. SEELAUS & CO., INC. MANAGING MEMBER 12/2012
SEELAUS, BENJAMIN, PATRICK Individual R. SEELAUS & CO., INC. MANAGING MEMBER 03/2015
Freshwater, Tara, Malley Individual – CHIEF OPERATING OFFICER/ELECTED MANAGER 02/2021 < 5%
R. SEELAUS & CO., INC. Domestic Entity SEELAUS HOLDINGS LLC HOLDING COMPANY 03/2022 > 75%
BRUCIA, JAMES, BENEDETTO Individual R. SEELAUS & CO., INC. MANAGING MEMBER 01/2021
Graves, Leslie, Ann Individual R. SEELAUS & CO., INC. MANAGING MEMBER 01/2021
Molchan, Mayya, NMN Individual – CHIEF FINANCIAL OFFICER/ELECTED MANAGER 10/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202523 on 7/15/201923 on 7/29/201923 on 10/15/201923 on 1/23/202024 on 3/27/202024 on 6/10/202024 on 7/27/202025 on 3/31/202125 on 5/25/202125 on 11/2/202129 on 3/31/202229 on 10/11/202229 on 3/17/202329 on 6/26/202329 on 7/6/202329 on 3/22/2024

RAUM, Historic

2B1B02019202020212022202320242025436893659 on 7/15/2019436893659 on 7/29/2019436893659 on 10/15/2019436893659 on 1/23/2020449227782 on 3/27/2020449227782 on 6/10/2020449227782 on 7/27/2020511197713 on 3/31/2021511197713 on 5/25/2021511197713 on 11/2/2021856670312 on 3/31/2022856670312 on 10/11/20221071837219 on 3/17/20231071837219 on 6/26/20231071837219 on 7/6/20231434883283 on 3/22/2024

No. Clients, Historic

40020002019202020212022202320242025306 on 7/15/2019306 on 7/29/2019306 on 10/15/2019306 on 1/23/2020277 on 3/27/2020277 on 6/10/2020277 on 7/27/2020305 on 3/31/2021305 on 5/25/2021305 on 11/2/2021314 on 3/31/2022314 on 10/11/2022310 on 3/17/2023310 on 6/26/2023310 on 7/6/2023284 on 3/22/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
SEP ACQUISITION CORP *W EXP 99/99/999 191 – –
GOAL ACQUISITIONS CORP *W EXP 99/99/999 151 – –
TWO HARBORS INVENTMENT CORPO NOTE 6.250% 1/1 929K – –
BLACKSTONE INC COM 991K 8K –
SPDR S&P 500 ETF TR TR UNIT 6M 10K –
AMAZON COM INC COM 3M 15K –
REDWOOD TRUST INC NOTE 5.625% 7/1 235K – –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 9K –
MICROSOFT CORP COM 3M 7K –
TJX COS INC NEW COM 205K 2K –
APPLE INC COM 6M 28K –
ARROWROOT ACQUISITION CORP *W EXP 03/02/202 13K – –
WELLS FARGO CO NEW PERP PFD CNV A 990K 833 –
ALPHABET INC CAP STK CL A 3M 16K –
GOLDMAN SACHS GROUP INC COM 355K 785 –
ISHARES TR RUSSELL 2000 ETF 225K 1K –
ALPHABET INC CAP STK CL C 1M 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 260K 521 –
CISCO SYS INC COM 483K 10K –
HOME DEPOT INC COM 271K 788 –
ORACLE CORP COM 480K 3K –
INTEL CORP COM 364K 12K –
PFIZER INC COM 510K 18K –
AT&T INC COM 604K 32K –
GENERAL ELECTRIC CO COM NEW 546K 3K –
JANUS DETROIT STR TR HENDRSON AAA CL 645K 13K –
MEDTRONIC PLC SHS 399K 5K –
CITIGROUP INC COM NEW 435K 7K –
CATERPILLAR INC COM 812K 2K –
CARETRUST REIT INC COM 486K 19K –
CAMECO CORP COM 2M 44K –
RITHM CAPITAL CORP COM NEW 378K 35K –
BRISTOL-MYERS SQUIBB CO COM 483K 12K –
UNITED RENTALS INC COM 2M 3K –
KONTOOR BRANDS INC COM 641K 10K –
NUVEEN FLOATING RATE INCOME COM 543K 63K –
GALLAGHER ARTHUR J & CO COM 1M 5K –
PACKAGING CORP AMER COM 855K 5K –
WRAP TECHNOLOGIES INC COM 60K 30K –
HUNTINGTON INGALLS INDS INC COM 225K 914 –
ENERGY FUELS INC COM NEW 181K 30K –
PRUDENTIAL FINL INC COM 812K 7K –
RTX CORPORATION COM 280K 3K –
ABBOTT LABS COM 617K 6K –
CENCORA INC COM 380K 2K –
CORNING INC COM 401K 10K –
B2GOLD CORP COM 176K 65K –
HANNON ARMSTRONG SUST INFR C COM 301K 10K –
VANECK ETF TRUST GOLD MINERS ETF 479K 14K –
SPDR SER TR S&P BIOTECH 486K 5K –
VANECK ETF TRUST JUNIOR GOLD MINE 251K 6K –
SPROTT FDS TR URANIUM MINERS E 536K 11K –
SKYWORKS SOLUTIONS INC COM 453K 4K –
EQT CORP COM 291K 8K –
WHIRLPOOL CORP COM 264K 3K –
AMCOR PLC ORD 182K 19K –
VALE S A SPONSORED ADS 494K 44K –
KOHLS CORP COM 554K 24K –
KELLANOVA COM 329K 6K –
INGREDION INC COM 365K 3K –
T-MOBILE US INC COM 541K 3K –
ABBVIE INC COM 740K 4K –
LENDINGTREE INC NOTE 0.500% 7/1 167K – –
BEYOND MEAT INC NOTE 3/1 41K – –
JPMORGAN CHASE & CO COM 312K 2K –
META PLATFORMS INC CL A 555K 1K –
PHILIP MORRIS INTL INC COM 267K 3K –
ISHARES TR CORE S&P MCP ETF 841K 14K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 252K 2K –
ISHARES TR RUS 2000 GRW ETF 516K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 877K 4K –
SELECT SECTOR SPDR TR INDL 353K 3K –
SELECT SECTOR SPDR TR ENERGY 597K 7K –
SELECT SECTOR SPDR TR SBI CONS DISCR 242K 1K –
INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 359K 7K –
ISHARES TR CORE S&P SCP ETF 417K 4K –
VANGUARD INDEX FDS VALUE ETF 372K 2K –
ALIGHT INC COM CL A 402K 54K –
ARCOSA INC COM 355K 4K –
HOLOGIC INC COM 431K 6K –
APOLLO GLOBAL MGMT INC COM 633K 5K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 266K 3K –
ADVANCED MICRO DEVICES INC COM 259K 2K –
UBER TECHNOLOGIES INC COM 280K 4K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 472K 10K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 224K 5K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 314K 5K –
NEWMONT CORP COM 218K 5K –
BLACKROCK INC COM 462K 587 –
NXP SEMICONDUCTORS N V COM 673K 3K –
AMERICAN TOWER CORP NEW COM 281K 1K –
STRYKER CORPORATION COM 925K 3K –
PAYCHEX INC COM 610K 5K –
ROSS STORES INC COM 963K 7K –
FLUOR CORP NEW COM 271K 6K –
HANESBRANDS INC COM 142K 29K –
SOUTHERN CO COM 338K 4K –
ACCENTURE PLC IRELAND SHS CLASS A 289K 953 –
CHEVRON CORP NEW COM 806K 5K –
EXXON MOBIL CORP COM 1M 11K –
FACTSET RESH SYS INC COM 261K 640 –
CYTOSORBENTS CORP COM NEW 13K 19K –
IRON MTN INC DEL COM 242K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
WILLIAMS COS INC COM 600K 14K –
GRAPHIC PACKAGING HLDG CO COM 494K 19K –
LOWES COS INC COM 514K 2K –
ISHARES TR 1 3 YR TREAS BD 350K 4K –
CRH PLC ORD 1M 19K –
NEWS CORP NEW CL A 303K 11K –
RESTAURANT BRANDS INTL INC COM 256K 4K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 684K 1K –
CASEYS GEN STORES INC COM 668K 2K –
THERMO FISHER SCIENTIFIC INC COM 1M 2K –
GENERAC HLDGS INC COM 555K 4K –
COSTCO WHSL CORP NEW COM 1M 1K –
UNITEDHEALTH GROUP INC COM 477K 937 –
JACOBS SOLUTIONS INC COM 723K 5K –
CCC INTELLIGENT SOLUTIONS HL COM 222K 20K –
AVANTOR INC COM 292K 14K –
FIDELITY NATL INFORMATION SV COM 841K 11K –
NVENT ELECTRIC PLC SHS 541K 7K –
ELI LILLY & CO COM 421K 465 –
MOTOROLA SOLUTIONS INC COM NEW 268K 695 –
MERCK & CO INC COM 202K 2K –
CACI INTL INC CL A 217K 504 –
VSE CORP COM 286K 3K –
GILDAN ACTIVEWEAR INC COM 297K 8K –
I3 VERTICALS INC COM CL A 307K 14K –
CELLEBRITE DI LTD ORDINARY SHARES 121K 10K –
ONEMAIN HLDGS INC COM 742K 15K –
PROCTER AND GAMBLE CO COM 837K 5K –
FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 83K – –
BAIN CAP SPECIALTY FIN INC COM STK 213K 13K –
TFI INTL INC COM 305K 2K –
AMERICAN ELEC PWR CO INC COM 603K 7K –
DIAMONDBACK ENERGY INC COM 524K 3K –
LEIDOS HOLDINGS INC COM 378K 3K –
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 256K 11K –
ELLINGTON FINANCIAL INC COM 125K 10K –
NVIDIA CORPORATION COM 1M 10K –
QUANTA SVCS INC COM 586K 2K –
REPUBLIC SVCS INC COM 487K 3K –
BUILDERS FIRSTSOURCE INC COM 349K 3K –
CRANE COMPANY COMMON STOCK 381K 3K –
WILLIS TOWERS WATSON PLC LTD SHS 201K 768 –
DISH NETWORK CORPORATION NOTE 3.375% 8/1 28K – –
GOLDMINING INC COM 9K 10K –
GILEAD SCIENCES INC COM 215K 3K –
ISHARES TR ISHS 1-5YR INVS 310K 6K –
EDISON INTL COM 243K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 293K 2K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 337K 4K –
WISDOMTREE TR US QTLY DIV GRT 266K 3K –
CONSTELLATION ENERGY CORP COM 327K 2K –
HESS MIDSTREAM LP CL A SHS 200K 6K –
BLACKSTONE SECD LENDING FD COMMON STOCK 325K 11K –
HYLIION HOLDINGS CORP COMMON STOCK 49K 31K –
JOHNSON & JOHNSON COM 444K 3K –
BROADCOM INC COM 209K 130 –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 200K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 347K 4K –
COOL CO LTD COMMON SHARES 126K 11K –
ABCELLERA BIOLOGICS INC COM 30K 10K –
NUVEEN AMT FREE QLTY MUN INC COM 175K 15K –
MIMEDX GROUP INC COM 159K 23K –
VANGUARD INDEX FDS TOTAL STK MKT 246K 920 –
NORDIC AMERICAN TANKERS LIMI COM 61K 15K –
ISHARES TR CORE S&P500 ETF 378K 690 –
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 108K 10K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 327K 7K –
PELOTON INTERACTIVE INC CL A COM 203K 60K –
ARCUS BIOSCIENCES INC COM 198K 13K –
BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 136K – –