ANFIELD CAPITAL MANAGEMENT, LLC
Adviser information for ANFIELD CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 763 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 763 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $472.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 7 | $962.6M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $987,438 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSPEAKING ENGAGEMENTS AND PRESENTATIONS |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
4041 MACARTHUR BOULEVARDSUITE 155
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 949-891-0600, Fax: 949-891-0600
Chief Compliance Officer
JON WIEMAN
CHIEF COMPLIANCE OFFICER
4041 MACARTHUR BOULEVARD
SUITE 155
NEWPORT BEACH
CA
United States
Tel:
949-891-0600
J******@*************M
(Full email address available in API data)
Regulatory Contact
DAVID YOUNG
CHIEF EXECUTIVE OFFICER
4041 MACARTHUR BOULEVARD
SUITE 155
NEWPORT BEACH
CA
United States
Tel:
949-891-0600
Fax:
949-891-0600
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| REGENTS PARK FUNDS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANFIELD GROUP, LLC | Domestic Entity | – | MEMBER | 07/2012 | 50-75% |
| YOUNG, DAVID, NMN | Individual | – | MANAGER, CHIEF EXECUTIVE OFFICER | 08/2009 | 50-75% |
| DAVID YOUNG AND SANDRA G. GLAIN FAMILY TRUST | Domestic Entity | ANFIELD GROUP, LLC | MANAGING MEMBER | 08/2009 | > 75% |
| YOUNG, DAVID, NMN | Individual | DAVID YOUNG AND SANDRA G. GLAIN FAMILY TRUST | TRUSTEE | 12/1999 | |
| GLAIN, SANDRA, GRACE | Individual | DAVID YOUNG AND SANDRA G. GLAIN FAMILY TRUST | TRUSTEE | 12/1999 | |
| WIEMAN, JON, M | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGNC INVESTMENT CORP | COM | 106K | 11K | – |
| AT&T INC | COM | 21K | 1K | – |
| ARK GENOMIC REVOLUTION ETF | GENOMIC REV ETF | 7K | 301 | – |
| ABBOTT LABORATORIES | COM | 13K | 128 | – |
| ABBVIE INC | COM | 14K | 79 | – |
| ABRDN PHYSICAL PRECIOUS MET | PHYSCL PRECS MET | 5K | 51 | – |
| ADOBE INC | COM | 5K | 9 | – |
| ADVANCED MICRO DEVICES | COM | 487 | 3 | – |
| AETHLON MEDICAL INC | COM NEW | 20 | 41 | – |
| ALIGN TECHNOLOGY INC | COM | 4K | 17 | – |
| ALPHABET INC-CL C | CAP STK CL C | 1M | 7K | – |
| ALPHABET INC-CL A | CAP STK CL A | 202K | 1K | – |
| ALTRIA GROUP INC | COM | 6K | 124 | – |
| AMAZON.COM INC | COM | 574K | 3K | – |
| AVANTIS US LARGE CAP VALUE | US LARGE CAP VLU | 62K | 994 | – |
| AVANTIS US SMALL CAP VALUE | US SML CP VALU | 8K | 91 | – |
| AMERICAN ELECTRIC POWER | COM | 4K | 42 | – |
| AMERIPRISE FINANCIAL INC | COM | 1M | 3K | – |
| AMGEN INC | COM | 1K | 4 | – |
| AMPHENOL CORP-CL A | CL A | 93K | 1K | – |
| ANSYS INC | COM | 5K | 16 | – |
| APOLLO COMMERCIAL REAL ESTAT | COM | 320K | 33K | – |
| APOLLO TACTICAL INCOME FUND | COM | 64K | 4K | – |
| APPLE INC | COM | 731K | 3K | – |
| APPFOLIO INC - A | COM CL A | 2K | 9 | – |
| ARCUS BIOSCIENCES INC | COM | 122K | 8K | – |
| ARES CAPITAL CORP | COM | 235K | 11K | – |
| ARES DYNAMIC CREDIT ALL | COM | 65K | 4K | – |
| AUTOMATIC DATA PROCESSING | COM | 24K | 100 | – |
| BAIN CAPITAL SPECIALTY FINAN | COM STK | 130K | 8K | – |
| BANK OF AMERICA CORP | COM | 1K | 29 | – |
| BAXTER INTERNATIONAL INC | COM | 1K | 37 | – |
| BERKSHIRE HATHAWAY INC-CL B | CL B NEW | 61K | 151 | – |
| BHP GROUP LTD-SPON ADR | SPONSORED ADS | 110K | 2K | – |
| BLACKSTONE SECURED LENDING F | COMMON STOCK | 242K | 8K | – |
| BLUELINX HOLDINGS INC | COM NEW | 279 | 3 | – |
| BOEING CO/THE | COM | 11K | 59 | – |
| BOOKING HOLDINGS INC | COM | 52K | 13 | – |
| BXP INC | COM | 5K | 77 | – |
| BOX INC - CLASS A | CL A | 317 | 12 | – |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 89K | 16K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 4K | 85 | – |
| BROADRIDGE FINANCIAL SOLUTIO | COM | 39K | 196 | – |
| BROADCOM INC | COM | 10K | 6 | – |
| CF INDUSTRIES HOLDINGS INC | COM | 5K | 63 | – |
| THE CIGNA GROUP | COM | 8K | 23 | – |
| CME GROUP INC | COM | 7K | 38 | – |
| CVS HEALTH CORP | COM | 4K | 73 | – |
| COTERRA ENERGY INC | COM | 6K | 215 | – |
| CAL-MAINE FOODS INC | COM NEW | 166K | 3K | – |
| SILA REALTY TRUST INC | COMMON STOCK | 175K | 8K | – |
| CATALENT INC | COM | 5K | 89 | – |
| CATERPILLAR INC | COM | 9K | 26 | – |
| CENTENE CORP | COM | 6K | 86 | – |
| CENTERRA GOLD INC | COM | 27 | 4 | – |
| CHEVRON CORP | COM | 34K | 218 | – |
| CISCO SYSTEMS INC | COM | 6K | 122 | – |
| CINTAS CORP | COM | 53K | 75 | – |
| CITIGROUP INC | COM NEW | 13K | 201 | – |
| CLEVELAND-CLIFFS INC | COM | 7K | 472 | – |
| CLOROX COMPANY | COM | 3K | 21 | – |
| COCA-COLA CO/THE | COM | 4K | 67 | – |
| COMCAST CORP-CLASS A | CL A | 6K | 165 | – |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 211 | 35 | – |
| CONAGRA BRANDS INC | COM | 8K | 268 | – |
| CONOCOPHILLIPS | COM | 13K | 117 | – |
| CONSOLIDATED EDISON INC | COM | 7K | 75 | – |
| CONSTELLATION BRANDS INC-A | CL A | 10K | 39 | – |
| COPART INC | COM | 48K | 886 | – |
| CORPAY INC | COM SHS | 12K | 46 | – |
| COSTCO WHOLESALE CORP | COM | 96K | 113 | – |
| DTE ENERGY COMPANY | COM | 3K | 27 | – |
| DATADOG INC - CLASS A | CL A COM | 52K | 400 | – |
| DAVITA INC | COM | 7K | 54 | – |
| DEERE & CO | COM | 4K | 11 | – |
| DEVON ENERGY CORP | COM | 106K | 2K | – |
| DEXCOM INC | COM | 136K | 1K | – |
| DIAGEO PLC-SPONSORED ADR | SPON ADR NEW | 4K | 34 | – |
| DIGITAL REALTY TRUST INC | COM | 8K | 55 | – |
| DIMENSIONAL INTERNATIONAL CO | INTL CORE EQT MK | 12K | 410 | – |
| DIMENSIONAL EMERGING CORE EQ | EMGR CRE EQT MNG | 19K | 739 | – |
| DIMENSIONAL US SUS CORE1 ETF | US SUSTAINABILTY | 12K | 350 | – |
| DIMENSIONAL US REAL EST ETF | US REAL ESTATE E | 6K | 278 | – |
| WALT DISNEY CO/THE | COM | 17K | 168 | – |
| DOCUSIGN INC | COM | 2K | 30 | – |
| DOLLAR GENERAL CORP | COM | 6K | 47 | – |
| DOMINION ENERGY INC | COM | 7K | 147 | – |
| DONNELLEY FINANCIAL SOLUTION | COM | 1K | 18 | – |
| DORCHESTER MINERALS LP | COM UNIT | 118K | 4K | – |
| DOW INC | COM | 1K | 26 | – |
| DRDGOLD LTD-SPONSORED ADR | SPON ADR REPSTG | 34 | 4 | – |
| DUCKHORN PORTFOLIO INC/THE | COM | 2K | 277 | – |
| DUKE ENERGY CORP | COM NEW | 1K | 12 | – |
| DUTCH BROS INC-CLASS A | CL A | 207 | 5 | – |
| DYNATRACE INC | COM NEW | 224 | 5 | – |
| VIRTUS INFRACAP US PREF STCK | VIRTUS INFRCAP | 59K | 3K | – |
| ECOPETROL SA-SPONSORED ADR | SPONSORED ADS | 212K | 19K | – |
| EDISON INTERNATIONAL | COM | 5K | 75 | – |
| ENERGY TRANSFER LP | COM UT LTD PTN | 160K | 10K | – |
| EQUINOR ASA-SPON ADR | SPONSORED ADR | 6K | 224 | – |
| EQUITY LIFESTYLE PROPERTIES | COM | 7K | 115 | – |
| ROBO GLOBAL ROBOTICS AND AUT | ROBO GLB ETF | 7K | 133 | – |
| EMG MKT INTERNET ETF-USA INC | EMQQ EM INTERN | 100 | 3 | – |
| SABA CLOSED END FUNDS ETF | SABA INT RATE | 64K | 3K | – |
| EXELON CORP | COM | 1K | 29 | – |
| EXXON MOBIL CORP | COM | 37K | 322 | – |
| FMC CORP | COM NEW | 4K | 70 | – |
| FS KKR CAPITAL CORP | COM | 321K | 16K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 242K | 38K | – |
| META PLATFORMS INC-CLASS A | CL A | 1M | 2K | – |
| FAIR ISAAC CORP | COM | 3K | 2 | – |
| FEDEX CORP | COM | 12K | 39 | – |
| FIDELITY HEALTH CARE ETF | MSCI HLTH CARE I | 4K | 52 | – |
| FIDELITY ENHANCED MD CP ETF | ENHANCED MID | 116K | 4K | – |
| FIRST TRUST NATURAL GAS ETF | NAT GAS ETF | 2K | 60 | – |
| FIRST TRUST CLOUD COMPUTING | CLOUD COMPUTING | 9K | 93 | – |
| FIRST TRST NASD CL EDG SGIIF | NASDQ CLN EDGE | 5K | 42 | – |
| FIRST TRUST SENIOR LOAN ETF | SENIOR LN FD | 184K | 4K | – |
| FT VEST US EQUITY MODERATE B | FT VEST U.S EQT | 2M | 44K | – |
| FT VEST U.S. EQUITY BUFFER E | FT VEST US EQT | 3M | 80K | – |
| FT VEST US EQUITY DEEP BUFFE | FT VEST US EQT | 33K | 816 | – |
| FT VEST US EQUITY BUFF ETF-J | FT VEST US EQT | 126K | 3K | – |
| FT VEST US EQUITY BUFFER ETF | FT VEST US EQT | 262K | 6K | – |
| FTVESTUS MAX BUFF ETF MARCH | VEST US EQUITY M | 890K | 30K | – |
| FT VEST US EQUITY MODERATE B | FT VEST US EQT | 414K | 12K | – |
| FT VEST US EQUITY MODERATE B | FT VEST US EQT | 197K | 6K | – |
| FT VEST US EQUITY MODERATE B | FT VEST U.S EQT | 1000K | 30K | – |
| FT VEST US EQUITY MODERATE B | FT VEST U.S EQT | 164K | 5K | – |
| FIRST TRUST SMID CAP RISING | SMID RISNG ETF | 83K | 3K | – |
| FOX CORP - CLASS B | CL B COM | 2K | 47 | – |
| FRANKLIN SENIOR LOAN ETF | SENIOR LOAN ETF | 63K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 148 | 3 | – |
| FURY GOLD MINES LTD | COM | 2 | 4 | – |
| GE HEALTHCARE TECHNOLOGY | COMMON STOCK | 312 | 4 | – |
| GARTNER INC | COM | 5K | 11 | – |
| GE VERNOVA INC | COM | 515 | 3 | – |
| GENERAL ELECTRIC CO | COM NEW | 2K | 13 | – |
| GENERAL MILLS INC | COM | 6K | 97 | – |
| GIBRALTAR INDUSTRIES INC | COM | 69 | 1 | – |
| GILEAD SCIENCES INC | COM | 2K | 32 | – |
| GSK PLC-SPON ADR | SPONSORED ADR | 77 | 2 | – |
| GLOBAL X MSCI COLOMBIA ETF | GLBX MSCI COLUM | 1K | 55 | – |
| GLOBAL X CONSCIOUS COMPANIES | CONSCIOUS COS | 6K | 151 | – |
| GLOBAL X LITHIUM & BATTERY T | LITHIUM BTRY ETF | 18K | 459 | – |
| GRAIL INC | COM | 15 | 1 | – |
| GROCERY OUTLET HOLDING CORP | COM | 4K | 159 | – |
| HALLIBURTON CO | COM | 4K | 115 | – |
| HEALTHPEAK PROPERTIES INC | COM | 5K | 231 | – |
| HERCULES CAPITAL INC | COM | 302K | 15K | – |
| HOME DEPOT INC | COM | 2K | 6 | – |
| HORMEL FOODS CORP | COM | 2K | 50 | – |
| IES HOLDINGS INC | COM | 3K | 19 | – |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 185K | 11K | – |
| IDEXX LABORATORIES INC | COM | 5K | 10 | – |
| ILLUMINA INC | COM | 835 | 8 | – |
| INNOVATIVE INDUSTRIAL PROPER | COM | 155K | 1K | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 350 | – |
| INNOVATOR GROWTH 100 POWER B | GRWT100 PWR BF | 62K | 1K | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 313 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 345 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 304 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 322 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 317 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 329 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BF | 12K | 342 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 327 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 318 | – |
| INNOVATOR U.S. EQUITY POWER | US EQTY PWR BUF | 12K | 319 | – |
| INNOVATOR U.S. EQUITY POWER | US EQT PWR BUF | 12K | 340 | – |
| INNOVATOR U.S. EQUITY BUFFER | US EQT BUFR APR | 66K | 2K | – |
| INSULET CORP | COM | 4K | 20 | – |
| INTEL CORP | COM | 9K | 295 | – |
| INTEGRA RESOURCES CORP | COM | 85 | 92 | – |
| INVESCO QQQ TRUST SERIES 1 | UNIT SER 1 | 126K | 264 | – |
| INTUIT INC | COM | 82K | 125 | – |
| INTUITIVE SURGICAL INC | COM NEW | 6K | 14 | – |
| INVESCO WATER RESOURCES ETF | WATER RES ETF | 5K | 81 | – |
| INVESCO CEF INCOME COMPOSITE | CEF INM COMPSI | 138K | 7K | – |
| INVESCO FUNDAMENTAL HIGH YIE | FNDMNTL HY CRP | 10M | 534K | – |
| INVESCO SENIOR LOAN ETF | SR LN ETF | 63K | 3K | – |
| IRON MOUNTAIN INC | COM | 8K | 88 | – |
| ISHARES S&P 100 ETF | S&P 100 ETF | 39K | 148 | – |
| ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 155K | 283 | – |
| ISHARES CORE U.S. AGGREGATE | CORE US AGGBD ET | 18K | 185 | – |
| ISHARES IBOXX INVESTMENT GRA | IBOXX INV CP ETF | 39K | 361 | – |
| ISHARES GLOBAL HEALTHCARE ET | GLOB HLTHCRE ETF | 11K | 120 | – |
| ISHARES 20 YEAR TREASURY BD | 20 YR TR BD ETF | 36K | 395 | – |
| ISHARES RUSSELL MID-CAP GROW | RUS MD CP GR ETF | 28K | 258 | – |
| ISHARES BIOTECHNOLOGY ETF | ISHARES BIOTECH | 6K | 47 | – |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 10K | 51 | – |
| ISHARES S&P MID-CAP 400 VALU | S&P MC 400VL ETF | 10K | 88 | – |
| ISHARES IBOXX HIGH YLD CORP | IBOXX HI YD ETF | 36K | 465 | – |
| ISHARES MBS ETF | MBS ETF | 121K | 1K | – |
| ISHARES 5-10Y INV GRADE CORP | ISHS 5-10YR INVT | 2K | 42 | – |
| ISHARES US TREASURY BOND ETF | US TREAS BD ETF | 10M | 445K | – |
| ISHARES INT RATE HEDG HY ETF | IT RT HDG HGYL | 63K | 737 | – |
| ISHARES INT HEDG CORP BD ETF | INT RT HDG C B | 62K | 668 | – |
| ISHARES CORE MSCI EMERGING | CORE MSCI EMKT | 1K | 25 | – |
| ISHARES EXPONENTIAL TECH ETF | EXPONENTIAL TECH | 1K | 23 | – |
| ISHARES CONVERTIBLE BOND ETF | CONV BD ETF | 1M | 17K | – |
| ISHARES CORE MSCI DEV MKTS | CORE MSCI INTL | 2K | 33 | – |
| ISHARES INTL AGGREGATE BOND | CORE INTL AGGR | 799 | 16 | – |
| JPMORGAN CHASE & CO | COM | 34K | 170 | – |
| JPMORGAN EQUITY PREMIUM INCO | EQUITY PREMIUM | 132K | 2K | – |
| JPMORGAN ULTRA-SHORT INCOME | ULTRA SHRT INC | 808 | 16 | – |
| JANUS HENDERSON B-BBB CLO ET | B-BBB CLO ETF | 63K | 1K | – |
| JOHNSON & JOHNSON | COM | 19K | 131 | – |
| KELLANOVA | COM | 6K | 100 | – |
| KENVUE INC | COM | 2K | 100 | – |
| KEURIG DR PEPPER INC | COM | 8K | 233 | – |
| KEYCORP | COM | 2K | 160 | – |
| KINDER MORGAN INC | COM | 5K | 251 | – |
| KINETA INC | COM | 3 | 6 | – |
| KRAFT HEINZ CO/THE | COM | 8K | 240 | – |
| KROGER CO | COM | 1K | 24 | – |
| LAMB WESTON HOLDINGS INC | COM | 1K | 16 | – |
| ELI LILLY & CO | COM | 14K | 15 | – |
| LINCOLN NATIONAL CORP | COM | 4K | 121 | – |
| ROUNDHILL SPORTS BET & IGAM | ROUNDHILL SPORTS | 189 | 11 | – |
| LOCKHEED MARTIN CORP | COM | 11K | 23 | – |
| LOWE'S COS INC | COM | 49K | 224 | – |
| MPLX LP | COM UNIT REP LTD | 153K | 4K | – |
| MSCI INC | COM | 2K | 5 | – |
| MARATHON PETROLEUM CORP | COM | 3K | 16 | – |
| MARKEL GROUP INC | COM | 20K | 13 | – |
| MASTERCARD INC - A | CL A | 79K | 179 | – |
| MATCH GROUP INC | COM | 3K | 89 | – |
| MEDICAL PROPERTIES TRUST INC | COM | 73K | 17K | – |
| MEDPACE HOLDINGS INC | COM | 5K | 11 | – |
| MERCK & CO. INC. | COM | 22K | 176 | – |
| MERIT MEDICAL SYSTEMS INC | COM | 86K | 1K | – |
| MESABI TRUST | CTF BEN INT | 72 | 4 | – |
| MICROSOFT CORP | COM | 567K | 1K | – |
| MICRON TECHNOLOGY INC | COM | 2K | 15 | – |
| MIND MEDICINE MINDMED INC | COM NEW | 260 | 36 | – |
| MOLSON COORS BEVERAGE CO - B | CL B | 2K | 30 | – |
| MONDELEZ INTERNATIONAL INC-A | CL A | 7K | 106 | – |
| MORGAN STANLEY | COM NEW | 6K | 62 | – |
| NCR VOYIX CORP | COM | 74 | 6 | – |
| NATURES SUNSHINE PRODS INC | COM | 377 | 25 | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 1K | 17 | – |
| NIKE INC -CL B | CL B | 1K | 16 | – |
| NORFOLK SOUTHERN CORP | COM | 2K | 8 | – |
| GEN DIGITAL INC | COM | 4K | 145 | – |
| NVIDIA CORP | COM | 2M | 18K | – |
| NUSCALE POWER CORP | CL A COM | 18K | 2K | – |
| BLUE OWL CAPITAL CORP | COM | 264K | 17K | – |
| PNC FINANCIAL SERVICES GROUP | COM | 6K | 38 | – |
| PACCAR INC | COM | 2K | 18 | – |
| PACER TRENDPILOT 100 ETF | TRENDPILOT 100 | 9K | 130 | – |
| PACER PACIFIC ASSET FLOATING | PAC ASSET FLTG | 63K | 1K | – |
| PACER SWAN SOS MOD OCT ETF | SWAN SOS MODRTE | 114K | 4K | – |
| PACER SWAN SOS MODERATE JULY | SWAN SOS MODRTE | 379K | 14K | – |
| PACER SWAN SOS MODERATE APR | SWAN SOS MODERAT | 3M | 126K | – |
| PACER SWAN SOS MODERATE JANU | SWAN SOS MOD JAN | 2M | 65K | – |
| PACER INDUSTRIAL REAL ESTATE | INDUSTRIAL RELET | 7K | 175 | – |
| PALANTIR TECHNOLOGIES INC-A | CL A | 11K | 450 | – |
| PEPSICO INC | COM | 1K | 9 | – |
| PERMIAN BASIN ROYALTY TRUST | UNIT BEN INT | 79 | 7 | – |
| PETROLEO BRASILEIRO-SPON ADR | SPONSORED ADR | 227K | 16K | – |
| PFIZER INC | COM | 10K | 346 | – |
| PHILIP MORRIS INTERNATIONAL | COM | 7K | 69 | – |
| PHILLIPS 66 | COM | 7K | 53 | – |
| PIMCO ENHANCED LOW DURATION | ENHNCD LW DUR AC | 350K | 4K | – |
| PIMCO ENHANCED SHORT MATURIT | ENHAN SHRT MA AC | 3K | 28 | – |
| PINNACLE WEST CAPITAL | COM | 3K | 41 | – |
| PROCTER & GAMBLE CO/THE | COM | 16K | 97 | – |
| PROLOGIS INC | COM | 4K | 37 | – |
| PROSHARES ULTRAPRO QQQ | ULTRAPRO QQQ | 758 | 10 | – |
| PRUDENTIAL FINANCIAL INC | COM | 18K | 154 | – |
| PUBLIC SERVICE ENTERPRISE GP | COM | 6K | 79 | – |
| QUALCOMM INC | COM | 18K | 92 | – |
| QUEST DIAGNOSTICS INC | COM | 5K | 40 | – |
| RTX CORP | COM | 13K | 127 | – |
| READY CAPITAL CORP | COM | 83K | 10K | – |
| REDFIN CORP | COM | 493 | 82 | – |
| RESMED INC | COM | 7K | 36 | – |
| RIVIAN AUTOMOTIVE INC-A | COM CL A | 3K | 190 | – |
| ROPER TECHNOLOGIES INC | COM | 6K | 10 | – |
| RYERSON HOLDING CORP | COM | 20 | 1 | – |
| S&P GLOBAL INC | COM | 38K | 86 | – |
| SPDR S&P 500 ETF TRUST | TR UNIT | 38M | 71K | – |
| SPDR EURO STOXX 50 ETF | EURO STOXX 50 | 206K | 4K | – |
| SPDR PORTFOLIO EMERGING MARK | PORTFOLIO EMG MK | 2K | 60 | – |
| SPDR PORTFOLIO DEVELOPED WOR | PORTFOLIO DEVLPD | 7K | 187 | – |
| SPDR PORTFOLIO MORTGAGE BACK | PORT MTG BK ETF | 2K | 104 | – |
| SPDR PORTFOLIO S&P 500 GROWT | PRTFLO S&P500 GW | 7K | 84 | – |
| SPDR PORT S&P 500 VALUE | PRTFLO S&P500 VL | 6K | 118 | – |
| SPDR PORT LNG TRM TRSRY | PORTFOLIO LN TSR | 2K | 57 | – |
| SPDR PORTFOLIO S&P 1500 COMP | PORTFOLI S&P1500 | 21K | 314 | – |
| SPDR S&P 400 MID CAPGROWTH E | S&P 400 MDCP GRW | 8K | 98 | – |
| SPDR PORTFOLIO S&P 400 MID C | PORTFOLIO S&P400 | 4M | 84K | – |
| SPDR BLACKSTONE SENIOR LOAN | BLACKSTONE SENR | 11K | 274 | – |
| SPDR DOUBLELINE TR TACT ETF | SPDR TR TACTIC | 16K | 404 | – |
| SPDR BLOOMBERG SHORT TERM HI | BLOOMBERG SHT TE | 2K | 93 | – |
| SPDR BLOOMBERG HIGH YIELD BO | BLOOMBERG HIGH Y | 3M | 31K | – |
| SPDR S&P KENSHO NEW ECONOMIE | S&P KENSHO NEW | 1K | 26 | – |
| SPDR BLOOMBERG 1-3 MONTH T-B | BLOOMBERG 1-3 MO | 43K | 464 | – |
| SPDR PORTFOLIO S&P 600 SMALL | PORTFOLIO S&P600 | 3K | 72 | – |
| SALESFORCE INC | COM | 3K | 12 | – |
| SAMSARA INC-CL A | COM CL A | 2K | 59 | – |
| SCHWAB US LARGE-CAP GROWTH | US LCAP GR ETF | 60K | 591 | – |
| SCHWAB US MID CAP ETF | US MID-CAP ETF | 5K | 58 | – |
| SCHWAB US SMALL-CAP ETF | US SML CAP ETF | 7M | 157K | – |
| SCHWAB 1000 INDEX ETF | 1000 INDEX ETF | 4K | 67 | – |
| SCHWAB US AGGREGATE BOND ETF | US AGGREGATE B | 5K | 109 | – |
| SCHWAB US REIT ETF | US REIT ETF | 2K | 85 | – |
| SCHWAB INTERMEDIATE-TERM US | INT-TRM U.S TRES | 24K | 490 | – |
| HEALTH CARE SELECT SECTOR | SBI HEALTHCARE | 7M | 45K | – |
| CONSUMER STAPLES SPDR | SBI CONS STPLS | 3M | 39K | – |
| CONSUMER DISCRETIONARY SELT | SBI CONS DISCR | 6M | 31K | – |
| FINANCIAL SELECT SECTOR SPDR | FINANCIAL | 13M | 325K | – |
| INDUSTRIAL SELECT SECT SPDR | INDL | 4M | 31K | – |
| TECHNOLOGY SELECT SECT SPDR | TECHNOLOGY | 12M | 54K | – |
| COMM SERV SELECT SECTOR SPDR | COMMUNICATION | 14M | 169K | – |
| SERVICENOW INC | COM | 3K | 4 | – |
| SHERWIN-WILLIAMS CO/THE | COM | 38K | 129 | – |
| SILVERCORP METALS INC | COM | 34 | 10 | – |
| SIMON PROPERTY GROUP INC | COM | 8K | 53 | – |
| SKEENA RESOURCES LTD | COM | 21 | 4 | – |
| JM SMUCKER CO/THE | COM NEW | 5K | 43 | – |
| QUIMICA Y MINERA CHIL-SP ADR | SPON ADR SER B | 168K | 4K | – |
| SOUTHERN CO/THE | COM | 8K | 105 | – |
| STARBUCKS CORP | COM | 36K | 458 | – |
| NASDAQ 7 HANDL INDEX ETF | NS 7HANDL IDX | 21 | 1 | – |
| SYNOPSYS INC | COM | 2K | 3 | – |
| SYPRIS SOLUTIONS INC | COM | 144 | 75 | – |
| TJX COMPANIES INC | COM | 37K | 339 | – |
| T-MOBILE US INC | COM | 64K | 362 | – |
| TAIWAN SEMICONDUCTOR-SP ADR | SPONSORED ADS | 6K | 33 | – |
| TARGET CORP | COM | 2K | 15 | – |
| TECK RESOURCES LTD-CLS B | CL B | 96 | 2 | – |
| TELLURIAN INC | COM | 35 | 50 | – |
| TERADATA CORP | COM | 207 | 6 | – |
| TESLA INC | COM | 172K | 869 | – |
| TEXAS INSTRUMENTS INC | COM | 66K | 341 | – |
| TEXAS PACIFIC LAND CORP | COM | 3K | 4 | – |
| TRADE DESK INC/THE -CLASS A | COM CL A | 108K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 61K | 110 | – |
| TOYOTA MOTOR CORP -SPON ADR | ADS | 51K | 250 | – |
| TRAVELERS COS INC/THE | COM | 4K | 19 | – |
| TRUIST FINANCIAL CORP | COM | 6K | 155 | – |
| TUTOR PERINI CORP | COM | 2K | 81 | – |
| FOUNDATIONS DYNAMIC VAL ETF | FNDTNS DYN VALUE | 535K | 46K | – |
| FOUNDATIONS DYNAMIC GR ETF | FNDTNS DYNAMIC G | 553K | 44K | – |
| FOUNDATIONS DYNAMIC CORE ETF | FOUNDATIONS DYNM | 532K | 45K | – |
| REGENTS PARK HEDGED MARKET | REGENTS PK HDGD | 1M | 134K | – |
| ANFIELD DYNAMIC FIXED INCOME | ANFIELD DYNAMIC | 2M | 226K | – |
| ANFIELD US EQUITY SECTOR ROT | ANFIELD US EQU | 13M | 809K | – |
| ANFIELD UNIVERSAL FIXED INCO | ANFIELD UNVL ETF | 5K | 566 | – |
| TYLER TECHNOLOGIES INC | COM | 7K | 13 | – |
| US GOLD CORP | COM NEW | 21 | 4 | – |
| US BANCORP | COM NEW | 8K | 194 | – |
| UIPATH INC - CLASS A | CL A | 51 | 4 | – |
| ULTA BEAUTY INC | COM | 22K | 58 | – |
| UNITEDHEALTH GROUP INC | COM | 13K | 25 | – |
| UPSTART HOLDINGS INC | COM | 33K | 1K | – |
| VALERO ENERGY CORP | COM | 2K | 15 | – |
| VANECK BDC INCOME ETF | BDC INCOME ETF | 64K | 4K | – |
| VANECK SEMICONDUCTOR ETF | SEMICONDUCTR ETF | 13M | 50K | – |
| VANGUARD DIVIDEND APPREC ETF | DIV APP ETF | 29K | 160 | – |
| VANGUARD TOTAL BOND MARKET | TOTAL BND MRKT | 34K | 475 | – |
| VANGUARD FTSE DEVELOPED ETF | VAN FTSE DEV MKT | 22K | 449 | – |
| VANGUARD FTSE ALL WO X-US SC | FTSE SMCAP ETF | 2K | 19 | – |
| VANGUARD FTSE EMERGING MARKE | FTSE EMR MKT ETF | 21K | 488 | – |
| VANGUARD FTSE EUROPE ETF | FTSE EUROPE ETF | 8K | 123 | – |
| VANGUARD ENERGY ETF | ENERGY ETF | 12K | 96 | – |
| VANGUARD INFO TECH ETF | INF TECH ETF | 92K | 160 | – |
| VANGUARD SHORT-TERM TREASURY | SHORT TERM TREAS | 69K | 1K | – |
| VENTAS INC | COM | 3K | 64 | – |
| VANGUARD S&P 500 ETF | S&P 500 ETF SHS | 1M | 2K | – |
| VANGUARD SMALL-CAP GRWTH ETF | SML CP GRW ETF | 6K | 23 | – |
| VANGUARD MID-CAP ETF | MID CAP ETF | 2K | 10 | – |
| VANGUARD GROWTH ETF | GROWTH ETF | 8K | 21 | – |
| VANGUARD VALUE ETF | VALUE ETF | 5K | 30 | – |
| VERIZON COMMUNICATIONS INC | COM | 17K | 409 | – |
| VERINT SYSTEMS INC | COM | 129 | 4 | – |
| VERISK ANALYTICS INC | COM | 3K | 12 | – |
| VIATRIS INC | COM | 5K | 507 | – |
| VIRTUS SEIX SENIOR LOAN ETF | SEIX SR LN ETF | 62K | 3K | – |
| VISA INC-CLASS A SHARES | COM CL A | 14K | 52 | – |
| VODAFONE GROUP PLC-SP ADR | SPONSORED ADR | 213 | 24 | – |
| VIZSLA SILVER CORP | COM NEW | 7 | 4 | – |
| WK KELLOGG CO | COM SHS | 412 | 25 | – |
| WALMART INC | COM | 17K | 255 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 4K | 294 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 789 | 106 | – |
| WELLS FARGO & CO | COM | 11K | 189 | – |
| WELLTOWER INC | COM | 1K | 14 | – |
| WESTROCK CO | COM | 4K | 82 | – |
| WILLIAMS COS INC | COM | 9K | 209 | – |
| WISDOMTREE JAPAN HEDGED EQ | JAPN HEDGE EQT | 5M | 45K | – |
| ZENTALIS PHARMACEUTICALS INC | COM | 40K | 10K | – |
| ZIONS BANCORP NA | COM | 6K | 134 | – |
| ARCH CAPITAL GROUP LTD | ORD SHS | 1M | 12K | – |
| CALEDONIA MINING CORP PLC | SHS NEW | 39 | 4 | – |
| DOLE PLC | ORD SHS | 49 | 4 | – |
| MEDTRONIC PLC | SHS | 4K | 56 | – |
| NORWEGIAN CRUISE LINE HOLDIN | SHS | 2K | 106 | – |
| STERIS PLC | SHS USD | 20K | 91 | – |
| WILLIS TOWERS WATSON PLC | SHS | 7K | 26 | – |
| DORIAN LPG LTD | SHS USD | 347K | 8K | – |
| KENON HOLDINGS LTD | SHS | 115K | 5K | – |