BALMORAL MANAGEMENT II L.P.
Adviser information for BALMORAL MANAGEMENT II L.P. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING AND BUSINESS CONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-77680 |
|---|---|
| SEC ERA File Number | 801-77680 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164956 |
| Legal Entity Identifier | None |
Principal Office
11150 SANTA MONICA BOULEVARDSUITE 825
LOS ANGELES
CA
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 310-473-3065, Fax: 310-479-1740
Websites
Chief Compliance Officer
LUKE D. MAU
CHIEF FINANCIAL OFFICER
11150 SANTA MONICA BLVD.
SUITE 825
LOS ANGELES
CA
United States
Tel:
310-473-3065
Fax:
310-479-1740
L***@****************M
(Full email address available in API data)
Industry Affiliates
| BALMORAL CAPITAL ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BALMORAL MANAGEMENT III L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BALMORAL MANAGEMENT IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BALMORAL PALLET MANAGEMENT L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BALMORAL PALLET PARTNERS II L.P. | Private Equity Fund | $482.4M | $0.5M | 17 |
| BALMORAL SPECIAL SITUATIONS FUND II L. P. | Private Equity Fund | $17.3M | $0.2M | 48 |
| BALMORAL SPECIAL SITUATIONS FUND III L.P. | Private Equity Fund | $272.1M | $0.5M | 61 |
| BALMORAL SPECIAL SITUATIONS FUND IV L.P. | Private Equity Fund | $472.9M | $0.5M | 120 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALMORAL FUNDS LLC | Domestic Entity | – | GENERAL PARTNER | 02/2012 | < 5% |
| VICTOR, JONATHAN, ALBUM | Individual | BALMORAL FUNDS LLC | MANAGING MEMBER | 04/2011 | > 75% |
| ASTRUC, RAFAEL | Individual | – | LIMITED PARTNER | 12/2012 | 10-25% |
| Mau, Luke, Daniel | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 03/2018 | < 5% |
| BM2 AGGREGATOR LLC | Domestic Entity | – | LIMITED PARTNER | 01/2021 | > 75% |
| VICTOR, JONATHAN, ALBUM | Individual | BM2 AGGREGATOR LLC | MANAGER & MEMBER | 01/2021 | 50-75% |
| VICTOR, SAMUEL, MARTIN | Individual | BM2 AGGREGATOR LLC | MEMBER | 01/2021 | 25-50% |
| NOURMAND, ROBIN, SIMON | Individual | BM2 AGGREGATOR LLC | MEMBER | 01/2021 | 25-50% |