RIVULET CAPITAL, LLC

Adviser information for RIVULET CAPITAL, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $3.4B
Non-Discretionary 0 $0
Total 4 $3.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $3.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-77719
SEC ERA File Number 801-77719
SEC CIK Numbers 1566691
SEC CRD Numbers 163597
Legal Entity Identifier 549300B0Q7RNS20LSP86

Principal Office

25 DEFOREST AVENUE
SUITE 305
SUMMIT
NJ
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 212-756-8700, Fax: 212-756-8701

Chief Compliance Officer

JOSEPH HERMAN
CHIEF OPERATING OFFICER
25 DEFOREST AVENUE
SUITE 305
SUMMIT
NJ
United States
Tel: 212-756-8700
(Full email address available in API data)

Regulatory Contact

TINA SHEN
CHIEF FINANCIAL OFFICER
25 DEFOREST AVENUE
SUITE 305
SUMMIT
NJ
United States
Tel: 212-756-8681
(Full email address available in API data)

Industry Affiliates

RIVULET CAPITAL GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RIVULET CAPITAL MASTER FUND, LTD. Hedge Fund $3,383.4M $1.0M 259
RIVULET OPPORTUNITY FUND, LLC Hedge Fund $53.2M $1.0M 13

Control Persons

Name Type Entity Title Since Ownership
LEBOVITS, BARRY, MICHAEL Individual MANAGING PARTNER 05/2012 < 5%
HERMAN, JOSEPH, WALTER Individual CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER 05/2012 < 5%
KUNTZ, JOSHUA, ARI Individual MANAGING PARTNER 05/2012 < 5%
SHEN, WEN-TING Individual CHIEF FINANCIAL OFFICER 01/2020 < 5%
RIVULET CAPITAL HOLDINGS, LP Domestic Entity MANAGING MEMBER 01/2024 > 75%
LEBOVITS, BARRY, MICHAEL Individual RIVULET CAPITAL HOLDINGS, LP LIMITED PARTNER 01/2024 25-50%
KUNTZ, JOSHUA, ARI Individual RIVULET CAPITAL HOLDINGS, LP LIMITED PARTNER 01/2024 25-50%
RIVULET CAPITAL HOLDINGS GP LLC Domestic Entity RIVULET CAPITAL HOLDINGS, LP GENERAL PARTNER 01/2024
LEBOVITS, BARRY, MICHAEL Individual RIVULET CAPITAL HOLDINGS GP LLC MEMBER 01/2024 50-75%
KUNTZ, JOSHUA, ARI Individual RIVULET CAPITAL HOLDINGS GP LLC MEMBER 01/2024 50-75%

No. Employees, Historic

105020202021202220232024202510 on 3/11/202010 on 3/11/202110 on 6/25/202110 on 10/26/202110 on 3/8/202210 on 3/2/202310 on 3/8/202310 on 3/15/2024

RAUM, Historic

4B2B02020202120222023202420253365667741 on 3/11/20203909373148 on 3/11/20213909373148 on 6/25/20213909373148 on 10/26/20213979817952 on 3/8/20223344091348 on 3/2/20233344091348 on 3/8/20233436632258 on 3/15/2024

No. Clients, Historic

10502020202120222023202420254 on 3/11/20204 on 3/11/20214 on 6/25/20214 on 10/26/20215 on 3/8/20224 on 3/2/20234 on 3/8/20234 on 3/15/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 70M 1M
APTARGROUP INC COM 134M 953K
CANADIAN NATL RY CO COM 106M 900K
FIDELITY NATL INFORMATION SV COM 94M 1M
FISERV INC COM 102M 685K
MASTERCARD INCORPORATED CL A 153M 347K
MIDDLEBY CORP COM 27M 220K
NEOGEN CORP COM 70M 4M
NICE LTD SPONSORED ADR 134M 781K
PTC INC COM 131M 724K
SBA COMMUNICATIONS CORP NEW CL A 126M 640K
SHERWIN WILLIAMS CO COM 97M 325K
TEMPUR SEALY INTL INC COM 62M 1M
WORKDAY INC CL A 138M 615K