Hedge Fund Database

ADVOCACY WEALTH MANAGEMENT, LLC

Adviser information for ADVOCACY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 22
Licensed Agents of an Insurance Company 20
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,676 $1.7B
Non-Discretionary 39 $16.8M
Total 1,715 $1.7B

Clients

Type Number RAUM
Individuals 820 $280.6M
HNW Individuals 448 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $82.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $54.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 20
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-77677
SEC ERA File Number 801-77677
SEC CIK Numbers 1569452
SEC CRD Numbers 141943
Legal Entity Identifier None

Principal Office

3350 RIVERWOOD PARKWAY
SUITE GL-28
ATLANTA
GA
United States
Monday - Friday, 9:00-5:00 EST
Tel: 800-633-2967, Fax: 866-631-0607

Websites

www.advocacywealth.com

Chief Compliance Officer

THOMAS JOHNSON, III
CHIEF EXECUTIVE OFFICER
3350 RIVERWOOD PARKWAY
SUITE GL-28
ATLANTA
GA
United States
Tel: 678-203-0306
Fax: 866-631-0607
(Full email address available in API data)

Regulatory Contact

PETER H. WAYNE, JD, CTFA
GENERAL COUNSEL
120 WEBSTER STREET, SUITE 220
LOUISVILLE
KY
United States
Tel: 502-715-2823
Fax: 866-631-0607
(Full email address available in API data)

Industry Affiliates

ABACUS ADVISORS Accountant or accounting firm
ADVOCACY TRUST, LLC Trust company
FULL CIRCLE INSURANCE Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FORGE CONSULTING LLC Domestic Entity – MEMBER 08/2006 > 75%
JOHNSON, THOMAS, MARION Individual – CEO/CCO 02/2014 < 5%
PHILLIPS, HENRY, HUNGERFORD SPOONER Individual FORGE CONSULTING LLC MANAGING MEMBER 08/2006 50-75%
PHILLIPS, COURTLAND, GREENE Individual FORGE CONSULTING LLC MANAGING MEMBER 08/2006 25-50%
DENEHY, TIMOTHY, JOHN Individual – PRESIDENT 08/2020 < 5%
Butler, Jay, Joseph Individual – CHIEF OPERATING OFFICER 01/2020 < 5%

No. Employees, Historic

30150201920202021202220232024202518 on 4/9/201918 on 12/17/201918 on 1/2/202018 on 1/2/202015 on 3/30/202015 on 6/30/202015 on 7/13/202020 on 3/25/202120 on 3/29/202120 on 1/21/202227 on 3/25/202227 on 3/30/202227 on 11/18/202227 on 11/18/202222 on 3/30/202322 on 3/30/202322 on 8/30/202322 on 1/11/202422 on 1/16/202430 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025661063434 on 4/9/2019661063434 on 12/17/2019661063434 on 1/2/2020661063434 on 1/2/2020744664959 on 3/30/2020744664959 on 6/30/2020744664959 on 7/13/2020942307346 on 3/25/2021942307346 on 3/29/2021942307346 on 1/21/20221114785370 on 3/25/20221114785370 on 3/30/20221114785370 on 11/18/20221114785370 on 11/18/20221238064013 on 3/30/20231238064013 on 3/30/20231238064013 on 8/30/20231238064013 on 1/11/20241238064013 on 1/16/20241723821312 on 3/27/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025750 on 4/9/2019750 on 12/17/2019750 on 1/2/2020750 on 1/2/2020770 on 3/30/2020770 on 6/30/2020770 on 7/13/20201024 on 3/25/20211024 on 3/29/20211024 on 1/21/20221016 on 3/25/20221016 on 3/30/20221016 on 11/18/20221016 on 11/18/20221173 on 3/30/20231173 on 3/30/20231173 on 8/30/20231173 on 1/11/20241173 on 1/16/20241268 on 3/27/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ANGEL OAK FUNDS TRUST INCOME ETF 39M 2M –
BLACKROCK ETF TRUST US EQT FACTOR 53M 1M –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 21M 397K –
DOUBLELINE ETF TRUST MORTGAGE ETF 39M 802K –
FIDELITY COVINGTON TRUST CONSMR STAPLES 1M 21K –
FRANKLIN TEMPLETON ETF TR FTSE EUROPE 2M 66K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 2M 47K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 674K 4K –
ISHARES INC MSCI EMRG CHN 53M 902K –
ISHARES TR S&P 500 GRWT ETF 67M 725K –
ISHARES TR S&P 500 VAL ETF 28M 155K –
ISHARES TR CORE MSCI EAFE 307K 4K –
ISHARES TR BLACKROCK ULTRA 6M 118K –
ISHARES TR CORE US AGGBD ET 611K 6K –
ISHARES TR FLTG RATE NT ETF 8M 158K –
ISHARES TR S&P 100 ETF 422K 2K –
ISHARES TR CORE DIV GRWTH 1M 25K –
ISHARES TR TRS FLT RT BD 46M 907K –
ISHARES TR HDG MSCI EAFE 14M 387K –
ISHARES TR U.S. TECH ETF 21M 141K –
ISHARES TR JPMORGAN USD EMG 6M 67K –
ISHARES TR 1 3 YR TREAS BD 3M 33K –
ISHARES TR MSCI USA MIN VOL 2M 19K –
ISHARES TR MSCI USA QLT FCT 55M 323K –
ISHARES TR EAFE VALUE ETF 14M 268K –
ISHARES TR MBS ETF 20M 212K –
ISHARES TR MSCI INTL QUALTY 954K 24K –
ISHARES TR US INFRASTRUC 9M 208K –
ISHARES TR CORE S&P500 ETF 945K 2K –
ISHARES TR EAFE GRWTH ETF 35M 343K –
ISHARES TR 0-5YR INVT GR CP 549K 11K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 237K 5K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 6M 118K –
LISTED FD TR OVERLAY 606K 19K –
PIMCO ETF TR SR LN ACTIVE ETF 37M 732K –
PIMCO ETF TR ENHNCD LW DUR AC 75M 795K –
PIMCO ETF TR ENHAN SHRT MA AC 6M 59K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 6M 119K –
SCHWAB STRATEGIC TR US MID-CAP ETF 32M 417K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 14K –
SPDR INDEX SHS FDS S&P NORTH AMER 382K 7K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 93M 3M –
SPDR S&P 500 ETF TR TR UNIT 464K 852 –
SPDR SER TR PORTFOLIO LN TSR 60M 2M –
SPDR SER TR PORTFOLIO S&P500 323M 5M –
SPDR SER TR PORTFOLIO SHORT 593K 20K –
SPDR SER TR PORTFOLI S&P1500 4M 59K –
VANGUARD INDEX FDS GROWTH ETF 5M 15K –
VANGUARD INDEX FDS S&P 500 ETF SHS 6M 11K –
VANGUARD INDEX FDS LARGE CAP ETF 3M 11K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 2M 21K –