LAKE HILL CAPITAL MANAGEMENT, LLC
Adviser information for LAKE HILL CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $25.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $384.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $974.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77648 |
|---|---|
| SEC ERA File Number | 801-77648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166526 |
| Legal Entity Identifier | 549300RPJQPMQCKN0F77 |
Principal Office
101 AVENUE OF THE AMERICASFLOOR 9
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-792-6671, Fax: None
Chief Compliance Officer
ROBERT KEVIN BEAUREGARD
101 AVENUE OF THE AMERICAS
FLOOR 9
NEW YORK
NY
United States
Tel:
212-792-6677
K****@****************M
(Full email address available in API data)
Industry Affiliates
| LAKE HILL CAPITAL PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAKE HILL FUND - PI, L.P. | Hedge Fund | $25.3M | $20.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERNBERG, ZEMACH, MICHAEL | Individual | – | MANAGING MEMBER | 07/2005 | 50-75% |
| DEFEO, ALEXANDER, C | Individual | – | MEMBER | 12/2019 | 10-25% |
| BEAUREGARD, ROBERT, KEVIN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| ELMLINGER, JOSEPH, PATRICK | Individual | – | MEMBER | 04/2021 | 10-25% |
| LAU, ERIC | Individual | – | MEMBER | 01/2022 | 10-25% |