Hedge Fund Database

EAGLE POINT CREDIT MANAGEMENT LLC

Adviser information for EAGLE POINT CREDIT MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 62
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 88 $9.3B
Non-Discretionary 0 $0
Total 88 $9.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 2 $1.0B
Business development companies 0 $0
Pooled investment vehicles 28 $3.4B
Pension and profit sharing plans <5 $157.3M
Charitable organizations <5 $96.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 45 $4.3B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $120.0M
Other 6 $183.6M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 33

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based feesINCOME BASED FEE
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-77721
SEC ERA File Number 801-77721
SEC CIK Numbers None
SEC CRD Numbers 166370
Legal Entity Identifier 549300JTVO7DRG0OUO53

Principal Office

600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-340-8500, Fax: None

Websites

eaglepointcredit.com/

Chief Compliance Officer

COURTNEY B. FANDRICK
PRINCIPAL
600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Tel: 203-340-8536
(Full email address available in API data)

Regulatory Contact

NAUMAN MALIK
SENIOR PRINCIPAL AND GENERAL COUNSEL
600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Tel: 203-340-8518
(Full email address available in API data)

Industry Affiliates

EAGLE POINT CIF GP I LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT CREDIT GP I LP Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC Other investment adviser, including financial planners
EAGLE POINT DIF GP I LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DIF GP II LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DIF GP NJ LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DIP GENERAL PARTNER LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT EIF GENERAL PARTNER LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT ENHANCED INCOME MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EAGLE POINT INCOME MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EAGLE POINT SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
EP CLO GP I LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EP SRT CO-INVEST GP I LLC Sponsor, GP, manager of pooled investment vehicles
SPC CAPITAL MARKETS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
STONE POINT CAPITAL LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
STONE POINT CREDIT ADVISER LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EAGLE POINT CLO EQUITY FUND I LLC Private Equity Fund $57.9M $5.0M 2
EAGLE POINT CORE INCOME FUND LP Hedge Fund $187.0M $0.1M 210
EAGLE POINT CREDIT PARTNERS LP Hedge Fund $1,499.3M $0.3M 191
EAGLE POINT DEFENSIVE INCOME FUND II NON-US LP Hedge Fund $22.6M $5.0M 4
EAGLE POINT DEFENSIVE INCOME FUND II US LP Hedge Fund $243.4M $5.0M 46
EAGLE POINT DEFENSIVE INCOME FUND NJ LP Hedge Fund $208.0M $5.0M 3
EAGLE POINT DEFENSIVE INCOME FUND NON-US LP Hedge Fund $117.5M $0.3M 11
EAGLE POINT DEFENSIVE INCOME FUND US LP Hedge Fund $347.2M $0.3M 54
EAGLE POINT DEFENSIVE INCOME M LP Private Equity Fund $126.2M $5.0M 3
EAGLE POINT DEFENSIVE INCOME PARTNERS LP OPEN-END PRIVATE FUND $111.4M $5.0M 5
EAGLE POINT ENHANCED INCOME FUND LP Hedge Fund $65.4M $5.0M 8
EAGLE POINT SRT CO-INVEST I LP Private Equity Fund $40.0M $1.0M 5
EP CLO OPPORTUNITIES FUND I LP Hedge Fund $57.9M $5.0M 3
STEAMBOAT GRYPHON LTD. Securitized Asset Fund $7.0M $0.3M 2
STEAMBOAT LIGHTNING LTD. Securitized Asset Fund $8.0M $0.3M 3
STEAMBOAT SUPER HORNET LTD. Securitized Asset Fund $62.3M $0.3M 3
STEAMBOAT THUNDER LTD. Securitized Asset Fund $0.0M $0.3M 0

Control Persons

Name Type Entity Title Since Ownership
ONORIO, KENNETH, PAUL Individual – SENIOR PRINCIPAL, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 07/2014 < 5%
TRIDENT EP-I HOLDINGS LLC Foreign Entity TRIDENT EP-II HOLDINGS LLC MEMBER 12/2012 25-50%
SPINNER, DANIEL, MICHAEL Individual – SENIOR PRINCIPAL 02/2013 < 5%
KO, DANIEL, W Individual – SENIOR PRINCIPAL 02/2013 < 5%
MAJEWSKI, THOMAS, PHILIP Individual – MANAGING PARTNER 12/2012 < 5%
MALIK, NAUMAN, S Individual – SENIOR PRINCIPAL AND GENERAL COUNSEL 09/2015 < 5%
McGrady, Kyle, W Individual – SENIOR PRINCIPAL 04/2015 < 5%
EAGLE POINT HOLDINGS GP LLC Domestic Entity EAGLE POINT HOLDINGS LP GENERAL PARTNER 05/2018
Fandrick, Courtney, Barrett Individual – PRINCIPAL AND CHIEF COMPLIANCE OFFICER 03/2020 < 5%
EAGLE POINT PARENT LLC Domestic Entity – SOLE MEMBER 03/2023 50-75%
EAGLE POINT HOLDINGS INTERMEDIATE LLC Domestic Entity EAGLE POINT PARENT LLC SOLE MEMBER 03/2023 > 75%
EAGLE POINT HOLDINGS TOPCO LLC Domestic Entity EAGLE POINT HOLDINGS INTERMEDIATE LLC SOLE MEMBER 03/2023 > 75%
EAGLE POINT HOLDINGS LP Domestic Entity EAGLE POINT HOLDINGS TOPCO LLC SOLE MEMBER 03/2023 > 75%
TRIDENT EP-II HOLDINGS LLC Domestic Entity EAGLE POINT HOLDINGS LP SHAREHOLDER 05/2018 50-75%
TRIDENT EP-I HOLDINGS LLC Domestic Entity TRIDENT EP-II HOLDINGS LLC MEMBER 12/2012 25-50%
TRIDENT IX, L.P. Foreign Entity TRIDENT EP-II HOLDINGS LLC MEMBER 03/2023 25-50%
TRIDENT EP BLOCKER AIV, L.P. Domestic Entity TRIDENT EP-I HOLDINGS LLC MEMBER 03/2023 > 75%
TRIDENT CAPITAL IX, L.P. Foreign Entity TRIDENT EP BLOCKER AIV, L.P. GENERAL PARTNER 03/2023
TRIDENT IX, L.P. Foreign Entity TRIDENT EP BLOCKER AIV, L.P. LIMITED PARTNER 03/2023 50-75%
TRIDENT IX, PARALLEL FUND, L.P. Foreign Entity TRIDENT EP BLOCKER AIV, L.P. LIMITED PARTNER 03/2023 25-50%
TRIDENT CAPITAL IX, L.P. Foreign Entity TRIDENT IX, L.P. GENERAL PARTNER 04/2021
TRIDENT CAPITAL IX, L.P. Foreign Entity TRIDENT IX, PARALLEL FUND, L.P. GENERAL PARTNER 04/2021

No. Employees, Historic

7035020202021202220232024202528 on 3/30/202028 on 10/21/202031 on 3/31/202131 on 11/22/202131 on 2/23/202251 on 3/31/202251 on 5/4/202251 on 11/28/202251 on 2/14/202358 on 3/30/202358 on 4/28/202358 on 8/29/202358 on 10/12/202358 on 2/29/202462 on 3/28/2024

RAUM, Historic

10B5B02020202120222023202420252843790216 on 3/30/20202843790216 on 10/21/20203929835022 on 3/31/20213929835022 on 11/22/20213929835022 on 2/23/20226052373801 on 3/31/20226052373801 on 5/4/20226052373801 on 11/28/20226052373801 on 2/14/20237624314617 on 3/30/20237624314617 on 4/28/20237624314617 on 8/29/20237624314617 on 10/12/20237624314617 on 2/29/20249264598353 on 3/28/2024

No. Clients, Historic

9045020202021202220232024202525 on 3/30/202025 on 10/21/202038 on 3/31/202138 on 11/22/202138 on 2/23/202255 on 3/31/202255 on 5/4/202255 on 11/28/202255 on 2/14/202368 on 3/30/202368 on 4/28/202368 on 8/29/202368 on 10/12/202368 on 2/29/202481 on 3/28/2024