Hedge Fund Database

A&M CAPITAL

A&M CAPITAL ADVISORS, LP Legal Name

Adviser information for A&M CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 67
Investment Advisory/Research 52
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 14 $6.2B
Non-Discretionary 0 $0
Total 14 $6.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 14 $6.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities <5 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $66.4M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 36

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based feesTRANSACTION FEES & PORTFOLIO MONITORING FEES

Identifiers

SEC RIA File Number 801-77694
SEC ERA File Number 801-77694
SEC CIK Numbers None
SEC CRD Numbers 163576
Legal Entity Identifier None

Principal Office

1 PICKWICK PLAZA
THIRD FLOOR
GREENWICH
CT
United States
Monday - Friday, 9AM - 5PM
Tel: 203-742-5880, Fax: 203-742-5900

Websites

services.sungarddx.com/logon/2559156?redirecturl=%2fdocument%2f2559156 www.a-mcapital.com

Chief Compliance Officer

BARBARA J. GOULD
CHIEF LEGAL OFFICER
1 PICKWICK PLAZA
THIRD FLOOR
GREENWICH
CT
United States
Tel: 203-742-5898
Fax: 203-742-5900
(Full email address available in API data)

Regulatory Contact

MICHAEL R. BARDORF
CHIEF FINANCIAL OFFICER
1 PICKWICK PLAZA
THIRD FLOOR
GREENWICH
CT
United States
Tel: 203-742-5889
Fax: 203-742-5900
(Full email address available in API data)

Industry Affiliates

A&M CAPITAL ADVISORS EUROPE, LLP Other investment adviser, including financial planners
A&M CAPITAL EUROPE-GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
A&M CAPITAL EUROPE-LUX GP, S.A.R.L. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
A&M CAPITAL OPPORTUNITIES-GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
A&M CAPITAL STRATEGIC INVESTMENTS CO-INVEST A-GP, LP Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships
A&M CAPITAL STRATEGIC INVESTMENTS GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
A&M CAPITAL-GP II, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
A&M CAPITAL-GP III, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
A&M CAPITAL-GP, LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ALVAREZ & MARSAL FS EUROPE LIMITED Other investment adviser, including financial planners
ALVAREZ & MARSAL SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
AMCSI CO-INVESTMENT GP, LP Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
A&M CAPITAL EUROPE, SCSP Private Equity Fund $865.7M $11.1M 73
A&M CAPITAL OPPORTUNITIES FUND, LP Private Equity Fund $252.7M $10.0M 114
A&M CAPITAL PARTNERS II, LP Private Equity Fund $1,528.7M $10.0M 125
A&M CAPITAL PARTNERS III, LP Private Equity Fund $1,937.5M $10.0M 169
A&M CAPITAL PARTNERS, LP Private Equity Fund $279.6M $10.0M 112
A&M CAPITAL STRATEGIC INVESTMENTS, LP Private Equity Fund $340.0M $10.0M 71

Control Persons

Name Type Entity Title Since Ownership
MCCARTHY, JACK, DANIEL Individual – MANAGING PARTNER OF A&M CAPITAL ADVISORS, LP 09/2009 < 5%
ODRICH, MICHAEL, JAMES Individual – MANAGING PARTNER OF A&M CAPITAL ADVISORS, LP 09/2009 < 5%
ALVAREZ & MARSAL INC. Domestic Entity ALVAREZ & MARSAL CAPITAL, LLC SOLE MEMBER 09/2009 > 75%
MARSAL, BRYAN, PAUL Individual ALVAREZ & MARSAL INC. OWNER 03/1984 50-75%
ALVAREZ, ANTONIO, CLEMENTE Individual ALVAREZ & MARSAL INC. OWNER 03/1984 50-75%
ALVAREZ & MARSAL CAPITAL, LP Domestic Entity A&M CAPITAL ADVISORS GP, LLC CO-MANAGING MEMBER 03/2016 50-75%
ALVAREZ & MARSAL CAPITAL, LLC Domestic Entity ALVAREZ & MARSAL CAPITAL, LP GENERAL PARTNER 09/2009
BARDORF, MICHAEL, RYAN Individual – CHIEF FINANCIAL OFFICER OF A&M CAPITAL ADVISORS, LP 08/2013 < 5%
ALVAREZ & MARSAL PARTNERS FUND, LP Domestic Entity ALVAREZ & MARSAL CAPITAL, LP LIMITED PARTNER 09/2013 25-50%
ALVAREZ & MARSAL FAMILY-CAPITAL, LLC Domestic Entity ALVAREZ & MARSAL CAPITAL, LP LIMITED PARTNER 12/2015 50-75%
A&M CAPITAL ADVISORS GP, LLC Domestic Entity – GENERAL PARTNER 04/2018 > 75%
ALVAREZ & MARSAL CAPITAL (CAYMAN), LP Foreign Entity A&M CAPITAL ADVISORS GP, LLC CO-MANAGING MEMBER 04/2018 50-75%
ALVAREZ & MARSAL CAPITAL (CAYMAN), LLC Foreign Entity ALVAREZ & MARSAL CAPITAL (CAYMAN), LP GENERAL PARTNER 04/2018
MARSAL, BRYAN, PAUL Individual ALVAREZ & MARSAL FAMILY-CAPITAL, LLC OWNER 12/2015 50-75%
MARSAL, BRYAN, PAUL Individual ALVAREZ & MARSAL CAPITAL (CAYMAN), LLC OWNER 04/2018 50-75%
ALVAREZ, ANTONIO, CLEMENTE Individual ALVAREZ & MARSAL FAMILY-CAPITAL, LLC OWNER 12/2015 50-75%
ALVAREZ, ANTONIO, CLEMENTE Individual ALVAREZ & MARSAL CAPITAL (CAYMAN), LLC OWNER 04/2018 50-75%
GOULD, BARBARA, JANE Individual – CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER OF A&M CAPITAL ADVISORS, LP 08/2019 < 5%
ALVAREZ & MARSAL FAMILY-CAPITAL, LLC Domestic Entity ALVAREZ & MARSAL CAPITAL (CAYMAN), LP LIMITED PARTNER 04/2018 50-75%
PERSKIE, DAVID, WILLIAM Individual – PARTNER OF A&M CAPITAL ADVISORS, LP 01/2020 < 5%
REDMOND, ROBERT, D Individual – PARTNER OF A&M CAPITAL ADVISORS, LP 06/2021 < 5%

No. Employees, Historic

80400201920202021202220232024202550 on 8/19/201950 on 1/9/202050 on 2/5/202051 on 3/30/202051 on 3/31/202051 on 4/9/202051 on 1/7/202158 on 3/26/202158 on 4/15/202158 on 6/30/202158 on 12/8/202169 on 3/30/202269 on 4/14/202269 on 5/3/202271 on 3/31/202371 on 4/25/202367 on 3/29/2024

RAUM, Historic

7B4B020192020202120222023202420252695797963 on 8/19/20192695797963 on 1/9/20202695797963 on 2/5/20203347404008 on 3/30/20203347404008 on 3/31/20203347404008 on 4/9/20203347404008 on 1/7/20213715506029 on 3/26/20213715506029 on 4/15/20213715506029 on 6/30/20213715506029 on 12/8/20214386069349 on 3/30/20224386069349 on 4/14/20224386069349 on 5/3/20224652065936 on 3/31/20234652065936 on 4/25/20236223078037 on 3/29/2024

No. Clients, Historic

2010020192020202120222023202420258 on 8/19/20198 on 1/9/20208 on 2/5/20208 on 3/30/20208 on 3/31/20208 on 4/9/20208 on 1/7/20218 on 3/26/20218 on 4/15/20218 on 6/30/20218 on 12/8/202112 on 3/30/202212 on 4/14/202212 on 5/3/202213 on 3/31/202313 on 4/25/202314 on 3/29/2024