CARLISLE TAX CREDIT ADVISORS
CARLISLE TAX CREDITS LLC Legal Name
Adviser information for CARLISLE TAX CREDIT ADVISORS last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 8 | $468.2M |
| Total | 8 | $468.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $272.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $196.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsADVICE ON TAX CREDIT TRANSACTIONS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77655 |
|---|---|
| SEC ERA File Number | 801-77655 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151461 |
| Legal Entity Identifier | None |
Principal Office
6 WEST ST.CARLISLE
MA
United States
Monday - Friday, 9AM - 5PM ET
Tel: 978-697-5369, Fax: None
Chief Compliance Officer
JAMES DARLING
COUNSEL
6 WEST ST.
CARLISLE
MA
United States
Tel:
978-697-3704
J*******@*********************M
(Full email address available in API data)
Regulatory Contact
ERIC DARLING
6 WEST ST.
CARLISLE
MA
United States
Tel:
978-697-5369
E*******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARLISLE HISTORIC TAX CREDIT FUND I LIMITED PARTNERSHIP | Real Estate Fund | $3.0M | $0.0M | 1 |
| CARLISLE SANDPIPER HISTORIC FUND I LIMITED PARTNERSHIP | Real Estate Fund | $54.3M | $0.0M | 1 |
| CARLISLE SANDPIPER HISTORIC FUND II LIMITED PARTNERSHIP | Real Estate Fund | $175.1M | $0.0M | 1 |
| CARLISLE SANDPIPER MB HISTORIC FUND I LIMITED PARTNERSHIP | Real Estate Fund | $5.6M | $0.0M | 1 |
| CARLISLE WHITE OAK HISTORIC FUND I LIMITED PARTNERSHIP | Real Estate Fund | $25.0M | $0.0M | 1 |
| CARLISLE YELLOWHAMMER HISTORIC FUND I LIMITED PARTNERSHIP | Real Estate Fund | $9.0M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLISLE TAX CREDIT ADVISORS LLC | Domestic Entity | – | LLC MEMBER | 08/2009 | > 75% |
| DARLING, ERIC, HYDE | Individual | CARLISLE TAX CREDIT ADVISORS LLC | MEMBER | 03/2006 | > 75% |
| DARLING, JAMES, EDWARD | Individual | – | CCO | 10/2020 | < 5% |
| DARLING, ERIC, HYDE | Individual | – | MANAGER | 08/2009 | < 5% |