BLUESTONE CAPITAL MANAGEMENT, LLC
Adviser information for BLUESTONE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 174 | $281.0M |
| Non-Discretionary | 0 | $0 |
| Total | 174 | $281.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 171 | $14.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $228.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $38.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77657 |
|---|---|
| SEC ERA File Number | 801-77657 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157841 |
| Legal Entity Identifier | None |
Principal Office
37 WEST AVESUITE 301
WAYNE
PA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 610-337-6500, Fax: None
Websites
Chief Compliance Officer
WADE BOYLAN
CONSULTANT
10 STATE STREET
SUITE 210
NEWBURYPORT
MA
United States
Tel:
9786269684
W******@***************M
(Full email address available in API data)
Regulatory Contact
BRIAN SHEVLAND
PRESIDENT
37 WEST AVE
SUITE 301
WAYNE
PA
United States
Tel:
6103376500
B********@**************M
(Full email address available in API data)
Industry Affiliates
| MCG SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AALII FUND LP | Hedge Fund | $36.1M | $0.3M | 25 |
| POLARIS POINT, LP | Hedge Fund | $2.8M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| R5 PARTNERS, INC. | Domestic Entity | – | MEMBER (S CORPORATION) | 09/2012 | > 75% |
| SHEVLAND, BRIAN, C. | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2012 | < 5% |
| SHEVLAND, BRIAN, C. | Individual | R5 PARTNERS, INC. | OWNER | 09/2012 | > 75% |
| BOYLAN, WADE, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |