MPA CAPITAL MANAGEMENT LLC
Adviser information for MPA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $60.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $60.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $60.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorSALE OF INTERESTS IN POOLED INVESTMENT VEHICLES |
Identifiers
| SEC RIA File Number | 801-77704 |
|---|---|
| SEC ERA File Number | 801-77704 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166981 |
| Legal Entity Identifier | 5493000XC5UDU2R6V326 |
Principal Office
200 BELLEVUE PARKWAY, STE 220WILMINGTON
DE
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 302-573-3570, Fax: 302-573-8921
Chief Compliance Officer
JO-ANNE KAPLAN
CHIEF COMPLIANCE OFFICER
200 BELLEVUE PARKWAY, STE 220
WILMINGTON
DE
United States
Tel:
302-573-3570
Fax:
302-573-8921
J************@*********M
(Full email address available in API data)
Regulatory Contact
KAREN T. BUCKLEY
COO, CFO
200 BELLEVUE PARKWAY, STE 220
WILMINGTON
DE
United States
Tel:
302-573-3570
Fax:
302-573-8921
K***********@*********M
(Full email address available in API data)
Industry Affiliates
| MARVIN & PALMER ASSOCIATES | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MARVIN & PALMER GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MPA CAPITAL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MPA ASIA FUND LP | Hedge Fund | $60.5M | $1.0M | 13 |
| MPA ASIA MASTER FUND LTD. | Hedge Fund | $60.5M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARVIN & PALMER ASSOCIATES | Domestic Entity | – | MANAGING MEMBER | 01/2013 | 50-75% |
| MPA ASIA FUND TEAM LLC | Domestic Entity | – | MEMBER | 01/2013 | 50-75% |
| MARVIN, DAVID, FRED | Individual | MARVIN & PALMER ASSOCIATES, INC. | SHAREHOLDER | 06/1986 | 25-50% |
| MARVIN, TODD, DAVID | Individual | MPA ASIA FUND TEAM | MEMBER | 02/2013 | > 75% |
| MARVIN, TODD, DAVID | Individual | – | CEO/CIO | 04/2013 | < 5% |
| Kaplan, Jo-Anne, Robin | Individual | – | CCO | 03/2023 | < 5% |