ERGUS ASSET MANAGEMENT LTD.
Adviser information for ERGUS ASSET MANAGEMENT LTD. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bahamas, The |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77683 |
|---|---|
| SEC ERA File Number | 801-77683 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166707 |
| Legal Entity Identifier | None |
Principal Office
308 EAST BAY STREET3RD FLOOR
NASSAU
Bahamas, The
Monday - Friday, 9:00AM TO 5:00PM
Tel: 242-502-7031, Fax: 242-393-4639
Chief Compliance Officer
MONIQUE KNOWLES
308 EAST BAY STREET
3RD FLOOR
NASSAU
Bahamas, The
Tel:
242-502-7045
Fax:
242-393-4639
M********@*******M
(Full email address available in API data)
Regulatory Contact
ANTHONY FERGUSON
CHIEF EXECUTIVE OFFICER
308 EAST BAY STREET
NASSAU
Bahamas, The
Tel:
242-502-7033
Fax:
242-393-4639
A********@*******M
(Full email address available in API data)
Industry Affiliates
| ALEXIOU, KNOWLES & CO. | Lawyer or law firm |
| CFAL SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| COLINA FINANCIAL ADVISORS LIMITED | Other investment adviser, including financial plannersPension consultant |
| COLINA GENERAL INSURANCE AGENCY LIMITED | Insurance company or agency |
| COLINA INSURANCE LIMITED | Insurance company or agency |
| ST. MATTHEW CAPITAL, LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EA HOLDINGS LTD. | Foreign Entity | – | SHAREHOLDER | 02/2013 | > 75% |
| FERGUSON, ANTHONY, ROBERT | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 02/2013 | 10-25% |
| ALEXIOU, EMMANUEL, MIKE | Individual | EA HOLDINGS LTD. | SHAREHOLDER | 08/1992 | 50-75% |
| KNOWLES, MONIQUE, TEREZ | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| FERGUSON, ANTHONY, ROBERT | Individual | EA HOLDINGS LTD. | SHAREHOLDER | 02/2013 | 25-50% |