FAROL INVESTMENT ADVISERS LP
Adviser information for FAROL INVESTMENT ADVISERS LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $96.6M |
| Non-Discretionary | 3 | $326.0M |
| Total | 5 | $422.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $422.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesNON DISCRETIONARY INVESTMENT ADVISORY SERVICES FOR POOLED INVESTMENT VEHICLE |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77647 |
|---|---|
| SEC ERA File Number | 801-77647 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166565 |
| Legal Entity Identifier | None |
Principal Office
1 ROCKEFELLER PLAZA10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 646-722-2941, Fax: None
Chief Compliance Officer
ROBERT AZEKE
MANAGING PARTNER
1 ROCKEFELLER PLAZA
10TH FLOOR
NEW YORK
NY
United States
Tel:
646-722-2941
R*******@**************M
(Full email address available in API data)
Regulatory Contact
DOUG KELLY
PARTNER
1 ROCKEFELLER PLAZA
10TH FLOOR
NEW YORK
NY
United States
Tel:
646-722-2941
D*****@**************M
(Full email address available in API data)
Industry Affiliates
| FAROL CRF CO-INVEST GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FAROL CRF CO-INVEST II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FAROL FUND GP II, LLC | Sponsor or syndicator of limited partnerships |
| FAROL FUND GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| FAROL FUND GP III LLC | Sponsor or syndicator of limited partnerships |
| FAROL FUND GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| FAROL GP LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FAROL FUND II, LP | Private Equity Fund | $72.2M | $5.0M | 9 |
| FAROL FUND III LP | Private Equity Fund | $24.3M | $1.0M | 7 |
| NYSCRF PIONEER CO-INVESTMENT FUND II, L.P. - 2020 SERIES | Private Equity Fund | $128.4M | $0.0M | 2 |
| NYSCRF PIONEER CO-INVESTMENT FUND, L.P. - 2012 SERIES | Private Equity Fund | $5.5M | $0.0M | 2 |
| NYSCRF PIONEER CO-INVESTMENT FUND, L.P. - 2016 SERIES | Private Equity Fund | $192.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAROL GP LLC | Domestic Entity | – | GENERAL PARTNER AND OWNER OF FAROL INVESTMENT ADVISERS LP | 02/2012 | > 75% |
| AZEKE, ROBERT, SUNDAY | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 02/2013 | < 5% |
| AZEKE, ROBERT, SUNDAY | Individual | FAROL GP LLC | MANAGING MEMBER | 02/2012 | > 75% |
| KELLY, DOUGLAS, AUSTIN | Individual | – | PARTNER (OFFICER) | 09/2015 | < 5% |