COKER & PALMER
COKER & PALMER, INC. Legal Name
Adviser information for COKER & PALMER last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 170 | $224.4M |
| Non-Discretionary | 1,630 | $567.2M |
| Total | 1,800 | $791.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,630 | $567.2M |
| HNW Individuals | 170 | $188.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $12.4M |
| Charitable organizations | <5 | $955,110 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $52,188 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $16.4M |
| Other | 8 | $6.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-77645 |
|---|---|
| SEC ERA File Number | 801-77645 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 29163 |
| Legal Entity Identifier | 254900V1KTPDN88TDS68 |
Principal Office
1667 LELIA DRIVEJACKSON
MS
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 601-354-0860, Fax: 601-354-0857
Websites
Chief Compliance Officer
J. DAVID COKER
PRESIDENT
1667 LELIA DR
JACKSON
MS
United States
Tel:
601 354 0860
Fax:
601 354 0857
D*****@**************M
(Full email address available in API data)
Regulatory Contact
LORELI GHEE
COMPLIANCE OFFICER
1667 LELIA DRIVE
JACKSON
MS
United States
Tel:
601-354-0860
Fax:
601-354-0857
L****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COKER, JAMES DAVID | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF FINANCIAL OPERATIONS OFFICER / CHIEF LEGAL OFFICER / CCO/PRESIDENT | 09/1991 | > 75% |
| BYERS, MICHEAL ALLEN | Individual | – | PRINCIPAL | 10/2021 | < 5% |
| GHEE, LORELI ANN | Individual | – | COMPLIANCE OFFICER | 10/2021 | < 5% |